Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bank NA |
b. Street 1 | 425 Walnut Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202-3956 |
g. Telephone number (including country code if foreign) | 513-632-4234 |
h. Briefly describe the books and records kept at this location:
| Books and records related to custody services |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Solutions LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246-1617 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to transfer agent and shareholder services |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Premier Fund Solutions Inc |
b. Street 1 | 1939 Friendship Drive |
Street 2 | Suite C |
c. City | El Cajon |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 92020 |
g. Telephone number (including country code if foreign) | 619-588-9700 |
h. Briefly describe the books and records kept at this location:
| Books and records related to fund administration services |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Rafferty Capital Markets LLC |
b. Street 1 | 1010 Franklin Avenue |
Street 2 | 3rd Floor |
c. City | Garden City |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11530 |
g. Telephone number (including country code if foreign) | 516-535-3800 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution services |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Walthausen & Co LLC |
b. Street 1 | 2691 Route 9 |
Street 2 | Suite 102 |
c. City | Malta |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 12020 |
g. Telephone number (including country code if foreign) | 518-371-3450 |
h. Briefly describe the books and records kept at this location:
| Books and records related to advisory services |
Director Record:
1 |
a. Full Name | Hany A. Shawky |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | John P. Mastriani |
b. CRD number, if any | 001585463 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Edward A. LaVarnway |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Were any matters submitted by the
Registrant for
its
security
holders' vote during the reporting
period?
|
Yes
No
|
a. If yes, and to the extent the response relates
only to certain series of the Registrant,
indicate the series
involved:
|
Security Matter Series info Record:
1 |
1. Series name | Walthausen Small Cap Value Fund |
2. Series identification number | |
Security Matter Series info Record:
2 |
1. Series name | Walthausen Focused Small Cap Value Fund |
2. Series identification number | |