-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fha2I1RjK8q16hcVppQE8zJcR8AA/f8MTX/2JqYw6BXyE3E057aXtkkB0zmcQ006 CDeD2ESmeajAwz3z7yg5Zw== 0001209191-08-028938.txt : 20080509 0001209191-08-028938.hdr.sgml : 20080509 20080509170033 ACCESSION NUMBER: 0001209191-08-028938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080507 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnston James J. JR CENTRAL INDEX KEY: 0001432612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 08819434 BUSINESS ADDRESS: BUSINESS PHONE: 972-673-6958 MAIL ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dr Pepper Snapple Group, Inc. CENTRAL INDEX KEY: 0001418135 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 753258232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (972) 673-7000 MAIL ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: CSAB Inc. DATE OF NAME CHANGE: 20071109 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-05-07 0 0001418135 Dr Pepper Snapple Group, Inc. DPS 0001432612 Johnston James J. JR 5301 LEGACY DRIVE PLANO TX 75024 0 1 0 0 Executive Vice President Common Stock 2008-05-07 4 J 0 7810 A 7810 D Employee Share Award 2008-05-07 4 A 0 7934 0.00 A 7934 D Employee Share Award 2008-05-07 4 A 0 10447 0.00 D 10447 D Restricted Stock Unit 2008-05-07 4 A 0 16561 0.00 A Common Stock 16561 16561 D Employee Stock Option (Right to Buy) 25.36 2008-05-07 4 A 0 54022 0.00 A 2018-05-07 Common Stock 54022 54022 D Shares were acquired as the result of the spin off of the Americas Beverages business by Cadbury Schweppes plc, as described in the Issuer's Form 10 filed with the SEC (the "Spin Off"). These shares were distributed to reporting person in connection with the Spin Off and arising from their holdings of Cadbury Schweppes plc ADR's or shares on the date of the Spin Off. This share award was granted in connection with the Spin Off. The share award was converted from the Bonus Share Retention Plan of Cadbury Schweppes plc and granted under the Issuer's Legacy Bonus Share Retention Plan. The share award represents the right to receive the Issuer's Common Stock and 4,318 shares will be settled on March 4, 2009 and 3,616 shares will be settled on March 4, 2010. The number of shares issued pursuant to the Spin Off, is subject to the approval of a Cadbury administrative committee and if not approved, or approved with modifications, an amended Form 4 will be filed. This share award was granted in connection with the Spin Off. The share award was converted from the Long Term Incentive Plan of Cadbury Schweppes plc and granted under the Issuer's Legacy Long Term Incentive Plan. The share award represents the right to receive the Issuer's Common Stock and 6,026 shares will be settled on April 7, 2009 and 4,421 shares will be settled on March 29, 2010. The number of shares issued pursuant to the Spin Off, is subject to the approval of a Cadbury administrative committee and if not approved, or approved with modifications, an amended Form 4 will be filed. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008. Restricted stock units will vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 and vests in three equal annual installments commencing on May 7, 2009. Wayne R. Lewis, attorney in fact 2008-05-09 -----END PRIVACY-ENHANCED MESSAGE-----