0001144204-19-028286.txt : 20190528 0001144204-19-028286.hdr.sgml : 20190528 20190528091209 ACCESSION NUMBER: 0001144204-19-028286 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190528 DATE AS OF CHANGE: 20190528 GROUP MEMBERS: ACORN HOLDINGS B.V. GROUP MEMBERS: AGNATEN SE GROUP MEMBERS: DONATA HOLDINGS B.V. GROUP MEMBERS: JAB FOREST B.V. GROUP MEMBERS: JAB HOLDING CO S.A.R.L. GROUP MEMBERS: JAB HOLDINGS B.V. GROUP MEMBERS: JAB INVESTMENTS S.A.R.L. GROUP MEMBERS: LUCRESCA SE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Keurig Dr Pepper Inc. CENTRAL INDEX KEY: 0001418135 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 753258232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84051 FILM NUMBER: 19856143 BUSINESS ADDRESS: STREET 1: 53 SOUTH AVENUE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-418-7000 MAIL ADDRESS: STREET 1: 53 SOUTH AVENUE CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: Dr Pepper Snapple Group, Inc. DATE OF NAME CHANGE: 20080108 FORMER COMPANY: FORMER CONFORMED NAME: CSAB Inc. DATE OF NAME CHANGE: 20071109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Maple Holdings B.V. CENTRAL INDEX KEY: 0001746478 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: OOSTERDOKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK BUSINESS PHONE: 31 235 62 65 20 MAIL ADDRESS: STREET 1: OOSTERDOKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK SC 13D/A 1 tv521904_sc13da.htm SC 13D/A

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

 

KEURIG DR PEPPER INC.

(Name of Issuer)

 

Common Stock, Par Value $0.01 Per Share

(Title of Class of Securities)

 

49271V100

(CUSIP Number)

 

Joachim Creus

Maple Holdings B.V.

Oosterdoksstraat 80

1011 DK Amsterdam

The Netherlands

Tel.: +31 20 406 10 01

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

Copies To:

Paul T. Schnell, Esq.

Sean C. Doyle, Esq.

Maxim O. Mayer-Cesiano, Esq.

Skadden, Arps, Slate, Meagher & Flom LLP

Four Times Square

New York, New York 10036

Tel.: (212) 735-3000

 

May 27, 2019

(Date of Event Which Requires Filing of This Statement)

 

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.   ¨

 

 

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.

 

 

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

Maple Holdings B.V.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  x

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Netherlands

   

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5) 

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (1) (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of common stock, par value $0.01 per share (“Common Stock”), of Keurig Dr Pepper Inc. (“KDP”) that may be deemed to be beneficially owned by Maple Holdings B.V. (“Maple Holdings”).

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the United States Securities and Exchange Commission (the “Commission”) on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

Acorn Holdings B.V.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Netherlands

   

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

    941,910,924 (1) (see Items 4 and 5)
    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. Acorn Holdings B.V. (“Acorn”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of Acorn. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by Acorn that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

JAB Forest B.V.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Netherlands

   

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5)

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. JAB Forest B.V. (“Forest”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of Forest. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by Forest that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

JAB Holdings B.V.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Netherlands

   

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5)

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. JAB Holdings B.V. (“JAB Holdings”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of JAB Holdings. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by JAB Holdings that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

JAB Investments S.à r.l.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

   

       

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY 

EACH

REPORTING

PERSON

WITH

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5)

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. JAB Investments S.à r.l. (“JAB Investments”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of JAB Investments. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by JAB Investments that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

JAB Holding Company S.à r.l.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

   

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5)

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. JAB Holding Company S.à r.l. (“JAB Holding Company”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of JAB Holding Company. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by JAB Holding Company that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

Donata Holdings B.V.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Netherlands

 

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5)

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. Donata Holdings B.V. (“Donata”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of Donata. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by Donata that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

Agnaten SE

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Austria

   

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5)

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. Agnaten SE (“Agnaten”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of Agnaten. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by Agnaten that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

  

 

 

CUSIP No. 49271V100    
  1.  

NAMES OF REPORTING PERSONS:

 

Lucresca SE

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

 

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS

 

OO (See Item 3)

   
  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Austria

   

       

NUMBER OF 

SHARES 

BENEFICIALLY  

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH  

    7.

SOLE VOTING POWER

 

    None
    8.

SHARED VOTING POWER

 

   

941,910,924 (1) (see Items 4 and 5)

    9.

SOLE DISPOSITIVE POWER

 

    None
    10.

SHARED DISPOSITIVE POWER

 

    941,910,924 (1) (see Items 4 and 5)

         
  11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

941,910,924 shares of Common Stock (see Items 4 and 5)

   
  12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ¨
  13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11

 

67.0% of Common Stock (2) (see Item 5)

   
  14.  

TYPE OF REPORTING PERSON

 

HC

   

 

(1) This represents the aggregate voting and dispositive power of shares of Common Stock that may be deemed to be beneficially owned by Maple Holdings. Lucresca SE (“Lucresca”) may be deemed to have beneficial ownership of such shares since Maple Holdings is an indirect subsidiary of Lucresca. Neither the filing of this Statement on Schedule 13D nor any of its contents shall be deemed to constitute an admission by Lucresca that it is the beneficial owner of any of the common stock referred to herein for purposes of Section 13(d) of the Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

 

(2) The percentage ownership is based upon 1,406,689,275 shares of Common Stock issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

  

 

 

EXPLANATORY NOTE

 

This Schedule 13D/A constitutes Amendment No. 2 (“Amendment No. 2”) to and amends and supplements the prior statement on Schedule 13D as filed on July 19, 2018, as amended by Amendment No. 1 thereto filed on May 16, 2019 (as so amended, the “Schedule 13D”), by (i) Maple Holdings B.V., a private limited liability company (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands (“Maple Holdings”), (ii) Acorn Holdings B.V., a private limited liability company (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands, which is the parent company of Maple Holdings (“Acorn”), (iii) JAB Forest B.V., a private limited liability company (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands, which is the parent company of Acorn (“Forest”), (iv) JAB Holdings B.V., a private limited liability company (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands, which is the parent company of Forest (“JAB Holdings”), (v) JAB Investments S.à r.l., a private limited liability company incorporated under the laws of Luxembourg, which is the parent company of JAB Holdings (“JAB Investments”), (vi) JAB Holding Company S.à r.l., a private limited liability company incorporated under the laws of Luxembourg, which is the parent company of JAB Investments (“JAB Holding Company”), (vii) Donata Holdings B.V., a private limited liability company (besloten vennootschap met beperkte aansprakelijkheid) organized under the laws of the Netherlands, which is a parent company of JAB Holding Company (“Donata”), (viii) Agnaten SE, a private company incorporated under the laws of Austria, which is a parent company of JAB Holding Company (“Agnaten”), and (ix) Lucresca SE, a private company incorporated under the laws of Austria, which is the parent company of Donata (“Lucresca”, and together with Maple Holdings, Acorn, Forest, JAB Holdings, JAB Investments, JAB Holding Company, Donata and Agnaten, the “Reporting Persons”). 

 

Item 4.Purpose of Transaction.

 

Item 4 is hereby amended and supplemented as follows:

 

Maple Holdings sold to affiliates of Capital Group Companies, (i) on May 16, 2019, 531,000 Shares, at a price of $28.25 per share, (ii) on May 17, 2019, 5,895,597 Shares, at a price of $28.00 per share and (iii) on May 23, 2019, 1,110,216 Shares, at a price of $28.00 per share (the “Capital Group Sale Transactions”).

 

On May 27, 2019, Maple Holdings sold 10,000,000 Shares, at a price of $27.80 per share, to affiliates of D. E. Shaw & Co. (the “D.E. Shaw Sale Transaction”).

 

With respect to Maple Holdings’s previously-disclosed intent to sell Shares to increase the public float of KDP to approximately 20% by year-end, Maple Holdings has sold approximately 64 million Shares through registered direct sales, including the previously-disclosed sale of approximately 47 million Shares earlier this month, bringing the public float of KDP to approximately 19%. As such, Maple Holdings plans to pause its remaining share sales of 1% until KDP’s next open window trading periods for insiders, which will occur following publication of KDP’s quarterly earnings during 2019 (and, in any event, not prior to publication of KDP’s second quarter earnings). As previously stated, except for this increase to approximately 20% of the public float, Maple Holdings does not intend to sell any additional Shares in the foreseeable future.

 

Other than as described above, none of the Reporting Persons currently has any plans or proposals that relate to, or would result in, any of the matters listed in Items 4(a)–(j) of Schedule 13D, although the Reporting Persons may, at any time and from time to time, review or reconsider their position and/or change their purpose and/or formulate plans or proposals with respect thereto. Each of the Reporting Persons intends to evaluate on an ongoing basis their investment in KDP and their options with respect to such investment, including a sale of all or a portion of their equity ownership in KDP. 

 

Item 5.Interest in Securities of the Issuer.

 

Item 5 is hereby amended and supplemented as follows:

 

(a) – (b) Maple Holdings beneficially owns 941,910,924 Shares, after giving effect to the Capital Group Sale Transactions and the D.E. Shaw Sale Transaction, which represents 67.0% of the issued and outstanding Shares as of May 7, 2019. Each other Reporting Person may be deemed, for purposes of Rule 13d-3 under the Exchange Act, to share with Maple Holdings the power to vote or dispose, or to direct the voting or disposition of, the 941,910,924 Shares beneficially owned by Maple Holdings, and thus, for the purpose of Rule 13d-3, the other Reporting Persons may be deemed to be the beneficial owners of an aggregate of 941,910,924 Shares.

 

 

 

As of the date hereof, Peter Harf may be deemed to be the beneficial owner of an aggregate of 178,200 Shares, 21,400 of which are owned by Mr. Harf’s spouse, constituting less than 0.1% of the Shares of KDP issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019. Mr. Harf has the sole power to vote or dispose, or direct the voting or disposition of, 156,800 Shares. Mr. Harf disclaims beneficial ownership of the Shares owned by his spouse.

 

As of the date hereof, Olivier Goudet beneficially owns 20,000 Shares, constituting less than 0.1% of the Shares of KDP issued and outstanding as of May 7, 2019, as set forth in the Quarterly Report on Form 10-Q filed by KDP with the Commission on May 9, 2019 for the quarterly period ended March 31, 2019.

 

Except as set forth in this Item 5(a), none of the Reporting Persons, and, to the best knowledge of the Reporting Persons, none of the persons named in Schedule A to the Schedule 13D beneficially owns any Shares. Neither the filing of this Amendment No. 2 nor any of its contents shall be deemed to constitute an admission by the Reporting Persons that it is the beneficial owner of any Shares.

 

(c) Except for the Capital Group Sale Transactions and the D.E. Shaw Sale Transaction described above and the Sale Transactions described in Amendment No. 1, none of the Reporting Persons, and to the best knowledge of the Reporting Persons, none of the persons named in Schedule A to the Schedule 13D, has effected any transactions in the Shares during the past 60 days.

  

Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

Item 6 is hereby amended and supplemented as follows:

 

In connection with the Capital Group Sale Transactions and the D. E. Shaw Sale Transaction referred to in Item 4 above, Maple Holdings entered into Stock Purchase Agreements with affiliates of Capital Group Companies and D. E. Shaw & Co. substantially in the form attached to the Schedule 13D as Exhibit 4, which is incorporated by reference herein. 

  

  

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: May 28, 2019

 

 

JAB FOREST B.V.

JAB HOLDINGS B.V.

DONATA HOLDINGS B.V.

       
  By:   /s/ Constantin Thun
  Name:   Constantin Thun
  Title:   Director
       
  By:   /s/ Merel Broers
  Name:   Merel Broers
  Title:   Director
       
  ACORN HOLDINGS B.V.
       
  By:   /s/ Joachim Creus
  Name:   Joachim Creus
  Title:   Proxy Holder
       
  JAB INVESTMENTS S.À R.L.
  JAB HOLDING COMPANY S.À r.l.
       
  By:   /s/ Markus Hopmann
  Name:   Markus Hopmann
  Title:   Manager
       
  By:   /s/ Joachim Creus
  Name:   Joachim Creus
  Title:   Manager
       
  AGNATEN SE
  LUCRESCA SE
       
  By:   /s/ Joachim Creus
  Name:   Joachim Creus
  Title:   Authorized Representative
   
  MAPLE HOLDINGS B.V.
       
  By:   /s/ Merel Broers
  Name:   Merel Broers
  Title:   Director
       
  By:   /s/ Leo Burgers
  Name:   Leo Burgers
  Title:   Director