0001418100-20-000042.txt : 20200304 0001418100-20-000042.hdr.sgml : 20200304 20200304161040 ACCESSION NUMBER: 0001418100-20-000042 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20200304 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 261119726 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 20687237 BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 8-K 1 avya-20200304.htm 8-K avya-20200304
0001418100false00014181002020-03-042020-03-04

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): March 4, 2020

AVAYA HOLDINGS CORP.
(Exact Name of Registrant as Specified in its Charter)
Delaware
001-38289
26-1119726
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
4655 Great America Parkway


Santa Clara,
California
95054
(Address of Principal Executive Office)
(Zip Code)
Registrant's telephone number, including area code: (908) 953-6000
N/A
(Former Name or Former Address, if Changed Since Last Report)
 ____________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common StockAVYANew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 5.07. Submission of Matters to a Vote of Security Holders
At the 2020 Annual Meeting of Stockholders of Avaya Holdings Corp. (the “Company”) held on March 4, 2020, stockholders voted on proposals to (i) elect directors to the Board of Directors (the “Board”) of the Company, (ii) approve, on an advisory basis, the Company’s named executive officer compensation (“Say-on-Pay”), (iii) approve the Avaya Holdings Corp. 2019 Equity Incentive Plan, (iv) approve the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan, and (v) ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020.
The number of votes cast for, withheld or against and the number of abstentions and broker non-votes with respect to each proposal, as applicable, is set forth below. The Company’s independent inspector of election reported the final vote of the stockholders as follows:

Proposal No. 1 — Election of Directors: All seven directors listed below were elected to serve terms expiring at the 2021 Annual Meeting of Shareholders of the Company, or until his or her respective successor is duly elected and qualified, except in the case of a director’s earlier death, resignation, retirement, disqualification, removal or incapacity.
Director NomineeVotes ForVotes WithheldBroker Non-votes
William D. Watkins83,609,307  3,691,524  3,240,434  
James M. Chirico, Jr.84,382,768  2,918,063  3,240,434  
Stephan Scholl83,347,792  3,953,039  3,240,434  
Susan L. Spradley83,644,671  3,656,160  3,240,434  
Stanley J. Sutula, III84,497,362  2,803,469  3,240,434  
Scott D. Vogel83,787,604  3,513,227  3,240,434  
Jacqueline E. Yeaney84,238,613  3,062,218  3,240,434  

Proposal No. 2 — Advisory Approval of Say-on-Pay Proposal: The stockholders approved this proposal.
Votes ForVotes AgainstAbstainBroker Non-votes
83,927,067  599,356  2,774,408  3,240,434  

Proposal No. 3 — Approval of the Avaya Holdings Corp. 2019 Equity Incentive Plan: The stockholders approved this proposal.
Votes ForVotes AgainstAbstainBroker Non-votes
80,464,224  4,531,999  2,304,608  3,240,434  

Proposal No. 4 — Approval of the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan: The stockholders approved this proposal.
Votes ForVotes AgainstAbstainBroker Non-votes
84,842,659  136,738  2,321,434  3,240,434  

Proposal No. 5 — Ratification of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2020: The stockholders approved this proposal.
Votes ForVotes AgainstAbstainBroker Non-votes
90,122,703  403,616  14,946  —  





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



AVAYA HOLDINGS CORP.


Date: March 4, 2020
 
By:
/s/ Kieran J. McGrath
Name:
Kieran J. McGrath
Title:
Executive Vice President and Chief Financial Officer


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Entity Information [Line Items]  
Document Type 8-K
Document Period End Date Mar. 04, 2020
Entity Registrant Name AVAYA HOLDINGS CORP.
Entity Incorporation, State or Country Code DE
Entity File Number 001-38289
Entity Tax Identification Number 26-1119726
Entity Address, Address Line One 4655 Great America Parkway
Entity Address, City or Town Santa Clara,
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Entity Address, Postal Zip Code 95054
City Area Code 908
Local Phone Number 953-6000
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Title of 12(b) Security Common Stock
Trading Symbol AVYA
Security Exchange Name NYSE
Entity Emerging Growth Company false
Entity Central Index Key 0001418100
Amendment Flag false