0001418100-19-000139.txt : 20191210 0001418100-19-000139.hdr.sgml : 20191210 20191210161600 ACCESSION NUMBER: 0001418100-19-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191206 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Speed Kevin CENTRAL INDEX KEY: 0001778611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 191277844 MAIL ADDRESS: STREET 1: AVAYA STREET 2: 350 MT. KEMBLE AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 261119726 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 4 1 wf-form4_157601254253689.xml FORM 4 X0306 4 2019-12-06 0 0001418100 Avaya Holdings Corp. AVYA 0001778611 Speed Kevin C/O AVAYA HOLDINGS CORP. 4655 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 0 1 0 0 VP, Controller & CAO Restricted Stock Units 2019-12-06 4 A 0 16906 0 A Common Stock 16906.0 16906 D These Restricted Stock Units (each, an "RSU") were granted on December 6, 2019 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (the "Equity Plan"). Each RSU represents a contingent right to receive, at vesting, an amount in cash equal to (x) the number of vested RSUs multiplied by (y) the closing price of one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on the trading day immediately preceding the settlement date; provided, that to the extent there are shares of Common Stock available under the Equity Plan when the applicable portion of RSUs are settled and an effective registration statement is on file with the Securities and Exchange Commission for such shares, the Issuer may deliver one share of Common Stock for each vested RSU. Represents RSUs granted on December 6, 2019 pursuant to the Equity Plan, with 33.34% vesting on February 15, 2021 and 8.33% vesting each May 15, August 15, November 15 and February 15 thereafter. /s/ Sara R. Bucholtz, as attorney in fact for Kevin Speed 2019-12-10