0001418100-18-000161.txt : 20180917 0001418100-18-000161.hdr.sgml : 20180917 20180917071602 ACCESSION NUMBER: 0001418100-18-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180915 FILED AS OF DATE: 20180917 DATE AS OF CHANGE: 20180917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTULA STANLEY J III CENTRAL INDEX KEY: 0001629897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 181072409 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: ONE NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 4 1 wf-form4_153718294616560.xml FORM 4 X0306 4 2018-09-15 0 0001418100 Avaya Holdings Corp. AVYA 0001629897 SUTULA STANLEY J III C/O AVAYA HOLDINGS CORP. 4655 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 1 0 0 0 Common Stock, par value $0.01 per share 2018-09-15 4 M 0 3212 0 A 9635 D Restricted Stock Units 2018-09-15 4 M 0 3212 0 D Common Stock 3212.0 3212 D Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on September 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. /s/ Sara R. Bucholtz, as attorney in fact for Stanley J. Sutula, III 2018-09-17