0000950170-24-032304.txt : 20240315
0000950170-24-032304.hdr.sgml : 20240315
20240315170750
ACCESSION NUMBER: 0000950170-24-032304
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240313
FILED AS OF DATE: 20240315
DATE AS OF CHANGE: 20240315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kajee Shiraz
CENTRAL INDEX KEY: 0001591497
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00754
FILM NUMBER: 24755831
MAIL ADDRESS:
STREET 1: 500 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SLR Investment Corp.
CENTRAL INDEX KEY: 0001418076
ORGANIZATION NAME:
IRS NUMBER: 261381340
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 PARK AVENUE
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 993-1670
MAIL ADDRESS:
STREET 1: 500 PARK AVENUE
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Solar Capital Ltd.
DATE OF NAME CHANGE: 20071109
4
1
ownership.xml
4
X0508
4
2024-03-13
0001418076
SLR Investment Corp.
SLRC
0001591497
Kajee Shiraz
C/O SLR INVESTMENT CORP.
500 PARK AVENUE
NEW YORK
NY
10022
false
true
false
false
See Remarks
false
Restricted Stock Units
2024-03-13
4
A
false
11564.5701
0.00
A
Common Stock
11564.5701
11564.5701
D
Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
On March 13, 2024, the Board of Directors (the "Board") of SLR Investment Corp. (the "Issuer") granted 11,564.5701 restricted stock units ("RSUs") to Mr. Kajee. Shares of the common stock of the Issuer underlying the RSUs are scheduled to vest in installments of 50% on the latter of March 1, 2026 and the date of the opening of the trading window and 50% on the latter of March 1, 2027 and the date of the opening of the trading window. Upon settlement, the RSUs will become payable on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the Solar Capital Partners Employee Stock Plan, LLC administrators.
Chief Financial Officer, Treasurer & Secretary
/s/ Shiraz Y. Kajee
2024-03-15