X0202 4 2007-11-19 0 0001276130 TREATY OAK BANCORP INC TOAK 0001417773 Nash Jeffrey L 101 WESTLAKE DRIVE AUSTIN TX 78746 1 1 0 0 CEO and President Common Stock 2007-11-19 4 F 0 1053 10.50 D 86614 D Common Stock 2007-11-20 4 A 0 3750 10.50 A 90364 D Common Stock 2007-05-18 4 X 0 100 10.00 A 87067 I Jeffrey L. Nash, Trustee for Kaci L. Nash Common Stock 2007-05-18 4 X 0 100 10.00 A 87167 I Jeffrey L. Nash, Trustee for Kelli N. Nash Common Stock 2007-05-18 4 X 0 400 10.00 A 87267 D Common Stock 2007-05-29 4 X 0 400 10.00 A 87667 I NFS, Custodian for Jeffrey L. Nash - IRA Options to acquire common stock 10.00 2007-11-21 4 A 0 24306 0 A 2017-11-29 Common Stock 24306 99609 D Warrant 10.00 2007-05-18 4 X 0 100 D 2004-09-30 2007-06-30 Common Stock 100 900 I Jeffrey L. Nash, Trustee for Kaci L. Nash Warrant 10.00 2007-05-18 4 X 0 100 D 2004-09-30 2007-06-30 Common Stock 100 800 I Jeffrey L. Nash, Trustee for Kelli N. Nash Warrant 10.00 2007-05-18 4 X 0 400 D 2004-09-30 2007-06-30 Common Stock 400 400 D Warrant 10.00 2007-05-29 4 X 0 400 D 2004-09-30 2007-06-30 Common Stock 400 0 I NFS, Custodian for Jeffrey L. Nash - IRA Options to acquire common stock 10.95 2007-07-15 4 A 0 10000 0 A 2017-07-14 Common Stock 10000 75303 D one third vests 11/20/08, one third vests 11/20/09, and one third vests 11/20/10 one third vests 07/15/08, one third vests 07/15/09, and one third vests 07/15/10 The reported securities were acquired by the reporting person in the initial public offering of common shares. The reporting person received one warrant for each five common shares purchased at a price of $8.33 per share. No separate price was attributed to the warrants in the initial public offering. /s/ Jeffrey L. Nash 2007-11-21