8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

SUSQUEHANNA CAPITAL I

(Exact name of registrant as specified in its certificate of trust)

 

Delaware   26-6093799
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

c/o Susquehanna Bancshares, Inc.

26 North Cedar Street

Lititz, Pennsylvania

  17543
(Address of principal executive offices)   (Zip Code)

SUSQUEHANNA BANCSHARES, INC.

(Exact name of registrant as specified in its certificate of incorporation)

 

Pennsylvania   23-2201716
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

26 North Cedar Street

Lititz, Pennsylvania

  17543
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class to be so registered

  

Name of each exchange on which

each class is to be registered

Susquehanna Capital I Capital Securities (and the

Guarantee by Susquehanna Bancshares, Inc. with respect thereto)

   New York Stock Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.  x    If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.  ¨

Securities Act registration statement file number to which this form relates: 333-147172.

Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of Class)

 



ITEM 1. DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED.

The Capital Securities (the “Capital Securities”) of Susquehanna Capital I, a statutory trust created under the laws of Delaware (“Capital I”), registered hereby, represent beneficial ownership interests in the assets of Capital I and are guaranteed by Susquehanna Bancshares, Inc., a Pennsylvania corporation (“Susquehanna Bancshares”), to the extent set forth in the Guarantee Agreement between Susquehanna Bancshares and The Bank of New York, as Guarantee Trustee (the “Guarantee”), a form of which is incorporated herein by reference to Exhibit 4.9 to the Registration Statement on Form S-3 (the “Registration Statement”) of Susquehanna Bancshares and Capital I (File No. 333-147172), filed with the Securities and Exchange Commission. The particular terms of the Capital Securities and the Guarantee are described in the prospectus as supplemented by the prospectus supplement (together, the “Prospectus”), which forms part of the Registration Statement. Such Prospectus, as may hereafter be amended or supplemented and filed as part of an amendment to the Registration Statement or otherwise pursuant to Rule 424(b), is hereby incorporated by reference.

ITEM 2. EXHIBITS.

 

4.1   Indenture, dated as of November 5, 2007, between Susquehanna Bancshares and The Bank of New York, as Debenture Trustee (incorporated by reference to Exhibit 4.1 to the Registration Statement).
4.2   Form of Supplemental Indenture between Susquehanna Bancshares and The Bank of New York, to Indenture (incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K filed on December 11, 2007).
4.3   Certificate of Trust of Capital I (incorporated by reference to Exhibit 4.3 to the Registration Statement).
4.4   Form of Amended and Restated Trust Agreement among Susquehanna Bancshares, as Depositor, The Bank of New York, as Property Trustee, The Bank of New York (Delaware), as Delaware Trustee, the Administrative Trustees named therein and the several Holders as defined therein (incorporated by reference to Exhibit 4.7 to the Registration Statement).
4.5   Form of Guarantee Agreement between Susquehanna Bancshares, as Guarantor, and The Bank of New York, as Trustee (incorporated by reference to Exhibit 4.9 to the Registration Statement).
4.6   Form of Capital Security (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed on December 11, 2007).


Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, Capital I and Susquehanna Bancshares have duly caused this registration statement to be signed on their behalf by the undersigned, thereto duly authorized.

DATED:    December 11, 2007

 

SUSQUEHANNA CAPITAL I
By   Susquehanna Bancshares, Inc., as Depositor
By  

/s/ Michael P. Squierdo

Name:   Michael P. Squierdo
Title:   Administrative Trustee

 

SUSQUEHANNA BANCSHARES, INC.
By  

/s/ Drew K. Hostetter

Name:   Drew K. Hostetter
Title:  

Executive Vice President,

Treasurer and Chief Financial Officer