0001777835-23-000142.txt : 20231204
0001777835-23-000142.hdr.sgml : 20231204
20231204181837
ACCESSION NUMBER: 0001777835-23-000142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231201
FILED AS OF DATE: 20231204
DATE AS OF CHANGE: 20231204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weinberg Peter A
CENTRAL INDEX KEY: 0001416779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39558
FILM NUMBER: 231464651
MAIL ADDRESS:
STREET 1: C/O GLG PARTNERS LP
STREET 2: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J5HB
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perella Weinberg Partners
CENTRAL INDEX KEY: 0001777835
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 841770732
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-287-3200
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER COMPANY:
FORMER CONFORMED NAME: FinTech Acquisition Corp. IV
DATE OF NAME CHANGE: 20190524
4
1
wk-form4_1701731908.xml
FORM 4
X0508
4
2023-12-01
0
0001777835
Perella Weinberg Partners
PWP
0001416779
Weinberg Peter A
767 FIFTH AVENUE
NEW YORK
NY
10153
1
1
0
0
Chairman
0
Class A Common Stock
2023-12-01
4
M
0
841.78
0
A
841.78
I
Red Hook Capital LLC
Class A Common Stock
2023-12-01
4
M
0
841780
0
A
842621.78
I
Red Hook Capital LLC
Class A Common Stock
2058926
D
Class B-2 Common Stock
2023-12-01
4
M
0
841780
0
D
Class A Common Stock
841.78
0
I
Red Hook Capital LLC
PWP Holdings LP Common Units
2023-12-01
4
M
0
841780
0
D
Class A Common Stock
841780
0
I
Red Hook Capital LLC
PWP Holdings LP Common Units
Class A Common Stock
3445788
3445788
I
PWP Professional Partners LP
Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-2 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.
Reflects securities held directly by Red Hook Capital LLC. The Reporting Person has shared voting and dispositive power over Red Hook Capital LLC through his shared control of Rosedale Partners LLC, the sole member of Red Hook. Each of the Reporting Person and Rosedale Partners LLC disclaims beneficial ownership of the securities held by Red Hook Capital LLC, except to the extent of their respective pecuniary interest therein.
Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share.
Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.
Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by PWP Professional Partners LP. The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein.
/s/ Mark Polemeni, as Attorney-in-Fact
2023-12-04