0001552781-19-000401.txt : 20191007 0001552781-19-000401.hdr.sgml : 20191007 20191007105835 ACCESSION NUMBER: 0001552781-19-000401 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20191007 DATE AS OF CHANGE: 20191007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPER MARKETPLACE, INC CENTRAL INDEX KEY: 0001416265 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 731733867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-225797-01 FILM NUMBER: 191140134 BUSINESS ADDRESS: STREET 1: 221 MAIN STREET STREET 2: 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-593-5400 MAIL ADDRESS: STREET 1: 221 MAIN STREET STREET 2: 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: PROSPER MARKETPLACE INC DATE OF NAME CHANGE: 20071025 8-K 1 e19429_pmi-8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 1, 2019

 

Prosper Marketplace, Inc.
(Exact name of registrant as specified in its charter)

 

Delaware 6199 73-1733867
(State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number)

 

221 Main Street, 3rd Floor

San Francisco, CA  94105

 (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Registrant’s telephone number, including area code: (415) 593-5400

 

Not applicable.
(Former name or former address if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
None   None   None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company        ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.        ☐

 

 

 

 

Item 5.02.Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On and effective as of October 1, 2019, David Golob resigned from the board of directors (the “Board”) of Prosper Marketplace, Inc. (the “Company”). Mr. Golob, a partner at one of the Company’s equity investors, Francisco Partners, will remain active as a Board observer. Mr. Golob’s resignation did not involve a disagreement with the Company on any matter relating to its operations, policies or practices, nor will it impact Francisco Partners’ equity holdings in the Company. Mr. Golob resigned due to Francisco Partners’ prospective business relationship with an affiliate of the Company’s independent registered public accountant, Deloitte & Touche LLP, which could have affected Deloitte’s independence under Rule 2-01(c)(3) of Regulation S-X had he continued to serve in a Board member capacity.

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Prosper Marketplace, Inc.
       
Date: October 7, 2019   By:   /s/ Julie Hwang
      Julie Hwang
      General Counsel and Secretary