S-8 POS 1 forms8pos.htm PROSPER MARKETPLACE, INC S-8 POS 12-10-2013
As filed with the Securities and Exchange Commission on December 10, 2013
    Registration No. 333-190323

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Post-Effective Amendment No. 1 to

FORM S-8

REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

PROSPER MARKETPLACE, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
6199
73-1733867
(State or other jurisdiction of
(Primary Standard Industrial
(I.R.S. Employer
incorporation or organization)
Classification Code Number)
Identification Number)

101 Second Street, 15th Floor
San Francisco, CA  94105
(415) 593-5400
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Amended and Restated Prosper Marketplace, Inc. 2005 Stock Plan

(Full title of the plans)
 

 
Copies to:
Sachin Adarkar, Esq.
Keir D. Gumbs, Esq.
General Counsel
Covington & Burling LLP
101 Second Street, 15th Floor
1201 Pennsylvania Avenue, NW
San Francisco, CA  94105
Washington, DC 20004
(415) 593-5400
(202) 662-6000
 (Name, address, including zip code, and telephone number, including area code, of agent for service)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer ¨
  
Accelerated filer  ¨
Non-accelerated filer  ¨ (Do not check if a smaller reporting company)
  
Smaller reporting company  x
 


EXPLANATORY NOTE

Pursuant to Item 512(a)(3) of Regulation S-K, this Post-Effective Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-8 (Registration No. 333-190323) filed with the Securities and Exchange Commission (the “Commission”) on August 1, 2013 (the “Registration Statement”) deregisters 5,868,641 shares of common stock, par value $0.01 per share, of Prosper Marketplace, Inc. (“Common Stock”), which were registered under the Registration Statement but remain unsold (the “Remaining Shares”).  Concurrently with the filing of this Amendment, the registrant is filing a new Registration Statement on Form S-8 (the “New Registration Statement”), which registers 12,634,791.6 shares of Common Stock, including the Remaining Shares.  In accordance with Instruction E to the General Instructions to Form S-8 and interpretations of the Division of Corporation Finance of the Commission, the portion of the registration fee allocable to the Remaining Shares, which the registrant paid to the Commission in connection with the original filing of the Registration Statement, is carried forward to the New Registration Statement.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned, thereunto duly authorized in the City of San Francisco, California, on December 10, 2013.
 
 
PROSPER MARKETPLACE, INC.
 
 
 
 
By:
/s/ Stephan P. Vermut
 
 
Stephan P. Vermut
 
 
Chief Executive Officer
 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
 
Name
 
Title
 
Date
 
 
 
 
 
/s/ Stephan P. Vermut
 
 
 
December 10, 2013
Stephan P. Vermut
 
Chief Executive Officer (principal executive officer); Director
 
 
 
 
 
 
 
/s/ Joshua P. Hachadourian
 
 
 
December 10, 2013
Joshua P. Hachadourian
 
Controller (principal financial and accounting officer)
 
 
 
 
 
 
 
/s/ Christopher Bishko
 
 
 
December 10, 2013
Christopher Bishko
 
Director
 
 
 
 
 
 
 
/s/ Rajeev Date
 
 
 
December 10, 2013
Rajeev Date
 
Director
 
 
 
 
 
 
 
/s/ Patrick Grady
 
 
 
December 10, 2013
Patrick Grady
 
Director