-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BDI7X0qnTUOCARVEmpO/w4qgx9+A1oJYEnBpg7m7wMwtae+4JWWBQKhdKUhLd/4A P85ur8hAvXzy1CRzU5Zrdw== 0001416062-07-000003.txt : 20071105 0001416062-07-000003.hdr.sgml : 20071105 20071105182203 ACCESSION NUMBER: 0001416062-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allen Jay L CENTRAL INDEX KEY: 0001416062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 071215303 BUSINESS ADDRESS: BUSINESS PHONE: (415) 636-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-01 0000316709 SCHWAB CHARLES CORP SCHW 0001416062 Allen Jay L C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Human Resources Common Stock 2007-11-01 4 A 0 6922 0 A 22853 D Common Stock 2007-11-01 4 A 0 2747 0 A 25600 D Nonqualified Stock Option (right to buy) 22.65 2007-11-01 4 A 0 26049 0 A 2008-11-01 2014-11-01 Common Stock 26049 26049 D Nonqualified Stock Option (right to buy) 23.3295 2007-11-01 4 A 0 26115 0 A 2008-11-01 2014-11-01 Common Stock 26115 26115 D The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date. Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65). The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Jane E. Fry, Attorney-in-fact 2007-11-05 -----END PRIVACY-ENHANCED MESSAGE-----