0001144204-19-023820.txt : 20190506 0001144204-19-023820.hdr.sgml : 20190506 20190506120002 ACCESSION NUMBER: 0001144204-19-023820 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 EFFECTIVENESS DATE: 20190506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 19798540 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 576-7634 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 03-31-2019 03-31-2019 false IndexIQ Advisors LLC

51 Madison Avenue 4th Floor New York NY 10010

13F HOLDINGS REPORT 028-13712 N Jonathan Zimmerman 212-576-7282 /s/ Jonathan Zimmerman New York NY 05-06-2019 3 644 3421158 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC 03 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC INFORMATION TABLE 2 infotable.xml ALLERGAN PLC SHS G0177J108 4433 30281 SH DFND 01,02 30281 0 0 ARRIS INTERNATIONAL PLC SHS G0551A103 49479 1565281 SH DFND 01,02 1565281 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4470 25395 SH DFND 01,02 25395 0 0 BUNGE LIMITED COM G16962105 707 13313 SH DFND 01,02 13313 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 1290 324138 SH DFND 01,02 324138 0 0 FERROGLOBE PLC SHS G33856108 9 4234 SH DFND 01,02 4234 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 1704 63016 SH DFND 01,02 63016 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 532 48922 SH DFND 01,02 48922 0 0 LUXOFT HLDG INC ORD SHS CL A G57279104 10182 173421 SH DFND 01,02 173421 0 0 MEDTRONIC PLC SHS G5960L103 4502 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81369Y308 299 5326 SH DFND 01,02 5326 0 0 SELECT SECTOR SPDR TR SBI CONS DIS 81369Y407 1898 16672 SH DFND 01,02 16672 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6640 100421 SH DFND 01,02 100421 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2235 33806 SH DFND 01,02,03 0 33806 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1979 76991 SH DFND 01,02 76991 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1029 13713 SH DFND 01,02 13713 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1757 23743 SH DFND 01,02 23743 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 413 5580 SH DFND 01,02,03 0 5580 0 SELECT SECTOR SPDR TR SBI INT-UTIL 81369Y886 1162 19975 SH DFND 01,02 19975 0 0 SELECT ENERGY SVCS INC CL A COM 81617J301 1599 133027 SH DFND 01,02 133027 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 996 22419 SH DFND 01,02 22419 0 0 SILGAN HOLDINGS INC COM 827048109 1589 53629 SH DFND 01,02 53629 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1575 64350 SH DFND 01,02 64350 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1587 41248 SH DFND 01,02 41248 0 0 SMUCKER J M CO COM NEW 832696405 1238 10626 SH DFND 01,02 10626 0 0 SOUTH ST CORP COM 840441109 1566 22922 SH DFND 01,02 22922 0 0 SOUTHERN COPPER CORP COM 84265V105 790 19919 SH DFND 01,02 19919 0 0 SPARK THERAPEUTICS INC COM 84652J103 76059 667887 SH DFND 01,02 667887 0 0 SPARTAN MTRS INC COM 846819100 1400 158511 SH DFND 01,02 158511 0 0 SPIRIT MTA REIT COM SHS BEN 84861U105 192 29579 SH DFND 01,02 29579 0 0 STAG INDL INC COM 85254J102 2308 77845 SH DFND 01,02 77845 0 0 STARBUCKS CORP COM 855244109 4470 60128 SH DFND 01,02 60128 0 0 STERLING CONSTRUCTION CO INC COM 859241101 829 66181 SH DFND 01,02 66181 0 0 STEWART INFORMATION SVCS COR COM 860372101 4527 106036 SH DFND 01,02 106036 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 808 70838 SH DFND 01,02 70838 0 0 SUNCOKE ENERGY INC COM 86722A103 1647 194020 SH DFND 01,02 194020 0 0 SUNPOWER CORP COM 867652406 1596 245210 SH DFND 01,02 245210 0 0 SUNTRUST BKS INC COM 867914103 71004 1198368 SH DFND 01,02 1198368 0 0 SYKES ENTERPRISES INC COM 871237103 1574 55669 SH DFND 01,02 55669 0 0 SYNCHRONY FINL COM 87165B103 4457 139714 SH DFND 01,02 139714 0 0 TTM TECHNOLOGIES INC COM 87305R109 1570 133848 SH DFND 01,02 133848 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 1335 63616 SH DFND 01,02 63616 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 1544 87005 SH DFND 01,02 87005 0 0 TECH DATA CORP COM 878237106 1614 15759 SH DFND 01,02 15759 0 0 TEGNA INC COM 87901J105 1578 111927 SH DFND 01,02 111927 0 0 TERRENO RLTY CORP COM 88146M101 1737 41308 SH DFND 01,02 41308 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 436 186321 SH DFND 01,02 186321 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 4503 16452 SH DFND 01,02 16452 0 0 TIER REIT INC COM NEW 88650V208 1055 36826 SH DFND 01,02 36826 0 0 TITAN INTL INC ILL COM 88830M102 1602 268273 SH DFND 01,02 268273 0 0 TITAN MACHY INC COM 88830R101 1575 101247 SH DFND 01,02 101247 0 0 TIVITY HEALTH INC COM 88870R102 1650 93963 SH DFND 01,02 93963 0 0 TOWER INTL INC COM 891826109 1543 73349 SH DFND 01,02 73349 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 417 16855 SH DFND 01,02 16855 0 0 TRANSDIGM GROUP INC COM 893641100 4495 9901 SH DFND 01,02 9901 0 0 TREDEGAR CORP COM 894650100 367 22713 SH DFND 01,02 22713 0 0 TRIBUNE MEDIA CO CL A 896047503 32265 699289 SH DFND 01,02 699289 0 0 TRIBUNE PUBG CO NEW COM 89609W107 811 68780 SH DFND 01,02 68780 0 0 TRIPLE-S MGMT CORP CL B 896749108 1551 67974 SH DFND 01,02 67974 0 0 TRISTATE CAP HLDGS INC COM 89678F100 1589 77789 SH DFND 01,02 77789 0 0 TRUEBLUE INC COM 89785X101 1577 66716 SH DFND 01,02 66716 0 0 TTEC HLDGS INC COM 89854H102 1549 42756 SH DFND 01,02 42756 0 0 TUTOR PERINI CORP COM 901109108 1564 91346 SH DFND 01,02 91346 0 0 TYSON FOODS INC CL A 902494103 5911 85138 SH DFND 01,02 85138 0 0 USANA HEALTH SCIENCES INC COM 90328M107 1590 18963 SH DFND 01,02 18963 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 53775 162889 SH DFND 01,02 162889 0 0 UNIFI INC COM NEW 904677200 1571 81187 SH DFND 01,02 81187 0 0 UNISYS CORP COM NEW 909214306 1595 136659 SH DFND 01,02 136659 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 697 74562 SH DFND 01,02 74562 0 0 UNITED FINL BANCORP INC NEW COM 910304104 1577 109902 SH DFND 01,02 109902 0 0 UNITED FIRE GROUP INC COM 910340108 798 18266 SH DFND 01,02 18266 0 0 UNITED INS HLDGS CORP COM 910710102 289 18182 SH DFND 01,02 18182 0 0 UNIVERSAL ELECTRS INC COM 913483103 1570 42266 SH DFND 01,02 42266 0 0 UNIVERSAL FST PRODS INC COM 913543104 1578 52784 SH DFND 01,02 52784 0 0 UNIVERSAL LOGISTICS HLDGS IN COM 91388P105 696 35363 SH DFND 01,02 35363 0 0 UNIVEST FINANCIAL CORPORATIO COM 915271100 1566 64036 SH DFND 01,02 64036 0 0 URBAN EDGE PPTYS COM 91704F104 1436 75575 SH DFND 01,02 75575 0 0 VSE CORP COM 918284100 705 22325 SH DFND 01,02 22325 0 0 VALERO ENERGY CORP NEW COM 91913Y100 360 4240 SH DFND 01,02 4240 0 0 VANECK VECTORS ETF TR JP MORGAN MK 92189H300 9835 294806 SH DFND 01,02 294806 0 0 VANECK VECTORS ETF TR JP MORGAN MK 92189H300 3693 110691 SH DFND 01,02,03 0 110691 0 VANECK VECTORS ETF TR HIGH YLD MUN 92189H409 4594 73195 SH DFND 01,02 73195 0 0 VANECK VECTORS ETF TR HIGH YLD MUN 92189H409 1784 28426 SH DFND 01,02,03 0 28426 0 VANGUARD BD INDEX FD INC TOTAL BND MR 921937835 1973 24299 SH DFND 01,02 24299 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT 921943858 7195 176055 SH DFND 01,02 176055 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT 921943858 422 10323 SH DFND 01,02,03 0 10323 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD 921946885 505 6457 SH DFND 01,02 6457 0 0 VANGUARD MALVERN FDS STRM INFPROI 922020805 14862 305285 SH DFND 01,02 305285 0 0 VANGUARD MALVERN FDS STRM INFPROI 922020805 6031 123892 SH DFND 01,02,03 0 123892 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP E 922042718 18453 177215 SH DFND 01,02 177215 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP E 922042718 6627 63645 SH DFND 01,02,03 0 63645 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT 922042858 2076 48861 SH DFND 01,02 48861 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC 922042866 5474 83131 SH DFND 01,02 83131 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC 922042866 2182 33126 SH DFND 01,02,03 0 33126 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE 922042874 3781 70523 SH DFND 01,02 70523 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE 922042874 1385 25833 SH DFND 01,02,03 0 25833 0 VANGUARD WORLD FDS CONSUM DIS E 92204A108 402 2329 SH DFND 01,02 2329 0 0 VANGUARD WORLD FDS CONSUM STP E 92204A207 130 894 SH DFND 01,02 894 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 232 2599 SH DFND 01,02 2599 0 0 VANGUARD WORLD FDS FINANCIALS E 92204A405 498 7716 SH DFND 01,02 7716 0 0 VANGUARD WORLD FDS HEALTH CAR E 92204A504 289 1676 SH DFND 01,02 1676 0 0 VANGUARD WORLD FDS INDUSTRIAL E 92204A603 329 2350 SH DFND 01,02 2350 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 739 3684 SH DFND 01,02 3684 0 0 VANGUARD WORLD FDS UTILITIES ET 92204A876 438 3378 SH DFND 01,02 3378 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM T 92206C102 63316 1047940 SH DFND 01,02 1047940 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM COR 92206C409 41385 518879 SH DFND 01,02 518879 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM COR 92206C409 5700 71463 SH DFND 01,02,03 0 71463 0 VANGUARD SCOTTSDALE FDS INTER TERM T 92206C706 9433 146303 SH DFND 01,02 146303 0 0 VANGUARD SCOTTSDALE FDS INTER TERM T 92206C706 1380 21397 SH DFND 01,02,03 0 21397 0 VANGUARD SCOTTSDALE FDS MORTG-BACK S 92206C771 18350 350458 SH DFND 01,02 350458 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK S 92206C771 4322 82545 SH DFND 01,02,03 0 82545 0 VANGUARD SCOTTSDALE FDS LG-TERM COR 92206C813 19973 218215 SH DFND 01,02 218215 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TR 92206C847 222 2845 SH DFND 01,02 2845 0 0 VANGUARD SCOTTSDALE FDS INT-TERM COR 92206C870 99285 1142905 SH DFND 01,02 1142905 0 0 VANGUARD SCOTTSDALE FDS INT-TERM COR 92206C870 32372 372649 SH DFND 01,02,03 0 372649 0 VECTRUS INC COM 92242T101 1590 59801 SH DFND 01,02 59801 0 0 VANGUARD INDEX FDS REAL ESTATE 922908553 1345 15479 SH DFND 01,02 15479 0 0 VANGUARD INDEX FDS REAL ESTATE 922908553 518 5962 SH DFND 01,02,03 0 5962 0 VANGUARD INDEX FDS SML CP GRW E 922908595 2900 16132 SH DFND 01,02 16132 0 0 VANGUARD INDEX FDS SML CP GRW E 922908595 987 5490 SH DFND 01,02,03 0 5490 0 VANGUARD INDEX FDS GROWTH ETF 922908736 12913 82559 SH DFND 01,02 82559 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 4831 30883 SH DFND 01,02,03 0 30883 0 VANGUARD INDEX FDS VALUE ETF 922908744 4 39 SH DFND 01,02 39 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2817 18438 SH DFND 01,02 18438 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1137 7441 SH DFND 01,02,03 0 7441 0 VERINT SYS INC COM 92343X100 1604 26800 SH DFND 01,02 26800 0 0 VERITEX HLDGS INC COM 923451108 1568 64747 SH DFND 01,02 64747 0 0 VERITIV CORP COM 923454102 489 18580 SH DFND 01,02 18580 0 0 VERSO CORP CL A 92531L207 1607 75019 SH DFND 01,02 75019 0 0 VERSUM MATLS INC COM 92532W103 31093 618029 SH DFND 01,02 618029 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1585 85801 SH DFND 01,02 85801 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4501 71142 SH DFND 01,02 71142 0 0 WALKER & DUNLOP INC COM 93148P102 1580 31041 SH DFND 01,02 31041 0 0 WARRIOR MET COAL INC COM 93627C101 1860 61178 SH DFND 01,02 61178 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 725 128251 SH DFND 01,02 128251 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1557 54879 SH DFND 01,02 54879 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 228 2824 SH DFND 01,02 2824 0 0 WELLS FARGO CO NEW COM 949746101 4377 90591 SH DFND 01,02 90591 0 0 WERNER ENTERPRISES INC COM 950755108 1567 45879 SH DFND 01,02 45879 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 1587 180503 SH DFND 01,02 180503 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 330 32251 SH DFND 01,02 32251 0 0 WHITESTONE REIT COM 966084204 315 26235 SH DFND 01,02 26235 0 0 WILLIAMS COS INC DEL COM 969457100 236 8206 SH DFND 01,02 8206 0 0 WISDOMTREE TR EM LCL DEBT 97717X867 319 9329 SH DFND 01,02 9329 0 0 WISDOMTREE TR EM LCL DEBT 97717X867 129 3776 SH DFND 01,02,03 0 3776 0 XENIA HOTELS & RESORTS INC COM 984017103 1707 77925 SH DFND 01,02 77925 0 0 XYLEM INC COM 98419M100 1459 18453 SH DFND 01,02 18453 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 1549 231567 SH DFND 01,02 231567 0 0 ZAGG INC COM 98884U108 1562 172244 SH DFND 01,02 172244 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 4473 35027 SH DFND 01,02 35027 0 0