0000891092-18-008288.txt : 20181115 0000891092-18-008288.hdr.sgml : 20181115 20181115143723 ACCESSION NUMBER: 0000891092-18-008288 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 EFFECTIVENESS DATE: 20181115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 181186955 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 576-7634 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 09-30-2018 09-30-2018 false IndexIQ Advisors LLC

51 Madison Avenue 4th Floor New York NY 10010

13F HOLDINGS REPORT 028-13712 N Jonathan Zimmerman 212-576-7282 /s/ Jonathan Zimmerman New York NY 11-15-2018 3 631 3089328 1 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 2 0001483922 028-13710 INDEXIQ LLC 3 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC INFORMATION TABLE 2 infotable.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4946 29057 SH DFND 01,02 29057 0 0 BUNGE LIMITED COM G16962105 563 8198 SH DFND 01,02 8198 0 0 FERROGLOBE PLC SHS G33856108 93 11401 SH DFND 01,02 11401 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 98 2882 SH DFND 01,02 2882 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 1756 141635 SH DFND 01,02 141635 0 0 INGERSOLL-RAND PLC SHS G47791101 5336 52161 SH DFND 01,02 52161 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 997 349730 SH DFND 01,02 349730 0 0 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 1711 147136 SH DFND 01,02 147136 0 0 PENTAIR PLC SHS G7S00T104 704 16246 SH DFND 01,02 16246 0 0 CHUBB LIMITED COM H1467J104 4358 32612 SH DFND 01,02 32612 0 0 ADECOAGRO S A COM L00849106 257 34909 SH DFND 01,02 34909 0 0 TRINSEO S A SHS L9340P101 2404 30699 SH DFND 01,02 30699 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4327 42206 SH DFND 01,02 42206 0 0 AAR CORP COM 000361105 2468 51536 SH DFND 01,02 51536 0 0 ABM INDS INC COM 000957100 2190 67899 SH DFND 01,02 67899 0 0 AFLAC INC COM 001055102 4798 101927 SH DFND 01,02 101927 0 0 AGCO CORP COM 001084102 952 15667 SH DFND 01,02 15667 0 0 AG MTG INVT TR INC COM 001228105 451 24799 SH DFND 01,02 24799 0 0 ACADIA RLTY TR COM SH BEN I 004239109 2027 72299 SH DFND 01,02 72299 0 0 ACCESS NATL CORP COM 004337101 2160 79679 SH DFND 01,02 79679 0 0 ACETO CORP COM 004446100 676 299111 SH DFND 01,02 299111 0 0 ADVANCED ENERGY INDS COM 007973100 1837 35575 SH DFND 01,02 35575 0 0 ALCOA CORP COM 013872106 516 12765 SH DFND 01,02 12765 0 0 ALLSTATE CORP COM 020002101 4644 47050 SH DFND 01,02 47050 0 0 AMERICAN ASSETS TR INC COM 024013104 1047 28070 SH DFND 01,02 28070 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 2738 77427 SH DFND 01,02 77427 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4364 81961 SH DFND 01,02 81961 0 0 AMERICAN NATL INS CO COM 028591105 2513 19436 SH DFND 01,02 19436 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2142 24351 SH DFND 01,02 24351 0 0 AMKOR TECHNOLOGY INC COM 031652100 1658 224407 SH DFND 01,02 224407 0 0 ANADARKO PETE CORP COM 032511107 372 5518 SH DFND 01,02 5518 0 0 ANDERSONS INC COM 034164103 63 1666 SH DFND 01,02 1666 0 0 ANIXTER INTL INC COM 035290105 2110 30010 SH DFND 01,02 30010 0 0 ANTHEM INC COM 036752103 5564 20302 SH DFND 01,02 20302 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 399 86258 SH DFND 01,02 86258 0 0 APPLIED MATLS INC COM 038222105 3100 80207 SH DFND 01,02 80207 0 0 ARBOR RLTY TR INC COM 038923108 628 54663 SH DFND 01,02 54663 0 0 ARCH COAL INC CL A 039380407 422 4719 SH DFND 01,02 4719 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 6812 135515 SH DFND 01,02 135515 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 827 36857 SH DFND 01,02 36857 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 2315 33678 SH DFND 01,02 33678 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 2786 435913 SH DFND 01,02 435913 0 0 ATKORE INTL GROUP INC COM 047649108 3038 114521 SH DFND 01,02 114521 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 2397 37605 SH DFND 01,02 37605 0 0 AVIS BUDGET GROUP COM 053774105 1560 48532 SH DFND 01,02 48532 0 0 AVON PRODS INC COM 054303102 1761 800438 SH DFND 01,02 800438 0 0 BANK AMER CORP COM 060505104 4381 148726 SH DFND 01,02 148726 0 0 BANK NEW YORK MELLON CORP COM 064058100 4414 86557 SH DFND 01,02 86557 0 0 BARRETT BUSINESS SERVICES IN COM 068463108 1832 27428 SH DFND 01,02 27428 0 0 BEACON ROOFING SUPPLY INC COM 073685109 1550 42835 SH DFND 01,02 42835 0 0 BEMIS INC COM 081437105 5502 113209 SH DFND 01,02 113209 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4787 22360 SH DFND 01,02 22360 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 2438 59901 SH DFND 01,02 59901 0 0 BLOOMIN BRANDS INC COM 094235108 1853 93626 SH DFND 01,02 93626 0 0 BLUE BIRD CORP COM 095306106 2350 95918 SH DFND 01,02 95918 0 0 BOJANGLES INC COM 097488100 2577 164133 SH DFND 01,02 164133 0 0 BRANDYWINE RLTY TR SH BEN INT N 105368203 2480 157740 SH DFND 01,02 157740 0 0 BRINKER INTL INC COM 109641100 2943 62971 SH DFND 01,02 62971 0 0 CBIZ INC COM 124805102 2952 124561 SH DFND 01,02 124561 0 0 CBL & ASSOC PPTYS INC COM 124830100 598 149973 SH DFND 01,02 149973 0 0 CF INDS HLDGS INC COM 125269100 740 13592 SH DFND 01,02 13592 0 0 CIGNA CORPORATION COM 125509109 5538 26591 SH DFND 01,02 26591 0 0 CVR PARTNERS LP COM 126633106 68 17753 SH DFND 01,02 17753 0 0 CACI INTL INC CL A 127190304 2766 15020 SH DFND 01,02 15020 0 0 CAL MAINE FOODS INC COM NEW 128030202 261 5406 SH DFND 01,02 5406 0 0 CALERES INC COM 129500104 2426 67656 SH DFND 01,02 67656 0 0 CAMDEN NATL CORP COM 133034108 2219 51084 SH DFND 01,02 51084 0 0 CAREER EDUCATION CORP COM 141665109 2583 173002 SH DFND 01,02 173002 0 0 CEDAR REALTY TRUST INC COM NEW 150602209 365 78397 SH DFND 01,02 78397 0 0 CENTURY ALUM CO COM 156431108 72 5976 SH DFND 01,02 5976 0 0 CHESAPEAKE LODGING TR SH BEN INT 165240102 1692 52751 SH DFND 01,02 52751 0 0 CHEVRON CORP NEW COM 166764100 7345 60063 SH DFND 01,02 60063 0 0 CHICOS FAS INC COM 168615102 2180 251465 SH DFND 01,02 251465 0 0 CITIGROUP INC COM NEW 172967424 4741 66079 SH DFND 01,02 66079 0 0 CITIZENS FINL GROUP INC COM 174610105 4098 106248 SH DFND 01,02 106248 0 0 CITY OFFICE REIT INC COM 178587101 384 30441 SH DFND 01,02 30441 0 0 CLEVELAND CLIFFS INC COM 185899101 263 20809 SH DFND 01,02 20809 0 0 COEUR MNG INC COM NEW 192108504 230 43088 SH DFND 01,02 43088 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4275 55408 SH DFND 01,02 55408 0 0 COMMERCIAL METALS CO COM 201723103 2280 111107 SH DFND 01,02 111107 0 0 COMMUNITY TR BANCORP INC COM 204149108 2331 50293 SH DFND 01,02 50293 0 0 CONAGRA BRANDS INC COM 205887102 792 23327 SH DFND 01,02 23327 0 0 CONTINENTAL RESOURCES INC COM 212015101 277 4064 SH DFND 01,02 4064 0 0 CONVERGYS CORP COM 212485106 4443 187138 SH DFND 01,02 187138 0 0 CUMMINS INC COM 231021106 4019 27517 SH DFND 01,02 27517 0 0 DBX ETF TR XTRACK MSCI 233051200 24894 769759 SH DFND 01,02 770676 0 0 DBX ETF TR XTRACK MSCI 233051200 30 917 SH DFND 01,02,03 0 770676 0 DBX ETF TR XTRACK USD H 233051432 77429 1552930 SH DFND 01,02 1554813 0 0 DBX ETF TR XTRACK USD H 233051432 94 1883 SH DFND 01,02,03 0 1554813 0 DBX ETF TR XTRACK MSCI 233051507 20960 470375 SH DFND 01,02 470944 0 0 DBX ETF TR XTRACK MSCI 233051507 25 569 SH DFND 01,02,03 0 470944 0 DBX ETF TR XTRACK MSCI 233051853 28556 999513 SH DFND 01,02 1000723 0 0 DBX ETF TR XTRACK MSCI 233051853 35 1210 SH DFND 01,02,03 0 1000723 0 DEL FRISCOS RESTAURANT GROUP COM 245077102 1237 149065 SH DFND 01,02 149065 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 2134 182835 SH DFND 01,02 182835 0 0 DOMTAR CORP COM NEW 257559203 618 11846 SH DFND 01,02 11846 0 0 DUCOMMUN INC DEL COM 264147109 3056 74827 SH DFND 01,02 74827 0 0 ELLIS PERRY INTL INC COM 288853104 2408 88110 SH DFND 01,02 88110 0 0 EMPIRE ST RLTY TR INC CL A 292104106 2478 149217 SH DFND 01,02 149217 0 0 EMPLOYERS HOLDINGS INC COM 292218104 2546 56199 SH DFND 01,02 56199 0 0 ENCORE WIRE CORP COM 292562105 2009 40092 SH DFND 01,02 40092 0 0 EPLUS INC COM 294268107 2712 29257 SH DFND 01,02 29257 0 0 ESSENDANT INC COM 296689102 3736 291442 SH DFND 01,02 291442 0 0 F M C CORP COM NEW 302491303 688 7892 SH DFND 01,02 7892 0 0 FTI CONSULTING INC COM 302941109 3437 46958 SH DFND 01,02 46958 0 0 FEDERATED INVS INC PA CL B 314211103 1642 68061 SH DFND 01,02 68061 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 2442 98537 SH DFND 01,02 98537 0 0 FIRST BANCORP P R COM NEW 318672706 3436 377615 SH DFND 01,02 377615 0 0 FIRST BUSEY CORP COM NEW 319383204 2375 76489 SH DFND 01,02 76489 0 0 FISERV INC COM 337738108 5153 62548 SH DFND 01,02 62548 0 0 FORD MTR CO DEL COM PAR $0.0 345370860 3724 402555 SH DFND 01,02 402555 0 0 FOREST CITY RLTY TR INC COM CL A 345605109 3756 149709 SH DFND 01,02 149709 0 0 FORMFACTOR INC COM 346375108 2290 166538 SH DFND 01,02 166538 0 0 FORWARD AIR CORP COM 349853101 3083 43005 SH DFND 01,02 43005 0 0 FOUNDATION BLDG MATLS INC COM 350392106 1901 152464 SH DFND 01,02 152464 0 0 GENERAL DYNAMICS CORP COM 369550108 4134 20192 SH DFND 01,02 20192 0 0 GENERAL MLS INC COM 370334104 1424 33185 SH DFND 01,02 33185 0 0 GLOBAL NET LEASE INC COM NEW 379378201 1326 63594 SH DFND 01,02 63594 0 0 GOLDMAN SACHS ETF TR ACCES TREASU 381430529 29115 290684 SH DFND 01,02 291007 0 0 GOLDMAN SACHS ETF TR ACCES TREASU 381430529 32 323 SH DFND 01,02,03 0 291007 0 GRAMERCY PPTY TR COM NEW 385002308 16777 611415 SH DFND 01,02 611415 0 0 GREAT SOUTHN BANCORP INC COM 390905107 2519 45510 SH DFND 01,02 45510 0 0 GREAT WESTN BANCORP INC COM 391416104 2382 56450 SH DFND 01,02 56450 0 0 GRIFFON CORP COM 398433102 2012 124561 SH DFND 01,02 124561 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 2258 34791 SH DFND 01,02 34791 0 0 HNI CORP COM 404251100 2787 62988 SH DFND 01,02 62988 0 0 HAIN CELESTIAL GROUP INC COM 405217100 164 6034 SH DFND 01,02 6034 0 0 HALLIBURTON CO COM 406216101 379 9354 SH DFND 01,02 9354 0 0 HANMI FINL CORP COM NEW 410495204 1841 73927 SH DFND 01,02 73927 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 4325 86574 SH DFND 01,02 86574 0 0 HAWAIIAN HOLDINGS INC COM 419879101 2355 58740 SH DFND 01,02 58740 0 0 HAWKINS INC COM 420261109 2681 64673 SH DFND 01,02 64673 0 0 HECLA MNG CO COM 422704106 257 92262 SH DFND 01,02 92262 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 2462 72744 SH DFND 01,02 72744 0 0 HERSHA HOSPITALITY TR PR SHS BEN I 427825500 768 33861 SH DFND 01,02 33861 0 0 HILLTOP HOLDINGS INC COM 432748101 1954 96899 SH DFND 01,02 96899 0 0 HORACE MANN EDUCATORS CORP N COM 440327104 2388 53175 SH DFND 01,02 53175 0 0 HORMEL FOODS CORP COM 440452100 10709 271791 SH DFND 01,02 271791 0 0 HOULIHAN LOKEY INC CL A 441593100 2290 50970 SH DFND 01,02 50970 0 0 HUB GROUP INC CL A 443320106 2477 54319 SH DFND 01,02 54319 0 0 HYSTER YALE MATLS HANDLING I CL A 449172105 2000 32507 SH DFND 01,02 32507 0 0 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN 456237106 411 17876 SH DFND 01,02 17876 0 0 INGREDION INC COM 457187102 443 4223 SH DFND 01,02 4223 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 629 105104 SH DFND 01,02 105104 0 0 ISHARES INC MSCI PAC JP 464286665 545 11987 SH DFND 01,02 12002 0 0 ISHARES INC MSCI PAC JP 464286665 1 15 SH DFND 01,02,03 0 12002 0 ISHARES TR CORE S&P TTL 464287150 395 5937 SH DFND 01,02 5944 0 0 ISHARES TR CORE S&P TTL 464287150 0 7 SH DFND 01,02,03 0 5944 0 ISHARES TR CHINA LG-CAP 464287184 16401 383030 SH DFND 01,02 383485 0 0 ISHARES TR CHINA LG-CAP 464287184 19 455 SH DFND 01,02,03 0 383485 0 ISHARES TR CORE S&P500 464287200 810 2768 SH DFND 01,02 2768 0 0 ISHARES TR CORE US AGGB 464287226 7203 68258 SH DFND 01,02 68258 0 0 ISHARES TR MSCI EMG MKT 464287234 952 22190 SH DFND 01,02 22190 0 0 ISHARES TR IBOXX INV CP 464287242 4713 41015 SH DFND 01,02 41015 0 0 ISHARES TR S&P 500 GRWT 464287309 12278 69306 SH DFND 01,02 69389 0 0 ISHARES TR S&P 500 GRWT 464287309 15 83 SH DFND 01,02,03 0 69389 0 ISHARES TR S&P 500 VAL 464287408 2265 19547 SH DFND 01,02 19571 0 0 ISHARES TR S&P 500 VAL 464287408 3 24 SH DFND 01,02,03 0 19571 0 ISHARES TR 20 YR TR BD 464287432 1476 12583 SH DFND 01,02 12583 0 0 ISHARES TR 1 3 YR TREAS 464287457 5157 62060 SH DFND 01,02 62060 0 0 ISHARES TR RUS 1000 VAL 464287598 6108 48237 SH DFND 01,02 48293 0 0 ISHARES TR RUS 1000 VAL 464287598 7 56 SH DFND 01,02,03 0 48293 0 ISHARES TR RUS 1000 GRW 464287614 24171 154965 SH DFND 01,02 155151 0 0 ISHARES TR RUS 1000 GRW 464287614 29 186 SH DFND 01,02,03 0 155151 0 ISHARES TR RUS 2000 GRW 464287648 14143 65762 SH DFND 01,02 65841 0 0 ISHARES TR RUS 2000 GRW 464287648 17 79 SH DFND 01,02,03 0 65841 0 ISHARES TR RUSSELL 2000 464287655 7921 46997 SH DFND 01,02 47018 0 0 ISHARES TR RUSSELL 2000 464287655 4 21 SH DFND 01,02,03 0 47018 0 ISHARES TR S&P SML 600 464287887 8792 43579 SH DFND 01,02 43632 0 0 ISHARES TR S&P SML 600 464287887 11 53 SH DFND 01,02,03 0 43632 0 ISHARES TR MSCI AC ASIA 464288182 974 13793 SH DFND 01,02 13810 0 0 ISHARES TR MSCI AC ASIA 464288182 1 17 SH DFND 01,02,03 0 13810 0 ISHARES TR EAFE SML CP 464288273 49729 798485 SH DFND 01,02 799437 0 0 ISHARES TR EAFE SML CP 464288273 59 952 SH DFND 01,02,03 0 799437 0 ISHARES TR JPMORGAN USD 464288281 15353 142401 SH DFND 01,02 142573 0 0 ISHARES TR JPMORGAN USD 464288281 19 172 SH DFND 01,02,03 0 142573 0 ISHARES TR IBOXX HI YD 464288513 31540 364884 SH DFND 01,02 364884 0 0 ISHARES TR MBS ETF 464288588 69733 674861 SH DFND 01,02 674861 0 0 ISHARES TR USD INV GRDE 464288620 3174 59213 SH DFND 01,02 59280 0 0 ISHARES TR USD INV GRDE 464288620 4 67 SH DFND 01,02,03 0 59280 0 ISHARES TR 10-20 YR TRS 464288653 138 1074 SH DFND 01,02 1074 0 0 ISHARES TR 3 7 YR TREAS 464288661 20406 171376 SH DFND 01,02 171583 0 0 ISHARES TR 3 7 YR TREAS 464288661 25 207 SH DFND 01,02,03 0 171583 0 ISHARES TR SHORT TREAS 464288679 263741 2388101 SH DFND 01,02 2390822 0 0 ISHARES TR SHORT TREAS 464288679 301 2721 SH DFND 01,02,03 0 2390822 0 ISHARES TR S&P US PFD S 464288687 2164 58292 SH DFND 01,02 58355 0 0 ISHARES TR S&P US PFD S 464288687 2 63 SH DFND 01,02,03 0 58355 0 ISHARES TR EAFE GRWTH E 464288885 13729 171458 SH DFND 01,02 171662 0 0 ISHARES TR EAFE GRWTH E 464288885 16 204 SH DFND 01,02,03 0 171662 0 KMG CHEMICALS INC COM 482564101 8502 112516 SH DFND 01,02 112516 0 0 KELLOGG CO COM 487836108 1411 20153 SH DFND 01,02 20153 0 0 KELLY SVCS INC CL A 488152208 1881 78280 SH DFND 01,02 78280 0 0 KEMPER CORP DEL COM 488401100 3208 39881 SH DFND 01,02 39881 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 2319 107852 SH DFND 01,02 107852 0 0 KEYCORP NEW COM 493267108 4538 228149 SH DFND 01,02 228149 0 0 KFORCE INC COM 493732101 3160 84039 SH DFND 01,02 84039 0 0 KORN FERRY INTL COM NEW 500643200 2170 44064 SH DFND 01,02 44064 0 0 LTC PPTYS INC COM 502175102 1538 34863 SH DFND 01,02 34863 0 0 LAM RESEARCH CORP COM 512807108 3331 21955 SH DFND 01,02 21955 0 0 LAMB WESTON HLDGS INC COM 513272104 575 8631 SH DFND 01,02 8631 0 0 LANTHEUS HLDGS INC COM 516544103 2137 142971 SH DFND 01,02 142971 0 0 LASALLE HOTEL PPTYS COM SH BEN I 517942108 16754 484355 SH DFND 01,02 484355 0 0 LEXINGTON REALTY TRUST COM 529043101 1595 192171 SH DFND 01,02 192171 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 3140 211465 SH DFND 01,02 211465 0 0 LINCOLN NATL CORP IND COM 534187109 4131 61050 SH DFND 01,02 61050 0 0 LITHIA MTRS INC CL A 536797103 1847 22615 SH DFND 01,02 22615 0 0 LOCKHEED MARTIN CORP COM 539830109 4566 13199 SH DFND 01,02 13199 0 0 LOEWS CORP COM 540424108 4505 89690 SH DFND 01,02 89690 0 0 LOUISIANA PAC CORP COM 546347105 747 28209 SH DFND 01,02 28209 0 0 LYDALL INC DEL COM 550819106 2031 47114 SH DFND 01,02 47114 0 0 LYON WILLIAM HOMES CL A NEW 552074700 1314 82694 SH DFND 01,02 82694 0 0 M D C HLDGS INC COM 552676108 2408 81420 SH DFND 01,02 81420 0 0 MACK CALI RLTY CORP COM 554489104 1602 75346 SH DFND 01,02 75346 0 0 MAGELLAN HEALTH INC COM NEW 559079207 1529 21225 SH DFND 01,02 21225 0 0 MANTECH INTL CORP CL A 564563104 2594 40982 SH DFND 01,02 40982 0 0 MARCUS CORP COM 566330106 3150 74901 SH DFND 01,02 74901 0 0 MICROSTRATEGY INC CL A NEW 594972408 2478 17623 SH DFND 01,02 17623 0 0 MICRON TECHNOLOGY INC COM 595112103 3869 85545 SH DFND 01,02 85545 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 2275 68286 SH DFND 01,02 68286 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1114 66644 SH DFND 01,02 66644 0 0 MOODYS CORP COM 615369105 4623 27652 SH DFND 01,02 27652 0 0 MORGAN STANLEY COM NEW 617446448 3849 82659 SH DFND 01,02 82659 0 0 MUELLER INDS INC COM 624756102 2518 86898 SH DFND 01,02 86898 0 0 NCI BUILDING SYS INC COM NEW 628852204 1946 128432 SH DFND 01,02 128432 0 0 NATIONAL GEN HLDGS CORP COM 636220303 2510 93511 SH DFND 01,02 93511 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN 637870106 1178 46303 SH DFND 01,02 46303 0 0 NAVIGATORS GROUP INC COM 638904102 5280 76411 SH DFND 01,02 76411 0 0 NEENAH INC COM 640079109 281 3259 SH DFND 01,02 3259 0 0 NEW SR INVT GROUP INC COM 648691103 422 71562 SH DFND 01,02 71562 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 739 121555 SH DFND 01,02 121555 0 0 NEWMONT MINING CORP COM 651639106 3704 122654 SH DFND 01,02 122654 0 0 NORFOLK SOUTHERN CORP COM 655844108 5929 32849 SH DFND 01,02 32849 0 0 NORTHERN TR CORP COM 665859104 4417 43249 SH DFND 01,02 43249 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 692 8424 SH DFND 01,02 8424 0 0 OFFICE DEPOT INC COM 676220106 3394 1057323 SH DFND 01,02 1057323 0 0 ONEOK INC NEW COM 682680103 307 4533 SH DFND 01,02 4533 0 0 OPUS BK IRVINE CALIF COM 684000102 2225 81187 SH DFND 01,02 81187 0 0 PATRICK INDS INC COM 703343103 2176 36754 SH DFND 01,02 36754 0 0 PEABODY ENERGY CORP NEW COM 704551100 2220 62281 SH DFND 01,02 62281 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 2103 68082 SH DFND 01,02 68082 0 0 PENN NATL GAMING INC COM 707569109 2850 86567 SH DFND 01,02 86567 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 541 57229 SH DFND 01,02 57229 0 0 PEOPLES BANCORP INC COM 709789101 2246 64125 SH DFND 01,02 64125 0 0 PFIZER INC COM 717081103 5539 125678 SH DFND 01,02 125678 0 0 PHILLIPS 66 COM 718546104 5818 51618 SH DFND 01,02 51618 0 0 PIONEER NAT RES CO COM 723787107 322 1851 SH DFND 01,02 1851 0 0 PIPER JAFFRAY COS COM 724078100 2090 27372 SH DFND 01,02 27372 0 0 POST HLDGS INC COM 737446104 396 4042 SH DFND 01,02 4042 0 0 PROGRESSIVE CORP OHIO COM 743315103 5200 73204 SH DFND 01,02 73204 0 0 PROVIDENCE SVC CORP COM 743815102 2212 32879 SH DFND 01,02 32879 0 0 PRUDENTIAL FINL INC COM 744320102 4364 43074 SH DFND 01,02 43074 0 0 QUAD / GRAPHICS INC COM CL A 747301109 1869 89674 SH DFND 01,02 89674 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 2378 130646 SH DFND 01,02 130646 0 0 REV GROUP INC COM 749527107 1719 109501 SH DFND 01,02 109501 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN I 751452202 939 69050 SH DFND 01,02 69050 0 0 REDWOOD TR INC COM 758075402 1184 72885 SH DFND 01,02 72885 0 0 REGIS CORP MINN COM 758932107 3070 150248 SH DFND 01,02 150248 0 0 ROSS STORES INC COM 778296103 5668 57198 SH DFND 01,02 57198 0 0 ROYAL GOLD INC COM 780287108 1169 15175 SH DFND 01,02 15175 0 0 RUSH ENTERPRISES INC CL A 781846209 2103 53501 SH DFND 01,02 53501 0 0 SJW GROUP COM 784305104 2637 43127 SH DFND 01,02 43127 0 0 SPX CORP COM 784635104 2331 69989 SH DFND 01,02 69989 0 0 SANDERSON FARMS INC COM 800013104 1717 16612 SH DFND 01,02 16612 0 0 SCANSOURCE INC COM 806037107 2551 63945 SH DFND 01,02 63945 0 0 SCHLUMBERGER LTD COM 806857108 906 14880 SH DFND 01,02 14880 0 0 SCHWAB STRATEGIC TR US BRD MKT E 808524102 335 4751 SH DFND 01,02 4757 0 0 SCHWAB STRATEGIC TR US BRD MKT E 808524102 0 6 SH DFND 01,02,03 0 4757 0 SCHWAB STRATEGIC TR US SML CAP E 808524607 511 6708 SH DFND 01,02 6716 0 0 SCHWAB STRATEGIC TR US SML CAP E 808524607 1 8 SH DFND 01,02,03 0 6716 0 SCHWAB STRATEGIC TR INTRM TRM TR 808524854 9190 177452 SH DFND 01,02 177641 0 0 SCHWAB STRATEGIC TR INTRM TRM TR 808524854 10 189 SH DFND 01,02,03 0 177641 0 SCHWAB STRATEGIC TR SHT TM US TR 808524862 74570 1504332 SH DFND 01,02 1504332 0 0 SEABOARD CORP COM 811543107 2193 591 SH DFND 01,02 591 0 0 SELECTIVE INS GROUP INC COM 816300107 2378 37450 SH DFND 01,02 37450 0 0 SMUCKER J M CO COM NEW 832696405 671 6541 SH DFND 01,02 6541 0 0 SPARTAN MTRS INC COM 846819100 1949 132165 SH DFND 01,02 132165 0 0 SPARTANNASH CO COM 847215100 2650 132089 SH DFND 01,02 132089 0 0 STANLEY BLACK & DECKER INC COM 854502101 4263 29114 SH DFND 01,02 29114 0 0 STATE BK FINL CORP COM 856190103 3987 132160 SH DFND 01,02 132160 0 0 STATE STR CORP COM 857477103 3747 44724 SH DFND 01,02 44724 0 0 STEPAN CO COM 858586100 2378 27329 SH DFND 01,02 27329 0 0 STEWART INFORMATION SVCS COR COM 860372101 2754 61180 SH DFND 01,02 61180 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 1241 91743 SH DFND 01,02 91743 0 0 SUNTRUST BKS INC COM 867914103 4378 65554 SH DFND 01,02 65554 0 0 SUPERVALU INC COM NEW 868536301 12584 390576 SH DFND 01,02 390576 0 0 SYKES ENTERPRISES INC COM 871237103 2395 78550 SH DFND 01,02 78550 0 0 TCF FINL CORP COM 872275102 2373 99660 SH DFND 01,02 99660 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 1879 82135 SH DFND 01,02 82135 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 2468 81100 SH DFND 01,02 81100 0 0 TENNECO INC COM 880349105 1746 41430 SH DFND 01,02 41430 0 0 TOWER INTL INC COM 891826109 2478 81919 SH DFND 01,02 81919 0 0 TREDEGAR CORP COM 894650100 2742 126643 SH DFND 01,02 126643 0 0 TRIPLE-S MGMT CORP CL B 896749108 1643 86964 SH DFND 01,02 86964 0 0 TYSON FOODS INC CL A 902494103 8802 147858 SH DFND 01,02 147858 0 0 U S G CORP COM NEW 903293405 5181 119637 SH DFND 01,02 119637 0 0 UNIFI INC COM NEW 904677200 1777 62710 SH DFND 01,02 62710 0 0 UNISYS CORP COM NEW 909214306 4314 211465 SH DFND 01,02 211465 0 0 UNITED FIRE GROUP INC COM 910340108 2536 49956 SH DFND 01,02 49956 0 0 UNITED INS HLDGS CORP COM 910710102 2658 118769 SH DFND 01,02 118769 0 0 UNIVERSAL FST PRODS INC COM 913543104 2475 70054 SH DFND 01,02 70054 0 0 VSE CORP COM 918284100 1456 43953 SH DFND 01,02 43953 0 0 VANGUARD BD INDEX FD INC TOTAL BND MR 921937835 4632 58860 SH DFND 01,02 58860 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT 921943858 6564 151699 SH DFND 01,02 151699 0 0 VANGUARD MALVERN FDS STRM INFPROI 922020805 18375 379895 SH DFND 01,02 380355 0 0 VANGUARD MALVERN FDS STRM INFPROI 922020805 22 460 SH DFND 01,02,03 0 380355 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP E 922042718 26267 234195 SH DFND 01,02 234474 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP E 922042718 31 279 SH DFND 01,02,03 0 234474 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT 922042858 3333 81305 SH DFND 01,02 81305 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC 922042866 971 13664 SH DFND 01,02 13681 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC 922042866 1 17 SH DFND 01,02,03 0 13681 0 VANGUARD INDEX FDS SML CP GRW E 922908595 11335 60511 SH DFND 01,02 60584 0 0 VANGUARD INDEX FDS SML CP GRW E 922908595 14 73 SH DFND 01,02,03 0 60584 0 VANGUARD INDEX FDS GROWTH ETF 922908736 20317 126156 SH DFND 01,02 126307 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 24 151 SH DFND 01,02,03 0 126307 0 VANGUARD INDEX FDS VALUE ETF 922908744 6837 61779 SH DFND 01,02 61853 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 8 74 SH DFND 01,02,03 0 61853 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1493 9186 SH DFND 01,02 9197 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2 11 SH DFND 01,02,03 0 9197 0 VANGUARD INDEX FDS TOTAL STK MK 922908769 2658 17762 SH DFND 01,02 17784 0 0 VANGUARD INDEX FDS TOTAL STK MK 922908769 3 22 SH DFND 01,02,03 0 17784 0 VERITIV CORP COM 923454102 2111 57991 SH DFND 01,02 57991 0 0 VISTA OUTDOOR INC COM 928377100 2492 139292 SH DFND 01,02 139292 0 0 WABASH NATL CORP COM 929566107 1991 109238 SH DFND 01,02 109238 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 2136 69681 SH DFND 01,02 69681 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 308 3712 SH DFND 01,02 3712 0 0 WELLS FARGO CO NEW COM 949746101 4473 85104 SH DFND 01,02 85104 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 2495 221780 SH DFND 01,02 221780 0 0 WHITESTONE REIT COM 966084204 466 33583 SH DFND 01,02 33583 0 0 WILLIAMS COS INC DEL COM 969457100 248 9108 SH DFND 01,02 9108 0 0 WINNEBAGO INDS INC COM 974637100 2004 60459 SH DFND 01,02 60459 0 0 WORLD FUEL SVCS CORP COM 981475106 2563 92597 SH DFND 01,02 92597 0 0 XENIA HOTELS & RESORTS INC COM 984017103 2366 99824 SH DFND 01,02 99824 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 2312 257446 SH DFND 01,02 257446 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 24759 173733 SH DFND 01,02 173733 0 0 AMERISOURCEBERGEN CORP COM 03073E105 4771 51738 SH DFND 01,02 51738 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 2541 138191 SH DFND 01,02 138191 0 0 RENASANT CORP COM 75970E107 2201 53413 SH DFND 01,02 53413 0 0 ARGAN INC COM 04010E109 2276 52928 SH DFND 01,02 52928 0 0 ACCO BRANDS CORP COM 00081T108 2047 181135 SH DFND 01,02 181135 0 0 ASGN INC COM 00191U102 2191 27763 SH DFND 01,02 27763 0 0 AT&T INC COM 00206R102 4201 125114 SH DFND 01,02 125114 0 0 ADVANSIX INC COM 00773T101 2219 65361 SH DFND 01,02 65361 0 0 AETNA INC NEW COM 00817Y108 39091 192710 SH DFND 01,02 192710 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 255 8623 SH DFND 01,02 8623 0 0 ALTRIA GROUP INC COM 02209S103 4316 71571 SH DFND 01,02 71571 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 724 47718 SH DFND 01,02 47718 0 0 AMERIPRISE FINL INC COM 03076C106 4452 30149 SH DFND 01,02 30149 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 2061 109247 SH DFND 01,02 109247 0 0 AQUA AMERICA INC COM 03836W103 892 24186 SH DFND 01,02 24186 0 0 ARCBEST CORP COM 03937C105 3444 70928 SH DFND 01,02 70928 0 0 BGC PARTNERS INC CL A 05541T101 1998 169014 SH DFND 01,02 169014 0 0 BANCORP INC DEL COM 05969A105 2019 210486 SH DFND 01,02 210486 0 0 BANCORPSOUTH BK TUPELO MISS COM 05971J102 2338 71486 SH DFND 01,02 71486 0 0 BANNER CORP COM NEW 06652V208 2568 41299 SH DFND 01,02 41299 0 0 BARCLAYS BK PLC DJUBS CMDT E 06738C778 544 22890 SH DFND 01,02 22916 0 0 BARCLAYS BK PLC DJUBS CMDT E 06738C778 1 26 SH DFND 01,02,03 0 22916 0 BARCLAYS BK PLC IPATH S&P500 06746L422 3648 136789 SH DFND 01,02 136953 0 0 BARCLAYS BK PLC IPATH S&P500 06746L422 4 164 SH DFND 01,02,03 0 136953 0 BARNES & NOBLE ED INC COM 06777U101 1900 329934 SH DFND 01,02 329934 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 1496 142523 SH DFND 01,02 142523 0 0 BENCHMARK ELECTRS INC COM 08160H101 1782 76156 SH DFND 01,02 76156 0 0 BENEFICIAL BANCORP INC COM 08171T102 1592 94203 SH DFND 01,02 94203 0 0 BIOGEN INC COM 09062X103 5755 16289 SH DFND 01,02 16289 0 0 BIOTIME INC COM 09066L105 1977 845072 SH DFND 01,02 845072 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 207 21082 SH DFND 01,02 21082 0 0 BOOKING HLDGS INC COM 09857L108 4254 2144 SH DFND 01,02 2144 0 0 BRAEMAR HOTELS & RESORTS INC COM 10482B101 321 27271 SH DFND 01,02 27271 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 1682 114579 SH DFND 01,02 114579 0 0 CRA INTL INC COM 12618T105 2183 43474 SH DFND 01,02 43474 0 0 CA INC COM 12673P105 20003 453079 SH DFND 01,02 453079 0 0 C&J ENERGY SVCS INC NEW COM 12674R100 1831 88042 SH DFND 01,02 88042 0 0 CAPITAL ONE FINL CORP COM 14040H105 4419 46549 SH DFND 01,02 46549 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 645 81503 SH DFND 01,02 81503 0 0 CARETRUST REIT INC COM 14174T107 1260 71158 SH DFND 01,02 71158 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 497 43506 SH DFND 01,02 43506 0 0 CENTERSTATE BK CORP COM 15201P109 2403 85686 SH DFND 01,02 85686 0 0 CHATHAM LODGING TR COM 16208T102 837 40057 SH DFND 01,02 40057 0 0 CITI TRENDS INC COM 17306X102 2116 73544 SH DFND 01,02 73544 0 0 CLEARWATER PAPER CORP COM 18538R103 1727 58139 SH DFND 01,02 58139 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 42 18117 SH DFND 01,02 18117 0 0 CONCHO RES INC COM 20605P101 237 1551 SH DFND 01,02 1551 0 0 CONOCOPHILLIPS COM 20825C104 988 12766 SH DFND 01,02 12766 0 0 CONSOL ENERGY INC NEW COM 20854L108 257 6306 SH DFND 01,02 6306 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 2215 76207 SH DFND 01,02 76207 0 0 CUSTOMERS BANCORP INC COM 23204G100 1835 77984 SH DFND 01,02 77984 0 0 DXC TECHNOLOGY CO COM 23355L106 4797 51296 SH DFND 01,02 51296 0 0 DEVON ENERGY CORP NEW COM 25179M103 226 5666 SH DFND 01,02 5666 0 0 DONNELLEY FINL SOLUTIONS INC COM 25787G100 2373 132396 SH DFND 01,02 132396 0 0 DYNEX CAP INC COM NEW 26817Q506 318 49899 SH DFND 01,02 49899 0 0 EOG RES INC COM 26875P101 799 6263 SH DFND 01,02 6263 0 0 EASTERLY GOVT PPTYS INC COM 27616P103 1040 53679 SH DFND 01,02 53679 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 2401 28096 SH DFND 01,02 28096 0 0 ENERGEN CORP COM 29265N108 33109 384232 SH DFND 01,02 384232 0 0 ENERGY XXI GULF COAST INC COM 29276K101 1590 190393 SH DFND 01,02 190393 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT 29278N103 23663 1063033 SH DFND 01,02 1063033 0 0 ENGILITY HLDGS INC NEW COM 29286C107 3353 93166 SH DFND 01,02 93166 0 0 ENVISION HEALTHCARE CORP COM 29414D100 35397 774039 SH DFND 01,02 774039 0 0 EVERCORE INC CLASS A 29977A105 2621 26069 SH DFND 01,02 26069 0 0 EXANTAS CAP CORP COM NEW 30068N105 288 26184 SH DFND 01,02 26184 0 0 EXELON CORP COM 30161N101 4992 114337 SH DFND 01,02 114337 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 47059 495311 SH DFND 01,02 495311 0 0 EXTERRAN CORP COM 30227H106 2259 85140 SH DFND 01,02 85140 0 0 EXXON MOBIL CORP COM 30231G102 3927 46187 SH DFND 01,02 46187 0 0 FBL FINL GROUP INC CL A 30239F106 2467 32779 SH DFND 01,02 32779 0 0 FCB FINL HLDGS INC CL A 30255G103 3272 69034 SH DFND 01,02 69034 0 0 FEDEX CORP COM 31428X106 4473 18576 SH DFND 01,02 18576 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 5052 46317 SH DFND 01,02 46317 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 2388 79318 SH DFND 01,02 79318 0 0 FIRST FNDTN INC COM 32026V104 1915 122613 SH DFND 01,02 122613 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 2575 57478 SH DFND 01,02 57478 0 0 FIRSTCASH INC COM 33767D105 2294 27978 SH DFND 01,02 27978 0 0 FLOWSERVE CORP COM 34354P105 967 17682 SH DFND 01,02 17682 0 0 FOSSIL GROUP INC COM 34988V106 4167 178996 SH DFND 01,02 178996 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 1526 59391 SH DFND 01,02 59391 0 0 FRANKLIN STREET PPTYS CORP COM 35471R106 735 91987 SH DFND 01,02 91987 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1372 98593 SH DFND 01,02 98593 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 471 43398 SH DFND 01,02 43398 0 0 GP STRATEGIES CORP COM 36225V104 1691 100364 SH DFND 01,02 100364 0 0 GMS INC COM 36251C103 1726 74386 SH DFND 01,02 74386 0 0 GLOBAL BRASS & COPPR HLDGS I COM 37953G103 2508 67959 SH DFND 01,02 67959 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3971 17709 SH DFND 01,02 17709 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN 38376A103 981 86885 SH DFND 01,02 86885 0 0 GRANITE PT MTG TR INC COM 38741L107 722 37426 SH DFND 01,02 37426 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 2285 76921 SH DFND 01,02 76921 0 0 HCA HEALTHCARE INC COM 40412C101 6397 45983 SH DFND 01,02 45983 0 0 HP INC COM 40434L105 5244 203481 SH DFND 01,02 203481 0 0 HEALTHSTREAM INC COM 42222N103 2839 91552 SH DFND 01,02 91552 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 4849 78659 SH DFND 01,02 78659 0 0 HEARTLAND FINL USA INC COM 42234Q102 2488 42851 SH DFND 01,02 42851 0 0 HERITAGE CRYSTAL CLEAN INC COM 42726M106 2061 96528 SH DFND 01,02 96528 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 4148 254293 SH DFND 01,02 254293 0 0 HOPE BANCORP INC COM 43940T109 2021 124972 SH DFND 01,02 124972 0 0 ICF INTL INC COM 44925C103 2934 38892 SH DFND 01,02 38892 0 0 ISTAR INC COM 45031U101 644 57668 SH DFND 01,02 57668 0 0 IDEX CORP COM 45167R104 1566 10392 SH DFND 01,02 10392 0 0 IMPERVA INC COM 45321L100 2439 52500 SH DFND 01,02 52500 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 819 77806 SH DFND 01,02 77806 0 0 INDEXIQ ETF TR HEDGE MLTI E 45409B107 104 3389 SH DFND 01,02 3389 0 0 INFRAREIT INC COM 45685L100 739 34921 SH DFND 01,02 34921 0 0 INSIGHT ENTERPRISES INC COM 45765U103 3520 65080 SH DFND 01,02 65080 0 0 INTEGER HLDGS CORP COM 45826H109 3335 40199 SH DFND 01,02 40199 0 0 INVESCO CURNCYSHS AUSTRLA DL AUSTRALIAN D 46090N103 5769 79729 SH DFND 01,02 79826 0 0 INVESCO CURNCYSHS AUSTRLA DL AUSTRALIAN D 46090N103 7 97 SH DFND 01,02,03 0 79826 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1571 99328 SH DFND 01,02 99328 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 1453 80824 SH DFND 01,02 80919 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 2 95 SH DFND 01,02,03 0 80919 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 676 47215 SH DFND 01,02 47266 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 1 51 SH DFND 01,02,03 0 47266 0 INVESCO EXCHNG TRADED FD TR KBW BK 46138E628 37 677 SH DFND 01,02 677 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SV 46138E784 4546 168494 SH DFND 01,02 168697 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SV 46138E784 5 203 SH DFND 01,02,03 0 168697 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 54441 2349596 SH DFND 01,02 2352348 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 64 2752 SH DFND 01,02,03 0 2352348 0 INVESCO EXCHNG TRADED FD TR TREAS COLATE 46138G888 8227 78011 SH DFND 01,02 78099 0 0 INVESCO EXCHNG TRADED FD TR TREAS COLATE 46138G888 9 88 SH DFND 01,02,03 0 78099 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 327 2943 SH DFND 01,02 2943 0 0 INVESCO CURNCYSHS BRIT PND S BRIT POUN ST 46138M109 484 3829 SH DFND 01,02 3834 0 0 INVESCO CURNCYSHS BRIT PND S BRIT POUN ST 46138M109 1 5 SH DFND 01,02,03 0 3834 0 INVESCO CURNCYSHS JAPANESE Y JAPANESE YEN 46138W107 13400 159240 SH DFND 01,02 159433 0 0 INVESCO CURNCYSHS JAPANESE Y JAPANESE YEN 46138W107 16 193 SH DFND 01,02,03 0 159433 0 INVESCO DB MLTI SECTR CMMTY OIL FD 46140H403 1400 103822 SH DFND 01,02 103822 0 0 INVESCO DB MLTI SECTR CMMTY GOLD FD 46140H601 582 15559 SH DFND 01,02 15559 0 0 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 153 6071 SH DFND 01,02 6071 0 0 ISHARES TR FLTG RATE NT 46429B655 1264 24766 SH DFND 01,02 24766 0 0 ISHARES TR MSCI CHINA E 46429B671 11657 194644 SH DFND 01,02 194876 0 0 ISHARES TR MSCI CHINA E 46429B671 14 232 SH DFND 01,02,03 0 194876 0 ISHARES TR 0-5 YR TIPS 46429B747 6917 70022 SH DFND 01,02 70107 0 0 ISHARES TR 0-5 YR TIPS 46429B747 8 85 SH DFND 01,02,03 0 70107 0 ISHARES TR CORE MSCI EA 46432F842 5464 85275 SH DFND 01,02 85275 0 0 ISHARES INC CORE MSCI EM 46434G103 1287 24862 SH DFND 01,02 24862 0 0 J JILL INC COM 46620W102 3178 514309 SH DFND 01,02 514309 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 7638 225248 SH DFND 01,02 225248 0 0 KINDER MORGAN INC DEL COM 49456B101 431 24320 SH DFND 01,02 24320 0 0 KITE RLTY GROUP TR COM NEW 49803T300 1237 74284 SH DFND 01,02 74284 0 0 KOPPERS HOLDINGS INC COM 50060P106 1723 55310 SH DFND 01,02 55310 0 0 KRATON CORPORATION COM 50077C106 2247 47647 SH DFND 01,02 47647 0 0 LSC COMMUNICATIONS INC COM 50218P107 1441 130272 SH DFND 01,02 130272 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4789 27575 SH DFND 01,02 27575 0 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 2722 57873 SH DFND 01,02 57873 0 0 LIFEPOINT HEALTH INC COM 53219L109 8923 138557 SH DFND 01,02 138557 0 0 MB FINANCIAL INC NEW COM 55264U108 10293 223219 SH DFND 01,02 223219 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 1859 63055 SH DFND 01,02 63055 0 0 M/I HOMES INC COM 55305B101 1708 71373 SH DFND 01,02 71373 0 0 MARATHON PETE CORP COM 56585A102 5296 66220 SH DFND 01,02 66220 0 0 MCEWEN MNG INC COM 58039P107 152 78336 SH DFND 01,02 78336 0 0 MERITAGE HOMES CORP COM 59001A102 2004 50237 SH DFND 01,02 50237 0 0 META FINL GROUP INC COM 59100U108 1721 20817 SH DFND 01,02 20817 0 0 METLIFE INC COM 59156R108 4541 97196 SH DFND 01,02 97196 0 0 MITEL NETWORKS CORP COM 60671Q104 9506 862645 SH DFND 01,02 862645 0 0 MOBILEIRON INC COM NEW 60739U204 2434 459241 SH DFND 01,02 459241 0 0 MOLSON COORS BREWING CO CL B 60871R209 3641 59210 SH DFND 01,02 59210 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 2081 132628 SH DFND 01,02 132628 0 0 NEXEO SOLUTIONS INC COM SHS 65342H102 2603 212453 SH DFND 01,02 212453 0 0 OCLARO INC COM NEW 67555N206 6330 708054 SH DFND 01,02 708054 0 0 ONESPAN INC COM 68287N100 3344 175540 SH DFND 01,02 175540 0 0 ORCHID IS CAP INC COM 68571X103 326 44988 SH DFND 01,02 44988 0 0 PBF ENERGY INC CL A 69318G106 3347 67057 SH DFND 01,02 67057 0 0 PG&E CORP COM 69331C108 4671 101532 SH DFND 01,02 101532 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 2200 60503 SH DFND 01,02 60503 0 0 PENNYMAC MTG INVT TR COM 70931T103 1068 52776 SH DFND 01,02 52776 0 0 PENNYMAC FINL SVCS INC CL A 70932B101 2137 102244 SH DFND 01,02 102244 0 0 PERFICIENT INC COM 71375U101 2643 99182 SH DFND 01,02 99182 0 0 PHYSICIANS RLTY TR COM 71943U104 2729 161849 SH DFND 01,02 161849 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 2336 129148 SH DFND 01,02 129148 0 0 PIMCO ETF TR 1-5 US TIP I 72201R205 2889 56290 SH DFND 01,02 56358 0 0 PIMCO ETF TR 1-5 US TIP I 72201R205 3 68 SH DFND 01,02,03 0 56358 0 PIMCO ETF TR ENHAN SHRT M 72201R833 12912 127057 SH DFND 01,02 127057 0 0 PINNACLE FOODS INC DEL COM 72348P104 45392 700389 SH DFND 01,02 700389 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 659 52866 SH DFND 01,02 52866 0 0 PREFERRED APT CMNTYS INC COM 74039L103 621 35343 SH DFND 01,02 35343 0 0 PRESIDIO INC COM 74102M103 2217 145348 SH DFND 01,02 145348 0 0 PRIMORIS SVCS CORP COM 74164F103 2259 91003 SH DFND 01,02 91003 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 4290 73228 SH DFND 01,02 73228 0 0 PROSHARES TR PSHS SH MSCI 74347R370 236 9139 SH DFND 01,02 9139 0 0 PROSHARES TR PSHS SH MSCI 74347R396 744 38852 SH DFND 01,02 38852 0 0 PROSHARES TR II PSHS ULSSLVR 74347W114 0 1 SH DFND 01,02 1 0 0 PROSHARES TR II ULTRASHRT EU 74347W882 345 14803 SH DFND 01,02 14803 0 0 PROSHARES TR ULTSHT REAL 74348A244 96 3439 SH DFND 01,02 3439 0 0 QCR HOLDINGS INC COM 74727A104 2070 50685 SH DFND 01,02 50685 0 0 QTS RLTY TR INC COM CL A 74736A103 1913 44825 SH DFND 01,02 44825 0 0 RMR GROUP INC CL A 74967R106 3016 32498 SH DFND 01,02 32498 0 0 REGIONS FINL CORP NEW COM 7591EP100 4405 240059 SH DFND 01,02 240059 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 5115 177597 SH DFND 01,02 177597 0 0 RESOURCES CONNECTION INC COM 76122Q105 2329 140324 SH DFND 01,02 140324 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 1840 98556 SH DFND 01,02 98556 0 0 REXNORD CORP NEW COM 76169B102 435 14129 SH DFND 01,02 14129 0 0 REXFORD INDL RLTY INC COM 76169C100 2598 81277 SH DFND 01,02 81277 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1355 4660 SH DFND 01,02 4660 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 14127 125287 SH DFND 01,02 125445 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 18 158 SH DFND 01,02,03 0 125445 0 SPDR INDEX SHS FDS S&P CHINA ET 78463X400 3567 36892 SH DFND 01,02 36936 0 0 SPDR INDEX SHS FDS S&P CHINA ET 78463X400 4 44 SH DFND 01,02,03 0 36936 0 SPDR INDEX SHS FDS S&P EMKTSC E 78463X756 17718 395600 SH DFND 01,02 396075 0 0 SPDR INDEX SHS FDS S&P EMKTSC E 78463X756 21 475 SH DFND 01,02,03 0 396075 0 SPDR INDEX SHS FDS S&P INTL SML 78463X871 4080 118736 SH DFND 01,02 118878 0 0 SPDR INDEX SHS FDS S&P INTL SML 78463X871 5 142 SH DFND 01,02,03 0 118878 0 SPDR SERIES TRUST BLMBRG BRC C 78464A359 63833 1183392 SH DFND 01,02 1184761 0 0 SPDR SERIES TRUST BLMBRG BRC C 78464A359 74 1369 SH DFND 01,02,03 0 1184761 0 SPDR SERIES TRUST PORTFOLIO LN 78464A367 39 1477 SH DFND 01,02 1477 0 0 SPDR SERIES TRUST PORTFOLIO IN 78464A375 84 2517 SH DFND 01,02 0 2517 0 SPDR SERIES TRUST BLOMBRG BRC 78464A383 1282 50859 SH DFND 01,02 50859 0 0 SPDR SERIES TRUST BLOMBRG BRC 78464A391 1597 60688 SH DFND 01,02 60761 0 0 SPDR SERIES TRUST BLOMBRG BRC 78464A391 2 73 SH DFND 01,02,03 0 60761 0 SPDR SERIES TRUST PRTFLO S&P50 78464A409 1914 50031 SH DFND 01,02 50091 0 0 SPDR SERIES TRUST PRTFLO S&P50 78464A409 2 60 SH DFND 01,02,03 0 50091 0 SPDR SERIES TRUST BLOOMBERG BR 78464A417 17950 497890 SH DFND 01,02 0 497890 0 SPDR SERIES TRUST PORTFOLIO SH 78464A474 15760 522199 SH DFND 01,02 522830 0 0 SPDR SERIES TRUST PORTFOLIO SH 78464A474 19 631 SH DFND 01,02,03 0 522830 0 SPDR SERIES TRUST PRTFLO S&P50 78464A508 228 7336 SH DFND 01,02 7345 0 0 SPDR SERIES TRUST PRTFLO S&P50 78464A508 0 9 SH DFND 01,02,03 0 7345 0 SPDR SERIES TRUST PORTFOLIO AG 78464A649 385 13894 SH DFND 01,02 13894 0 0 SPDR SERIES TRUST PORTFOLIO LN 78464A664 246 7285 SH DFND 01,02 7285 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 132 2835 SH DFND 01,02 2835 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSR 78467V608 24773 523189 SH DFND 01,02 523802 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSR 78467V608 29 613 SH DFND 01,02,03 0 523802 0 SPDR SER TR BLOOMBERG SR 78468R408 243 8812 SH DFND 01,02 8812 0 0 SPDR SER TR SPDR BLOOMBE 78468R663 62919 687037 SH DFND 01,02 687769 0 0 SPDR SER TR SPDR BLOOMBE 78468R663 67 732 SH DFND 01,02,03 0 687769 0 SP PLUS CORP COM 78469C103 2331 63855 SH DFND 01,02 63855 0 0 SPX FLOW INC COM 78469X107 2403 46214 SH DFND 01,02 46214 0 0 SAIA INC COM 78709Y105 2313 30249 SH DFND 01,02 30249 0 0 SELECT SECTOR SPDR TR SBI MATERIAL 81369Y100 295 5086 SH DFND 01,02 5086 0 0 SELECT SECTOR SPDR TR SBI HEALTHCA 81369Y209 1282 13476 SH DFND 01,02 13476 0 0 SELECT SECTOR SPDR TR SBI CONS STP 81369Y308 100 1851 SH DFND 01,02 1851 0 0 SELECT SECTOR SPDR TR SBI CONS DIS 81369Y407 1891 16128 SH DFND 01,02 16128 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 919 12134 SH DFND 01,02 12134 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 19249 697956 SH DFND 01,02 698731 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21 775 SH DFND 01,02,03 0 698731 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2086 26611 SH DFND 01,02 26611 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 937 12434 SH DFND 01,02 12446 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1 12 SH DFND 01,02,03 0 12446 0 SELECT SECTOR SPDR TR SBI INT-UTIL 81369Y886 1626 30881 SH DFND 01,02 30881 0 0 SELECT INCOME REIT COM SH BEN I 81618T100 1230 56070 SH DFND 01,02 56070 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 1373 28914 SH DFND 01,02 28914 0 0 SOUTHERN COPPER CORP COM 84265V105 2313 53624 SH DFND 01,02 53624 0 0 SPIRIT MTA REIT COM SHS BEN 84861U105 440 38207 SH DFND 01,02 38207 0 0 SPRINT CORP COM SER 1 85207U105 12509 1912738 SH DFND 01,02 1912738 0 0 STAG INDL INC COM 85254J102 2561 93123 SH DFND 01,02 93123 0 0 STONERIDGE INC COM 86183P102 2448 82364 SH DFND 01,02 82364 0 0 SUNCOKE ENERGY INC COM 86722A103 2626 225948 SH DFND 01,02 225948 0 0 SYNTEL INC COM 87162H103 6072 148166 SH DFND 01,02 148166 0 0 SYNEOS HEALTH INC CL A 87166B102 3301 64035 SH DFND 01,02 64035 0 0 TTM TECHNOLOGIES INC COM 87305R109 2365 148675 SH DFND 01,02 148675 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 1762 97648 SH DFND 01,02 97648 0 0 TERRENO RLTY CORP COM 88146M101 1919 50894 SH DFND 01,02 50894 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 2734 606199 SH DFND 01,02 606199 0 0 TIER REIT INC COM NEW 88650V208 1079 44771 SH DFND 01,02 44771 0 0 TITAN INTL INC ILL COM 88830M102 88 11896 SH DFND 01,02 11896 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 2452 79484 SH DFND 01,02 79484 0 0 TRISTATE CAP HLDGS INC COM 89678F100 2699 97774 SH DFND 01,02 97774 0 0 TRUEBLUE INC COM 89785X101 2286 87770 SH DFND 01,02 87770 0 0 U S CONCRETE INC COM NEW 90333L201 1726 37637 SH DFND 01,02 37637 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1482 118091 SH DFND 01,02 118091 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 3460 71262 SH DFND 01,02 71262 0 0 VALERO ENERGY CORP NEW COM 91913Y100 6006 52800 SH DFND 01,02 52800 0 0 VANECK VECTORS ETF TR HIGH YLD MUN 92189F361 173 5555 SH DFND 01,02 5555 0 0 VANECK VECTORS ETF TR JP MORGAN MK 92189F494 12217 742264 SH DFND 01,02 743162 0 0 VANECK VECTORS ETF TR JP MORGAN MK 92189F494 15 898 SH DFND 01,02,03 0 743162 0 VANGUARD WORLD FDS CONSUM DIS E 92204A108 374 2071 SH DFND 01,02 2071 0 0 VANGUARD WORLD FDS CONSUM STP E 92204A207 42 303 SH DFND 01,02 0 303 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 210 1999 SH DFND 01,02 1999 0 0 VANGUARD WORLD FDS FINANCIALS E 92204A405 343 4948 SH DFND 01,02 0 4948 0 VANGUARD WORLD FDS HEALTH CAR E 92204A504 600 3325 SH DFND 01,02 3325 0 0 VANGUARD WORLD FDS INDUSTRIAL E 92204A603 625 4232 SH DFND 01,02 0 4232 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 220 1086 SH DFND 01,02 1086 0 0 VANGUARD WORLD FDS MATERIALS ET 92204A801 184 1400 SH DFND 01,02 0 1400 0 VANGUARD WORLD FDS UTILITIES ET 92204A876 599 5082 SH DFND 01,02 5082 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM T 92206C102 79447 1329877 SH DFND 01,02 1329877 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM COR 92206C409 76285 976015 SH DFND 01,02 977193 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM COR 92206C409 92 1178 SH DFND 01,02,03 0 977193 0 VANGUARD SCOTTSDALE FDS INTER TERM T 92206C706 8417 135568 SH DFND 01,02 135712 0 0 VANGUARD SCOTTSDALE FDS INTER TERM T 92206C706 9 144 SH DFND 01,02,03 0 135712 0 VANGUARD SCOTTSDALE FDS MORTG-BACK S 92206C771 41486 813459 SH DFND 01,02 813459 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR 92206C813 233 2648 SH DFND 01,02 2648 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TR 92206C847 151 2097 SH DFND 01,02 2097 0 0 VANGUARD SCOTTSDALE FDS INT-TERM COR 92206C870 102543 1227608 SH DFND 01,02 1229124 0 0 VANGUARD SCOTTSDALE FDS INT-TERM COR 92206C870 127 1516 SH DFND 01,02,03 0 1229124 0 VECTREN CORP COM 92240G101 29309 409971 SH DFND 01,02 409971 0 0 VECTRUS INC COM 92242T101 1904 61043 SH DFND 01,02 61043 0 0 VERINT SYS INC COM 92343X100 2673 53363 SH DFND 01,02 53363 0 0 VIAD CORP COM NEW 92552R406 2568 43341 SH DFND 01,02 43341 0 0 WALKER & DUNLOP INC COM 93148P102 2023 38257 SH DFND 01,02 38257 0 0 WARRIOR MET COAL INC COM 93627C101 328 12129 SH DFND 01,02 12129 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 1209 165681 SH DFND 01,02 165681 0 0 WEB COM GROUP INC COM 94733A104 4147 148639 SH DFND 01,02 148639 0 0 WESCO INTL INC COM 95082P105 2251 36636 SH DFND 01,02 36636 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 358 35764 SH DFND 01,02 35764 0 0 WISDOMTREE TR EM LCL DEBT 97717X867 495 15078 SH DFND 01,02 15097 0 0 WISDOMTREE TR EM LCL DEBT 97717X867 1 19 SH DFND 01,02,03 0 15097 0 XYLEM INC COM 98419M100 1944 24334 SH DFND 01,02 24334 0 0 ZYNGA INC CL A 98986T108 2491 621105 SH DFND 01,02 621105 0 0