Chief Executive Officer

0000891092-17-005728.txt : 20170808 0000891092-17-005728.hdr.sgml : 20170808 20170808125115 ACCESSION NUMBER: 0000891092-17-005728 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 EFFECTIVENESS DATE: 20170808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 171013996 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 06-30-2017 06-30-2017 false IndexIQ Advisors LLC

800 Westchester Avenue Suite S-710 Rye Brook NY 10573

13F HOLDINGS REPORT 028-13712 N Adam S. Patti Chief Executive Officer 914-697-4945 /s/ Adam S. Patti Rye Brook NY 08-08-2017 2 563 2079733 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml ARGO GROUP INTL HLDGS LTD COM G0464B107 423 6972 SH DFND 1,2 6972 0 0 BUNGE LIMITED COM G16962105 242 3242 SH DFND 1,2 3242 0 0 ENSCO PLC SHS CLASS A G3157S106 43 8358 SH DFND 1,2 8358 0 0 ESSENT GROUP LTD COM G3198U102 485 13071 SH DFND 1,2 13071 0 0 FERROGLOBE PLC SHS G33856108 28 2377 SH DFND 1,2 2377 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 466 9168 SH DFND 1,2 9168 0 0 KOSMOS ENERGY LTD SHS G5315B107 40 6256 SH DFND 1,2 6256 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 375 33822 SH DFND 1,2 33822 0 0 NABORS INDUSTRIES LTD SHS G6359F103 62 7624 SH DFND 1,2 7624 0 0 NOBLE CORP PLC SHS USD G65431101 24 6698 SH DFND 1,2 6698 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 35 3431 SH DFND 1,2 3431 0 0 PENTAIR PLC SHS G7S00T104 1164 17484 SH DFND 1,2 17484 0 0 THIRD PT REINS LTD COM G8827U100 544 39129 SH DFND 1,2 39129 0 0 ALLIED 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TR BD ETF 464287457 16506 195365 SH DFND 1,2 195365 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 3000 25764 SH DFND 1,2 25764 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 560 4706 SH DFND 1,2 4706 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 18398 109011 SH DFND 1,2 109011 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 138 979 SH DFND 1,2 979 0 0 ISHARES TR EUROPE ETF 464287861 6 125 SH DFND 1,2 125 0 0 ISHARES TR SP SMCP600GR ETF 464287887 9889 63407 SH DFND 1,2 63407 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 3164 46909 SH DFND 1,2 46909 0 0 ISHARES TR EAFE SML CP ETF 464288273 35689 617026 SH DFND 1,2 617026 0 0 ISHARES TR JP MOR EM MK ETF 464288281 25601 223857 SH DFND 1,2 223857 0 0 ISHARES TR IBOXX HI YD ETF 464288513 38595 436637 SH DFND 1,2 436637 0 0 ISHARES TR MBS ETF 464288588 10073 94358 SH DFND 1,2 94358 0 0 ISHARES TR US CREDIT BD ETF 464288620 4483 40139 SH DFND 1,2 40139 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 20 143 SH DFND 1,2 143 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 69161 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SH DFND 1,2 37074 0 0 PROPETRO HLDG CORP COM 74347M108 13 899 SH DFND 1,2 899 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 99 3673 SH DFND 1,2 3673 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 887 44924 SH DFND 1,2 44924 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 5 70 SH DFND 1,2 70 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 268 12036 SH DFND 1,2 12036 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 225 7235 SH DFND 1,2 7235 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 265 13107 SH DFND 1,2 13107 0 0 QCR HOLDINGS INC COM 74727A104 529 11159 SH DFND 1,2 11159 0 0 QUAD / GRAPHICS INC COM CL A 747301109 430 18768 SH DFND 1,2 18768 0 0 QEP RES INC COM 74733V100 67 6617 SH DFND 1,2 6617 0 0 QTS RLTY TR INC COM CL A 74736A103 2587 49443 SH DFND 1,2 49443 0 0 QUALITY CARE PPTYS INC COM 747545101 2073 113191 SH DFND 1,2 113191 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 495 23385 SH DFND 1,2 23385 0 0 QUORUM HEALTH CORP COM 74909E106 361 87029 SH DFND 1,2 87029 0 0 RAIT FINANCIAL TRUST COM NEW 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0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 102493 2065554 SH DFND 1,2 2065554 0 0 SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 12695 482876 SH DFND 1,2 482876 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 41579 1117722 SH DFND 1,2 1117722 0 0 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 0 7 SH DFND 1,2 7 0 0 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 284 3943 SH DFND 1,2 3943 0 0 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 7771 169875 SH DFND 1,2 169875 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 274 6287 SH DFND 1,2 6287 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 7083 149314 SH DFND 1,2 149314 0 0 SP PLUS CORP COM 78469C103 428 14017 SH DFND 1,2 14017 0 0 SPX FLOW INC COM 78469X107 503 13645 SH DFND 1,2 13645 0 0 SRC ENERGY INC COM 78470V108 36 5319 SH DFND 1,2 5319 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 1856 77016 SH DFND 1,2 77016 0 0 SANCHEZ ENERGY CORP COM 79970Y105 14 1920 SH DFND 1,2 1920 0 0 SANDERSON FARMS INC COM 800013104 2477 21422 SH DFND 1,2 21422 0 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CORP COM 894650100 411 26969 SH DFND 1,2 26969 0 0 TRIBUNE MEDIA CO CL A 896047503 4266 104626 SH DFND 1,2 104626 0 0 TRICO BANCSHARES COM 896095106 468 13317 SH DFND 1,2 13317 0 0 TRISTATE CAP HLDGS INC COM 89678F100 511 20270 SH DFND 1,2 20270 0 0 TRUEBLUE INC COM 89785X101 459 17308 SH DFND 1,2 17308 0 0 TUTOR PERINI CORP COM 901109108 428 14881 SH DFND 1,2 14881 0 0 TYSON FOODS INC CL A 902494103 16476 263075 SH DFND 1,2 263075 0 0 UNIFI INC COM NEW 904677200 514 16685 SH DFND 1,2 16685 0 0 UNISYS CORP COM NEW 909214306 434 33929 SH DFND 1,2 33929 0 0 UNITED INS HLDGS CORP COM 910710102 467 29671 SH DFND 1,2 29671 0 0 UNITED NAT FOODS INC COM 911163103 402 10954 SH DFND 1,2 10954 0 0 UNIVAR INC COM 91336L107 451 15449 SH DFND 1,2 15449 0 0 UNIVERSAL FST PRODS INC COM 913543104 419 4796 SH DFND 1,2 4796 0 0 VCA INC COM 918194101 5361 58075 SH DFND 1,2 58075 0 0 VWR CORP COM 91843L103 2567 77759 SH DFND 1,2 77759 0 0 VALERO ENERGY CORP NEW COM 91913Y100 524 7766 SH DFND 1,2 7766 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 224 7242 SH DFND 1,2 7242 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 16934 896500 SH DFND 1,2 896500 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 56986 713651 SH DFND 1,2 713651 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 14 166 SH DFND 1,2 166 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 5551 134357 SH DFND 1,2 134357 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 35464 720377 SH DFND 1,2 720377 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 15619 144462 SH DFND 1,2 144462 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1853 45394 SH DFND 1,2 45394 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 3642 55355 SH DFND 1,2 55355 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 28 499 SH DFND 1,2 499 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 337 2375 SH DFND 1,2 2375 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 99 1114 SH DFND 1,2 1114 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 253 4047 SH DFND 1,2 4047 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 688 4671 SH DFND 1,2 4671 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1159 8227 SH DFND 1,2 8227 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 151 1241 SH DFND 1,2 1241 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 58 509 SH DFND 1,2 509 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 19 209 SH DFND 1,2 209 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 118604 1481813 SH DFND 1,2 1481813 0 0 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 900 13927 SH DFND 1,2 13927 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 36866 700072 SH DFND 1,2 700072 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 406 5267 SH DFND 1,2 5267 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 69695 796232 SH DFND 1,2 796232 0 0 VECTRUS INC COM 92242T101 685 21190 SH DFND 1,2 21190 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 14111 96825 SH DFND 1,2 96825 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 514 4043 SH DFND 1,2 4043 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2493 25813 SH DFND 1,2 25813 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 43688 351052 SH DFND 1,2 351052 0 0 VIAD CORP COM NEW 92552R406 494 10458 SH DFND 1,2 10458 0 0 WGL HLDGS INC COM 92924F106 1963 23531 SH DFND 1,2 23531 0 0 WABASH NATL CORP COM 929566107 503 22878 SH DFND 1,2 22878 0 0 WALKER & DUNLOP INC COM 93148P102 555 11371 SH DFND 1,2 11371 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 1874 223915 SH DFND 1,2 223915 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 2940 92178 SH DFND 1,2 92178 0 0 WEIS MKTS INC COM 948849104 386 7927 SH DFND 1,2 7927 0 0 WESCO INTL INC COM 95082P105 389 6797 SH DFND 1,2 6797 0 0 WEST CORP COM 952355204 1143 49032 SH DFND 1,2 49032 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 504 48963 SH DFND 1,2 48963 0 0 WESTMORELAND COAL CO COM 960878106 42 8597 SH DFND 1,2 8597 0 0 WHITESTONE REIT COM 966084204 540 44058 SH DFND 1,2 44058 0 0 WILLIAMS COS INC DEL COM 969457100 433 14299 SH DFND 1,2 14299 0 0 WINTRUST FINL CORP COM 97650W108 524 6858 SH DFND 1,2 6858 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 1229 32425 SH DFND 1,2 32425 0 0 XCERRA CORP COM 98400J108 1337 136874 SH DFND 1,2 136874 0 0 XENIA HOTELS & RESORTS INC COM 984017103 2502 129175 SH DFND 1,2 129175 0 0 XYLEM INC COM 98419M100 955 17238 SH DFND 1,2 17238 0 0