Chief Executive Officer

0000891092-16-018717.txt : 20161104 0000891092-16-018717.hdr.sgml : 20161104 20161104092912 ACCESSION NUMBER: 0000891092-16-018717 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 EFFECTIVENESS DATE: 20161104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 161973833 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 09-30-2016 09-30-2016 false IndexIQ Advisors LLC

800 Westchester Avenue Suite S-710 Rye Brook NY 10573

13F HOLDINGS REPORT 028-13712 N Adam S. Patti Chief Executive Officer 9146974945 /s/ Adam S. Patti Rye Brook NY 11-04-2016 2 285 2034179 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml AMIRA NATURE FOODS LTD SHS G0335L102 35 4225 SH DFND 1, 2 4225 0 0 BUNGE LIMITED COM G16962105 1042 17590 SH DFND 1,2 17590 0 0 ENSCO PLC SHS CLASS A G3157S106 106 12472 SH DFND 1,2 12472 0 0 FLEETMATICS GROUP PLC COM G35569105 1154 19247 SH DFND 1,2 19247 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 387 6465 SH DFND 1,2 6465 0 0 KOSMOS ENERGY LTD SHS G5315B107 42 6496 SH DFND 1,2 6496 0 0 NABORS INDUSTRIES LTD SHS G6359F103 138 11362 SH DFND 1,2 11362 0 0 NOBLE CORP PLC SHS USD G65431101 64 10019 SH DFND 1,2 10019 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 78 5139 SH DFND 1,2 5139 0 0 SEADRILL LIMITED SHS G7945E105 37 15908 SH DFND 1,2 15908 0 0 PENTAIR PLC SHS G7S00T104 3224 50181 SH DFND 1,2 50181 0 0 ADECOAGRO S A COM L00849106 298 26085 SH DFND 1,2 26085 0 0 AEP INDS INC COM 001031103 840 7683 SH DFND 1,2 7683 0 0 AGCO CORP COM 001084102 817 16571 SH DFND 1,2 16571 0 0 AG MTG INVT TR INC COM 001228105 436 27682 SH DFND 1,2 27682 0 0 ACADIA RLTY TR COM SH BEN INT 004239109 2928 80804 SH DFND 1,2 80804 0 0 ALCOA INC COM 013817101 180 17733 SH DFND 1,2 17733 0 0 ALERE INC COM 01449J105 3458 79963 SH DFND 1,2 79963 0 0 ALON USA ENERGY INC COM 020520102 11 1324 SH DFND 1,2 1324 0 0 ALON USA PARTNERS LP UT LTDPART INT 02052T109 4 476 SH DFND 1,2 476 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 546 50135 SH DFND 1,2 50135 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 782 45505 SH DFND 1,2 45505 0 0 AMERICAN VANGUARD CORP COM 030371108 102 6327 SH DFND 1,2 6327 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 3747 50071 SH DFND 1,2 50071 0 0 ANADARKO PETE CORP COM 032511107 92 1445 SH DFND 1,2 1445 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 466 94672 SH DFND 1,2 94672 0 0 APACHE CORP COM 037411105 68 1071 SH DFND 1,2 1071 0 0 APOLLO ED GROUP INC CL A 037604105 617 77637 SH DFND 1,2 77637 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1319 80582 SH DFND 1,2 80582 0 0 AQUA AMERICA INC COM 03836W103 1549 50809 SH DFND 1,2 50809 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 3122 74025 SH DFND 1,2 74025 0 0 ARES COML REAL ESTATE CORP COM 04013V108 325 25807 SH DFND 1,2 25807 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 822 36458 SH DFND 1,2 36458 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 483 81991 SH DFND 1,2 81991 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 10322 302977 SH DFND 1,2 302977 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 2716 173862 SH DFND 1,2 173862 0 0 CBL & ASSOC PPTYS INC COM 124830100 2039 167960 SH DFND 1,2 167960 0 0 CST BRANDS INC COM 12646R105 3287 68351 SH DFND 1,2 68351 0 0 CVR ENERGY INC COM 12662P108 9 650 SH DFND 1,2 650 0 0 CVR PARTNERS LP COM 126633106 87 16352 SH DFND 1,2 16352 0 0 CVR REFNG LP COMUNIT REP LT 12663P107 52 5900 SH DFND 1,2 5900 0 0 CAL MAINE FOODS INC COM NEW 128030202 267 6927 SH DFND 1,2 6927 0 0 CALIFORNIA RES CORP COM NEW 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1,2 65151 0 0 DELEK US HLDGS INC COM 246647101 39 2276 SH DFND 1,2 2276 0 0 DENBURY RES INC COM NEW 247916208 53 16383 SH DFND 1,2 16383 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 47 2663 SH DFND 1,2 2663 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 1814 199383 SH DFND 1,2 199383 0 0 DOMTAR CORP COM NEW 257559203 151 4065 SH DFND 1,2 4065 0 0 DYNEX CAP INC COM NEW 26817Q506 344 46327 SH DFND 1,2 46327 0 0 EOG RES INC COM 26875P101 157 1624 SH DFND 1,2 1624 0 0 EP ENERGY CORP CL A 268785102 8 1830 SH DFND 1,2 1830 0 0 EDUCATION RLTY TR INC COM NEW 28140H203 3158 73204 SH DFND 1,2 73204 0 0 EMPIRE DIST ELEC CO COM 291641108 517 15143 SH DFND 1,2 15143 0 0 EMPIRE ST RLTY TR INC CL A 292104106 3211 153252 SH DFND 1,2 153252 0 0 ENVISION HEALTHCARE HLDGS IN COM 29413U103 2886 129577 SH DFND 1,2 129577 0 0 EVERBANK FINL CORP COM 29977G102 466 24048 SH DFND 1,2 24048 0 0 EXXON MOBIL CORP COM 30231G102 1041 11922 SH DFND 1,2 11922 0 0 FAIRMOUNT SANTROL HLDGS INC COM 30555Q108 37 4345 SH DFND 1,2 4345 0 0 FELCOR LODGING TR INC COM 31430F101 830 129066 SH DFND 1,2 129066 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 3264 115670 SH DFND 1,2 115670 0 0 FIRST POTOMAC RLTY TR COM 33610F109 521 56944 SH DFND 1,2 56944 0 0 FLOWSERVE CORP COM 34354P105 1759 36463 SH DFND 1,2 36463 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 1283 60128 SH DFND 1,2 60128 0 0 FRANKLIN STREET PPTYS CORP COM 35471R106 1301 103253 SH DFND 1,2 103253 0 0 FREEPORT-MCMORAN INC CL B 35671D857 177 16318 SH DFND 1,2 16318 0 0 G & K SVCS INC CL A 361268105 1181 12368 SH DFND 1,2 12368 0 0 GENERAL MLS INC COM 370334104 4683 73314 SH DFND 1,2 73314 0 0 GLOBAL NET LEASE INC COM 379378102 1387 169972 SH DFND 1,2 169972 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1587 70179 SH DFND 1,2 70179 0 0 GULFPORT ENERGY CORP COM NEW 402635304 147 5190 SH DFND 1,2 5190 0 0 HAIN CELESTIAL GROUP INC COM 405217100 459 12899 SH DFND 1,2 12899 0 0 HALLIBURTON CO COM 406216101 107 2388 SH DFND 1,2 2388 0 0 HECLA MNG CO COM 422704106 137 24104 SH DFND 1,2 24104 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 735 40768 SH DFND 1,2 40768 0 0 HORMEL FOODS CORP COM 440452100 5405 142494 SH DFND 1,2 142494 0 0 ISTAR INC COM 45031U101 731 68092 SH DFND 1,2 68092 0 0 IDEX CORP COM 45167R104 2023 21619 SH DFND 1,2 21619 0 0 INCONTACT INC COM 45336E109 811 58007 SH DFND 1,2 58007 0 0 INDEPENDENCE CONTRACT DRIL I COM 453415309 6 1182 SH DFND 1,2 1182 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 361 40128 SH DFND 1,2 40128 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 16 546 SH DFND 1,2 546 0 0 INFRAREIT INC COM 45685L100 633 34893 SH DFND 1,2 34893 0 0 INGRAM MICRO INC CL A 457153104 2378 66697 SH DFND 1,2 66697 0 0 INGREDION INC COM 457187102 1185 8905 SH DFND 1,2 8905 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 3331 144210 SH DFND 1,2 144210 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1706 112004 SH DFND 1,2 112004 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 718 120718 SH DFND 1,2 120718 0 0 ISHARES MSCI BRZ CAP ETF 464286400 2 60 SH DFND 1,2 60 0 0 ISHARES MSCI EURZONE ETF 464286608 14957 433670 SH DFND 1,2 433670 0 0 ISHARES MSCI JAPAN ETF 464286848 29884 2383107 SH DFND 1,2 2383107 0 0 ISHARES TR TIPS BD ETF 464287176 18367 157672 SH DFND 1,2 157672 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1838 48351 SH DFND 1,2 48351 0 0 ISHARES TR CORE S&P500 ETF 464287200 25 113 SH DFND 1,2 113 0 0 ISHARES TR CORE US AGGBD ET 464287226 87258 776168 SH DFND 1,2 776168 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 629 16805 SH DFND 1,2 16805 0 0 ISHARES TR IBOXX INV CP ETF 464287242 268909 2183065 SH DFND 1,2 2183065 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 4429 36410 SH DFND 1,2 36410 0 0 ISHARES TR S&P 500 VAL ETF 464287408 14771 155554 SH DFND 1,2 155554 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 4285 38295 SH DFND 1,2 38295 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 20921 246015 SH DFND 1,2 246015 0 0 ISHARES TR MSCI EAFE ETF 464287465 56100 948771 SH DFND 1,2 948771 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 42342 400892 SH DFND 1,2 400892 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 9719 93305 SH DFND 1,2 93305 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 354 3380 SH DFND 1,2 3380 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 22292 149710 SH DFND 1,2 149710 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 446 3589 SH DFND 1,2 3589 0 0 ISHARES TR U.S. REAL ES ETF 464287739 155 1921 SH DFND 1,2 1921 0 0 ISHARES TR EUROPE ETF 464287861 4421 112285 SH DFND 1,2 112285 0 0 ISHARES TR SP SMCP600VL ETF 464287879 212 1699 SH DFND 1,2 1699 0 0 ISHARES TR SP SMCP600GR ETF 464287887 11637 84856 SH DFND 1,2 84856 0 0 ISHARES TR EAFE SML CP ETF 464288273 2458 46902 SH DFND 1,2 46902 0 0 ISHARES TR JP MOR EM MK ETF 464288281 333 2843 SH DFND 1,2 2843 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2792 31990 SH DFND 1,2 31990 0 0 ISHARES TR MBS ETF 464288588 32418 294463 SH DFND 1,2 294463 0 0 ISHARES TR CORE US CR BD 464288620 6739 59206 SH DFND 1,2 59206 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 1346 10638 SH DFND 1,2 10638 0 0 ISHARES TR SHRT TRS BD ETF 464288679 61983 561292 SH DFND 1,2 561292 0 0 ISHARES TR U.S. PFD STK ETF 464288687 34223 866400 SH DFND 1,2 866400 0 0 ISHARES INDIA 50 ETF 464289529 272 9119 SH DFND 1,2 9119 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1679 92230 SH DFND 1,2 92230 0 0 ISHARES TR MSCI INDIA ETF 46429B598 1458 49578 SH DFND 1,2 49578 0 0 ISHARES TR CHINA ETF 46429B671 1056 21779 SH DFND 1,2 21779 0 0 ISHARES TR MIN VOL USA ETF 46429B697 4 90 SH DFND 1,2 90 0 0 ISHARES TR CORE MSCI EAFE 46432F842 795 14423 SH DFND 1,2 14423 0 0 ISHARES INC CORE MSCI EMKT 46434G103 325 7130 SH DFND 1,2 7130 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1767 56071 SH DFND 1,2 56071 0 0 JOY GLOBAL INC COM 481165108 3382 121926 SH DFND 1,2 121926 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 126 6660 SH DFND 1,2 6660 0 0 KELLOGG CO COM 487836108 3390 43758 SH DFND 1,2 43758 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 2071 91836 SH DFND 1,2 91836 0 0 KINDER MORGAN INC DEL COM 49456B101 145 6263 SH DFND 1,2 6263 0 0 KITE RLTY GROUP TR COM NEW 49803T300 2315 83523 SH DFND 1,2 83523 0 0 LEXINGTON REALTY TRUST COM 529043101 1931 187431 SH DFND 1,2 187431 0 0 LEXMARK INTL INC CL A 529771107 3104 77690 SH DFND 1,2 77690 0 0 LINEAR TECHNOLOGY CORP COM 535678106 4122 69529 SH DFND 1,2 69529 0 0 LINKEDIN CORP COM CL A 53578A108 13168 68900 SH DFND 1,2 68900 0 0 LOUISIANA PAC CORP COM 546347105 181 9615 SH DFND 1,2 9615 0 0 MACK CALI RLTY CORP COM 554489104 2219 81538 SH DFND 1,2 81538 0 0 MARATHON PETE CORP COM 56585A102 60 1490 SH DFND 1,2 1490 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 894 62643 SH DFND 1,2 62643 0 0 MONOGRAM RESIDENTIAL TR INC COM 60979P105 1774 166748 SH DFND 1,2 166748 0 0 MONSANTO CO NEW COM 61166W101 6884 67355 SH DFND 1,2 67355 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 744 35550 SH DFND 1,2 35550 0 0 NETSUITE INC COM 64118Q107 2250 20327 SH DFND 1,2 20327 0 0 NEW SR INVT GROUP INC COM 648691103 933 80806 SH DFND 1,2 80806 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 656 108963 SH DFND 1,2 108963 0 0 NEWCASTLE INVT CORP NEW COM PAR $0.01 65105M603 267 58849 SH DFND 1,2 58849 0 0 NEWMONT MINING CORP COM 651639106 1313 33420 SH DFND 1,2 33420 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 1256 95378 SH DFND 1,2 95378 0 0 NOW INC COM 67011P100 93 4322 SH DFND 1,2 4322 0 0 OASIS PETE INC NEW COM 674215108 84 7282 SH DFND 1,2 7282 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 157 2155 SH DFND 1,2 2155 0 0 OCEANEERING INTL INC COM 675232102 111 4037 SH DFND 1,2 4037 0 0 OIL STS INTL INC COM 678026105 66 2091 SH DFND 1,2 2091 0 0 ORCHID IS CAP INC COM 68571X103 223 21370 SH DFND 1,2 21370 0 0 PBF ENERGY INC CL A 69318G106 92 4045 SH DFND 1,2 4045 0 0 PARKWAY PPTYS INC COM 70159Q104 1437 84468 SH DFND 1,2 84468 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 1895 71240 SH DFND 1,2 71240 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 1567 68045 SH DFND 1,2 68045 0 0 PENNYMAC MTG INVT TR COM 70931T103 1016 65209 SH DFND 1,2 65209 0 0 PHILLIPS 66 COM 718546104 122 1511 SH DFND 1,2 1511 0 0 PHYSICIANS RLTY TR COM 71943U104 2900 134632 SH DFND 1,2 134632 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 1386 65603 SH DFND 1,2 65603 0 0 PIONEER ENERGY SVCS CORP COM 723664108 11 2628 SH DFND 1,2 2628 0 0 PIONEER NAT RES CO COM 723787107 84 455 SH DFND 1,2 455 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 298 36786 SH DFND 1,2 36786 0 0 POST HLDGS INC COM 737446104 627 8122 SH DFND 1,2 8122 0 0 POST PPTYS INC COM 737464107 2183 33017 SH DFND 1,2 33017 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 0 15 SH DFND 1,2 15 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 4367 175198 SH DFND 1,2 175198 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 899 21088 SH DFND 1,2 21088 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 50813 2189263 SH DFND 1,2 2189263 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 127 4153 SH DFND 1,2 4153 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2 40 SH DFND 1,2 40 0 0 PRIVATEBANCORP INC COM 742962103 2729 59429 SH DFND 1,2 59429 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 3409 140709 SH DFND 1,2 140709 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 1171 47675 SH DFND 1,2 47675 0 0 QTS RLTY TR INC COM CL A 74736A103 2117 40062 SH DFND 1,2 40062 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 309 91344 SH DFND 1,2 91344 0 0 RPC INC COM 749660106 41 2444 SH DFND 1,2 2444 0 0 RACKSPACE HOSTING INC COM 750086100 8450 266646 SH DFND 1,2 266646 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1468 78357 SH DFND 1,2 78357 0 0 REDWOOD TR INC COM 758075402 1072 75685 SH DFND 1,2 75685 0 0 RESOURCE CAP CORP COM NEW 76120W708 387 30232 SH DFND 1,2 30232 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 2361 107503 SH DFND 1,2 107503 0 0 REXFORD INDL RLTY INC COM 76169C100 1510 65975 SH DFND 1,2 65975 0 0 RITE AID CORP COM 767754104 5053 657139 SH DFND 1,2 657139 0 0 ROFIN SINAR TECHNOLOGIES INC COM 775043102 435 13520 SH DFND 1,2 13520 0 0 ROYAL GOLD INC COM 780287108 319 4121 SH DFND 1,2 4121 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 1017 19230 SH DFND 1,2 19230 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 561 6667 SH DFND 1,2 6667 0 0 SM ENERGY CO COM 78454L100 138 3571 SH DFND 1,2 3571 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2673 12359 SH DFND 1,2 12359 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 426 5336 SH DFND 1,2 5336 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 3269 75754 SH DFND 1,2 75754 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 287 9143 SH DFND 1,2 9143 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 170200 3671278 SH DFND 1,2 3671278 0 0 SPDR SERIES TRUST BRC MTG BCKD BD 78464A383 46942 1727518 SH DFND 1,2 1727518 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2081 56659 SH DFND 1,2 56659 0 0 SPDR SERIES TRUST CITI INT GVT ETF 78464A490 854 15408 SH DFND 1,2 15408 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 118 1217 SH DFND 1,2 1217 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 2846 48035 SH DFND 1,2 48035 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 28338 619691 SH DFND 1,2 619691 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 8226 173981 SH DFND 1,2 173981 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 1612 64032 SH DFND 1,2 64032 0 0 ST JUDE MED INC COM 790849103 10290 129010 SH DFND 1,2 129010 0 0 SANCHEZ ENERGY CORP COM 79970Y105 20 2317 SH DFND 1,2 2317 0 0 SANDERSON FARMS INC COM 800013104 1031 10699 SH DFND 1,2 10699 0 0 SCHLUMBERGER LTD COM 806857108 278 3533 SH DFND 1,2 3533 0 0 SEABOARD CORP COM 811543107 1039 302 SH DFND 1,2 302 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3497 48493 SH DFND 1,2 48493 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1622 20264 SH DFND 1,2 20264 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1174 16629 SH DFND 1,2 16629 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6523 337974 SH DFND 1,2 337974 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1209 20709 SH DFND 1,2 20709 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 36057 754646 SH DFND 1,2 754646 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1448 44184 SH DFND 1,2 44184 0 0 SEMGROUP CORP CL A 81663A105 77 2179 SH DFND 1,2 2179 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 1157 22823 SH DFND 1,2 22823 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 564 32192 SH DFND 1,2 32192 0 0 SMUCKER J M CO COM NEW 832696405 2017 14883 SH DFND 1,2 14883 0 0 SOLARCITY CORP COM 83416T100 979 50027 SH DFND 1,2 50027 0 0 SOUTHERN COPPER CORP COM 84265V105 276 10489 SH DFND 1,2 10489 0 0 SPECTRA ENERGY CORP COM 847560109 80 1871 SH DFND 1,2 1871 0 0 STAG INDL INC COM 85254J102 1755 71618 SH DFND 1,2 71618 0 0 STARZ COM SER A 85571Q102 1158 37133 SH DFND 1,2 37133 0 0 SUMMIT HOTEL PPTYS COM 866082100 1139 86527 SH DFND 1,2 86527 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 111 6201 SH DFND 1,2 6201 0 0 SYNERGY RES CORP COM 87164P103 55 7890 SH DFND 1,2 7890 0 0 TALEN ENERGY CORP COM 87422J105 1027 74122 SH DFND 1,2 74122 0 0 TESCO CORP COM 88157K101 15 1821 SH DFND 1,2 1821 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 137 2835 SH DFND 1,2 2835 0 0 TIER REIT INC COM NEW 88650V208 733 47457 SH DFND 1,2 47457 0 0 TITAN INTL INC ILL COM 88830M102 108 10643 SH DFND 1,2 10643 0 0 TURQUOISE HILL RES LTD COM 900435108 1826 614722 SH DFND 1,2 614722 0 0 TYSON FOODS INC CL A 902494103 7211 96565 SH DFND 1,2 96565 0 0 VALERO ENERGY CORP NEW COM 91913Y100 73 1369 SH DFND 1,2 1369 0 0 VALSPAR CORP COM 920355104 5196 48989 SH DFND 1,2 48989 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 1 35 SH DFND 1,2 35 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 4233 221854 SH DFND 1,2 221854 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 264883 3277035 SH DFND 1,2 3277035 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 68134 809773 SH DFND 1,2 809773 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 33817 903971 SH DFND 1,2 903971 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 845 22466 SH DFND 1,2 22466 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 21046 431877 SH DFND 1,2 431877 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 314 2497 SH DFND 1,2 2497 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 311 3188 SH DFND 1,2 3188 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 733 5516 SH DFND 1,2 5516 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 366 3299 SH DFND 1,2 3299 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 787 6538 SH DFND 1,2 6538 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 94065 1743242 SH DFND 1,2 1743242 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 74162 827888 SH DFND 1,2 827888 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1086 12518 SH DFND 1,2 12518 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 16496 125185 SH DFND 1,2 125185 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 426 3853 SH DFND 1,2 3853 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 6927 61689 SH DFND 1,2 61689 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 32092 368864 SH DFND 1,2 368864 0 0 VIRGIN AMER INC COM VTG 92765X208 2548 47615 SH DFND 1,2 47615 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 2293 185207 SH DFND 1,2 185207 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 2290 73593 SH DFND 1,2 73593 0 0 WESTAR ENERGY INC COM 95709T100 1804 31788 SH DFND 1,2 31788 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 424 40689 SH DFND 1,2 40689 0 0 WESTERN REFNG INC COM 959319104 92 3464 SH DFND 1,2 3464 0 0 WHITEWAVE FOODS CO COM 966244105 4088 75098 SH DFND 1,2 75098 0 0 WILLIAMS COS INC DEL COM 969457100 64 2075 SH DFND 1,2 2075 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 432 7047 SH DFND 1,2 7047 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 628 16507 SH DFND 1,2 16507 0 0 XENIA HOTELS & RESORTS INC COM 984017103 1643 108265 SH DFND 1,2 108265 0 0 XYLEM INC COM 98419M100 2625 50047 SH DFND 1,2 50047 0 0 YADKIN FINL CORP COM 984305102 487 18543 SH DFND 1,2 18543 0 0