0000891092-16-012022.txt : 20160204 0000891092-16-012022.hdr.sgml : 20160204 20160204102906 ACCESSION NUMBER: 0000891092-16-012022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160204 DATE AS OF CHANGE: 20160204 EFFECTIVENESS DATE: 20160204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 161387175 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 12-31-2015 12-31-2015 false IndexIQ Advisors LLC

800 Westchester Avenue Suite S-710 Rye Brook NY 10573

13F HOLDINGS REPORT 028-13712 N Adam S. Patti 914-697-4945 /s/ Adam S. Patti Rye Brook NY 02-04-2016 2 269 1563893 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml AMIRA NATURE FOODS LTD SHS G0335L102 54 5910 SH DFND 1, 2 5910 0 0 BUNGE LIMITED COM G16962105 234 3433 SH DFND 1,2 3433 0 0 KING DIGITAL ENTMT PLC ORD SHS G5258J109 713 39867 SH DFND 1,2 39867 0 0 KOSMOS ENERGY LTD SHS G5315B107 29 5540 SH DFND 1,2 5540 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 83 4885 SH DFND 1,2 4885 0 0 PENTAIR PLC SHS G7S00T104 254 5133 SH DFND 1,2 5133 0 0 ADECOAGRO S A COM L00849106 421 34275 SH DFND 1,2 34275 0 0 OCEAN RIG UDW INC SHS Y64354205 6 3794 SH DFND 1,2 3794 0 0 AGL RES INC COM 001204106 3486 54625 SH DFND 1,2 54625 0 0 AG MTG INVT TR INC COM 001228105 380 29628 SH DFND 1,2 29628 0 0 ACADIA RLTY TR COM SH BEN INT 004239109 2398 72341 SH DFND 1,2 72341 0 0 AIRGAS INC COM 009363102 1728 12494 SH DFND 1,2 12494 0 0 ALCOA INC COM 013817101 383 38828 SH DFND 1,2 38828 0 0 ALON USA ENERGY INC COM 020520102 18 1236 SH DFND 1,2 1236 0 0 ALON USA PARTNERS LP UT LTDPART INT 02052T109 10 445 SH DFND 1,2 445 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 643 34003 SH DFND 1,2 34003 0 0 AMERICAN VANGUARD CORP COM 030371108 144 10278 SH DFND 1,2 10278 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 307 5133 SH DFND 1,2 5133 0 0 ANADARKO PETE CORP COM 032511107 35 716 SH DFND 1,2 716 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 452 103944 SH DFND 1,2 103944 0 0 APACHE CORP COM 037411105 23 524 SH DFND 1,2 524 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1053 61096 SH DFND 1,2 61096 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 397 33183 SH DFND 1,2 33183 0 0 AQUA AMERICA INC COM 03836W103 150 5048 SH DFND 1,2 5048 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 549 14963 SH DFND 1,2 14963 0 0 ARES COML REAL ESTATE CORP COM 04013V108 313 27386 SH DFND 1,2 27386 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 896 41174 SH DFND 1,2 41174 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 602 95340 SH DFND 1,2 95340 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 76 3534 SH DFND 1,2 3534 0 0 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 4316 387481 SH DFND 1,2 387481 0 0 BAXALTA INC COM 07177M103 3167 81148 SH DFND 1,2 81148 0 0 BIOMED REALTY TRUST INC COM 09063H107 1199 50594 SH DFND 1,2 50594 0 0 BOISE CASCADE CO DEL COM 09739D100 44 1735 SH DFND 1,2 1735 0 0 BONANZA CREEK ENERGY INC COM 097793103 9 1616 SH DFND 1,2 1616 0 0 BOULDER BRANDS INC COM 101405108 703 63986 SH DFND 1,2 63986 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 2490 182290 SH DFND 1,2 182290 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 6 8287 SH DFND 1,2 8287 0 0 CIGNA CORPORATION COM 125509109 7178 49054 SH DFND 1,2 49054 0 0 CVR ENERGY INC COM 12662P108 24 620 SH DFND 1,2 620 0 0 CVR PARTNERS LP COM 126633106 101 12597 SH DFND 1,2 12597 0 0 CVR REFNG LP COMUNIT REP LT 12663P107 33 1754 SH DFND 1,2 1754 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2209 69244 SH DFND 1,2 69244 0 0 CALIFORNIA RES CORP COM 13057Q107 29 12449 SH DFND 1,2 12449 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 10384 164297 SH DFND 1,2 164297 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 456 67067 SH DFND 1,2 67067 0 0 CEDAR REALTY TRUST INC COM NEW 150602209 606 85546 SH DFND 1,2 85546 0 0 CHESAPEAKE LODGING TR SH BEN INT 165240102 1555 61790 SH DFND 1,2 61790 0 0 CHEVRON CORP NEW COM 166764100 235 2610 SH DFND 1,2 2610 0 0 CHUBB CORP COM 171232101 6076 45809 SH DFND 1,2 45809 0 0 COLONY CAP INC CL A 19624R106 2238 114892 SH DFND 1,2 114892 0 0 CONAGRA FOODS INC COM 205887102 424 10047 SH DFND 1,2 10047 0 0 CONOCOPHILLIPS COM 20825C104 80 1709 SH DFND 1,2 1709 0 0 CONSOL ENERGY INC COM 20854P109 75 9510 SH DFND 1,2 9510 0 0 COUSINS PPTYS INC COM 222795106 2107 223419 SH DFND 1,2 223419 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 2263 15677 SH DFND 1,2 15677 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 50519 474798 SH DFND 1,2 474798 0 0 CYRUSONE INC COM 23283R100 2532 67617 SH DFND 1,2 67617 0 0 DENBURY RES INC COM NEW 247916208 28 13809 SH DFND 1,2 13809 0 0 DEVON ENERGY CORP NEW COM 25179M103 18 571 SH DFND 1,2 571 0 0 DIAMOND FOODS INC COM 252603105 344 8935 SH DFND 1,2 8935 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 54 2537 SH DFND 1,2 2537 0 0 DYAX CORP COM 26746E103 846 22499 SH DFND 1,2 22499 0 0 DYNEX CAP INC COM NEW 26817Q506 303 47723 SH DFND 1,2 47723 0 0 E M C CORP MASS COM 268648102 4706 183253 SH DFND 1,2 183253 0 0 EOG RES INC COM 26875P101 54 761 SH DFND 1,2 761 0 0 EP ENERGY CORP CL A 268785102 6 1402 SH DFND 1,2 1402 0 0 EDUCATION RLTY TR INC COM NEW 28140H203 2246 59286 SH DFND 1,2 59286 0 0 EMPIRE ST RLTY TR INC CL A 292104106 2104 116440 SH DFND 1,2 116440 0 0 EXXON MOBIL CORP COM 30231G102 454 5822 SH DFND 1,2 5822 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 539 26046 SH DFND 1,2 26046 0 0 FELCOR LODGING TR INC COM 31430F101 1017 139249 SH DFND 1,2 139249 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 2548 115135 SH DFND 1,2 115135 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 722 66504 SH DFND 1,2 66504 0 0 FIRST POTOMAC RLTY TR COM 33610F109 682 59807 SH DFND 1,2 59807 0 0 FLOWSERVE CORP COM 34354P105 162 3846 SH DFND 1,2 3846 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 1092 45192 SH DFND 1,2 45192 0 0 FRANKLIN STREET PPTYS CORP COM 35471R106 1035 99979 SH DFND 1,2 99979 0 0 FREEPORT-MCMORAN INC CL B 35671D857 224 33032 SH DFND 1,2 33032 0 0 GENERAL MLS INC COM 370334104 811 14062 SH DFND 1,2 14062 0 0 GLOBAL NET LEASE INC COM 379378102 1419 178463 SH DFND 1,2 178463 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1164 73320 SH DFND 1,2 73320 0 0 GRAMERCY PPTY TR COM 385002100 3419 442901 SH DFND 1,2 442901 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 4 769 SH DFND 1,2 769 0 0 GULFPORT ENERGY CORP COM NEW 402635304 105 4267 SH DFND 1,2 4267 0 0 HAIN CELESTIAL GROUP INC COM 405217100 97 2400 SH DFND 1,2 2400 0 0 HALLIBURTON CO COM 406216101 40 1169 SH DFND 1,2 1169 0 0 HATTERAS FINL CORP COM 41902R103 1325 100794 SH DFND 1,2 100794 0 0 HEALTH NET INC COM 42222G108 1239 18104 SH DFND 1,2 18104 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 1027 47216 SH DFND 1,2 47216 0 0 HORMEL FOODS CORP COM 440452100 2770 35033 SH DFND 1,2 35033 0 0 HUDSON PAC PPTYS INC COM 444097109 2253 80069 SH DFND 1,2 80069 0 0 HUMANA INC COM 444859102 4693 26289 SH DFND 1,2 26289 0 0 ISTAR INC COM 45031U101 1010 86085 SH DFND 1,2 86085 0 0 IDEX CORP COM 45167R104 171 2233 SH DFND 1,2 2233 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 314 41861 SH DFND 1,2 41861 0 0 INFRAREIT INC COM 45685L100 676 36545 SH DFND 1,2 36545 0 0 INGREDION INC COM 457187102 162 1687 SH DFND 1,2 1687 0 0 INLAND REAL ESTATE CORP COM NEW 457461200 985 92715 SH DFND 1,2 92715 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1561 125974 SH DFND 1,2 125974 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 887 127631 SH DFND 1,2 127631 0 0 ISHARES MSCI BRZ CAP ETF 464286400 295 14246 SH DFND 1,2 14246 0 0 ISHARES MSCI EURZONE ETF 464286608 2324 66343 SH DFND 1,2 66343 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1473 41732 SH DFND 1,2 41732 0 0 ISHARES TR CORE S&P500 ETF 464287200 5 26 SH DFND 1,2 26 0 0 ISHARES TR CORE US AGGBD ET 464287226 135132 1251114 SH DFND 1,2 1251114 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1160 36033 SH DFND 1,2 36033 0 0 ISHARES TR IBOXX INV CP ETF 464287242 256173 2246935 SH DFND 1,2 2246935 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 6053 52269 SH DFND 1,2 52269 0 0 ISHARES TR S&P 500 VAL ETF 464287408 5696 64342 SH DFND 1,2 64342 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 654 5408 SH DFND 1,2 5408 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 1314 12445 SH DFND 1,2 12445 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 64415 763567 SH DFND 1,2 763567 0 0 ISHARES TR MSCI EAFE ETF 464287465 26682 454169 SH DFND 1,2 454169 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 18488 188923 SH DFND 1,2 188923 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 14053 141266 SH DFND 1,2 141266 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 300 3261 SH DFND 1,2 3261 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 49039 351762 SH DFND 1,2 351762 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 25181 223812 SH DFND 1,2 223812 0 0 ISHARES TR U.S. REAL ES ETF 464287739 176 2346 SH DFND 1,2 2346 0 0 ISHARES TR EUROPE ETF 464287861 503 12538 SH DFND 1,2 12538 0 0 ISHARES TR SP SMCP600VL ETF 464287879 163 1505 SH DFND 1,2 1505 0 0 ISHARES TR SP SMCP600GR ETF 464287887 24193 194612 SH DFND 1,2 194612 0 0 ISHARES TR EAFE SML CP ETF 464288273 1726 34562 SH DFND 1,2 34562 0 0 ISHARES TR JP MOR EM MK ETF 464288281 270 2479 SH DFND 1,2 2479 0 0 ISHARES TR IBOXX HI YD ETF 464288513 112 1370 SH DFND 1,2 1370 0 0 ISHARES TR CORE US CR BD 464288620 7945 74456 SH DFND 1,2 74456 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 658 5365 SH DFND 1,2 5365 0 0 ISHARES TR SHRT TRS BD ETF 464288679 28043 254425 SH DFND 1,2 254425 0 0 ISHARES INDIA 50 ETF 464289529 76 2790 SH DFND 1,2 2790 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 2669 202292 SH DFND 1,2 202292 0 0 ISHARES TR MSCI INDIA ETF 46429B598 392 7024 SH DFND 1,2 7024 0 0 ISHARES TR CHINA ETF 46429B671 493 11054 SH DFND 1,2 11054 0 0 ISHARES TR CORE MSCI EAFE 46432F842 113 2085 SH DFND 1,2 2085 0 0 ISHARES INC CORE MSCI EMKT 46434G103 22 558 SH DFND 1,2 558 0 0 ISHARES INC MSCI RUSSIA CAP 46434G806 5 482 SH DFND 1,2 482 0 0 JOY GLOBAL INC COM 481165108 51 4021 SH DFND 1,2 4021 0 0 KLA-TENCOR CORP COM 482480100 2379 34302 SH DFND 1,2 34302 0 0 KELLOGG CO COM 487836108 608 8411 SH DFND 1,2 8411 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 2380 98833 SH DFND 1,2 98833 0 0 KINDER MORGAN INC DEL COM 49456B101 44 2976 SH DFND 1,2 2976 0 0 KITE RLTY GROUP TR COM NEW 49803T300 2271 87570 SH DFND 1,2 87570 0 0 LEGACY RESVS LP UNIT LP INT 524707304 4 2411 SH DFND 1,2 2411 0 0 LEXINGTON REALTY TRUST COM 529043101 1567 195855 SH DFND 1,2 195855 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 11 8852 SH DFND 1,2 8852 0 0 LOUISIANA PAC CORP COM 546347105 113 6255 SH DFND 1,2 6255 0 0 MACK CALI RLTY CORP COM 554489104 1976 84640 SH DFND 1,2 84640 0 0 MARATHON PETE CORP COM 56585A102 39 757 SH DFND 1,2 757 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 46 3119 SH DFND 1,2 3119 0 0 MARKET VECTORS ETF TR JP MORGAN EM LC 57060U522 4139 243420 SH DFND 1,2 243420 0 0 MEDIA GEN INC NEW COM 58441K100 415 25701 SH DFND 1,2 25701 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 2831 245943 SH DFND 1,2 245943 0 0 MONDELEZ INTL INC CL A 609207105 1745 38913 SH DFND 1,2 38913 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 640 61195 SH DFND 1,2 61195 0 0 MONOGRAM RESIDENTIAL TR INC COM 60979P105 1711 175347 SH DFND 1,2 175347 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 687 55684 SH DFND 1,2 55684 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 411 23984 SH DFND 1,2 23984 0 0 NEW SR INVT GROUP INC COM 648691103 887 89920 SH DFND 1,2 89920 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 613 114963 SH DFND 1,2 114963 0 0 NEW YORK REIT INC COM 64976L109 1966 170936 SH DFND 1,2 170936 0 0 NEWCASTLE INVT CORP NEW COM PAR $0.01 65105M603 249 61031 SH DFND 1,2 61031 0 0 NEWMONT MINING CORP COM 651639106 854 47484 SH DFND 1,2 47484 0 0 NORFOLK SOUTHERN CORP COM 655844108 1141 13484 SH DFND 1,2 13484 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 361 13947 SH DFND 1,2 13947 0 0 OASIS PETE INC NEW COM 674215108 39 5312 SH DFND 1,2 5312 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 72 1069 SH DFND 1,2 1069 0 0 OIL STS INTL INC COM 678026105 54 1975 SH DFND 1,2 1975 0 0 ORCHID IS CAP INC COM 68571X103 217 21832 SH DFND 1,2 21832 0 0 PBF ENERGY INC CL A 69318G106 142 3850 SH DFND 1,2 3850 0 0 PMC-SIERRA INC COM 69344F106 660 56771 SH DFND 1,2 56771 0 0 PARKWAY PPTYS INC COM 70159Q104 1388 88824 SH DFND 1,2 88824 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 1547 70738 SH DFND 1,2 70738 0 0 PENNYMAC MTG INVT TR COM 70931T103 1161 76113 SH DFND 1,2 76113 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 477 25914 SH DFND 1,2 25914 0 0 PHILLIPS 66 COM 718546104 62 755 SH DFND 1,2 755 0 0 PHYSICIANS RLTY TR COM 71943U104 1543 91504 SH DFND 1,2 91504 0 0 PIEDMONT NAT GAS INC COM 720186105 1356 23783 SH DFND 1,2 23783 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 761 34454 SH DFND 1,2 34454 0 0 PIONEER ENERGY SVCS CORP COM 723664108 5 2492 SH DFND 1,2 2492 0 0 PIONEER NAT RES CO COM 723787107 26 207 SH DFND 1,2 207 0 0 PLUM CREEK TIMBER CO INC COM 729251108 883 18495 SH DFND 1,2 18495 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 118 8856 SH DFND 1,2 8856 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 27252 1167621 SH DFND 1,2 1167621 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 202862 9056311 SH DFND 1,2 9056311 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 154 5441 SH DFND 1,2 5441 0 0 PRECISION CASTPARTS CORP COM 740189105 10818 46628 SH DFND 1,2 46628 0 0 PROSHARES TR II VIX MDTRM FUTR N 74347W338 2266 41932 SH DFND 1,2 41932 0 0 PROSHARES TR II ULTRASHRT NEW 74347W395 35 299 SH DFND 1,2 299 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 261 2972 SH DFND 1,2 2972 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 265 5908 SH DFND 1,2 5908 0 0 QTS RLTY TR INC COM CL A 74736A103 1859 41214 SH DFND 1,2 41214 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 257 95281 SH DFND 1,2 95281 0 0 RPC INC COM 749660106 28 2378 SH DFND 1,2 2378 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1362 81993 SH DFND 1,2 81993 0 0 REDWOOD TR INC COM 758075402 1125 85210 SH DFND 1,2 85210 0 0 RESOLUTE FST PRODS INC COM 76117W109 32 4167 SH DFND 1,2 4167 0 0 RESOURCE CAP CORP COM NEW 76120W708 411 32196 SH DFND 1,2 32196 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 1846 103130 SH DFND 1,2 103130 0 0 RITE AID CORP COM 767754104 4523 576901 SH DFND 1,2 576901 0 0 ROYAL GOLD INC COM 780287108 226 6206 SH DFND 1,2 6206 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 518 10540 SH DFND 1,2 10540 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 972 12041 SH DFND 1,2 12041 0 0 SM ENERGY CO COM 78454L100 52 2650 SH DFND 1,2 2650 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12947 63496 SH DFND 1,2 63496 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 239 3261 SH DFND 1,2 3261 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 2261 59942 SH DFND 1,2 59942 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 746 19067 SH DFND 1,2 19067 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 225 7975 SH DFND 1,2 7975 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 27041 624791 SH DFND 1,2 624791 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 78 2266 SH DFND 1,2 2266 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 116 1269 SH DFND 1,2 1269 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 4958 86902 SH DFND 1,2 86902 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 19448 425732 SH DFND 1,2 425732 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 36364 788299 SH DFND 1,2 788299 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 1360 67248 SH DFND 1,2 67248 0 0 SANCHEZ ENERGY CORP COM 79970Y105 9 2127 SH DFND 1,2 2127 0 0 SANDERSON FARMS INC COM 800013104 797 10276 SH DFND 1,2 10276 0 0 SCHLUMBERGER LTD COM 806857108 123 1761 SH DFND 1,2 1761 0 0 SEABOARD CORP COM 811543107 449 155 SH DFND 1,2 155 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 98 2260 SH DFND 1,2 2260 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 49 677 SH DFND 1,2 677 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 38 491 SH DFND 1,2 491 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 41 1734 SH DFND 1,2 1734 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 21 500 SH DFND 1,2 500 0 0 SEMGROUP CORP CL A 81663A105 50 1723 SH DFND 1,2 1723 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 554 35369 SH DFND 1,2 35369 0 0 SMUCKER J M CO COM NEW 832696405 348 2823 SH DFND 1,2 2823 0 0 SOLARWINDS INC COM 83416B109 1154 19590 SH DFND 1,2 19590 0 0 SOLERA HOLDINGS INC COM 83421A104 1254 22870 SH DFND 1,2 22870 0 0 SOUTHERN COPPER CORP COM 84265V105 669 25626 SH DFND 1,2 25626 0 0 STAG INDL INC COM 85254J102 1323 71714 SH DFND 1,2 71714 0 0 STANCORP FINL GROUP INC COM 852891100 1366 11992 SH DFND 1,2 11992 0 0 STONE ENERGY CORP COM 861642106 9 2186 SH DFND 1,2 2186 0 0 SUMMIT HOTEL PPTYS COM 866082100 1064 89014 SH DFND 1,2 89014 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 79 5901 SH DFND 1,2 5901 0 0 SYMETRA FINL CORP COM 87151Q106 585 18413 SH DFND 1,2 18413 0 0 SYNERGY RES CORP COM 87164P103 30 3573 SH DFND 1,2 3573 0 0 TECO ENERGY INC COM 872375100 625 23470 SH DFND 1,2 23470 0 0 TEREX CORP NEW COM 880779103 940 50847 SH DFND 1,2 50847 0 0 TESCO CORP COM 88157K101 10 1443 SH DFND 1,2 1443 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 112 2222 SH DFND 1,2 2222 0 0 TIME WARNER CABLE INC COM 88732J207 7632 41125 SH DFND 1,2 41125 0 0 TURQUOISE HILL RES LTD COM 900435108 212 83375 SH DFND 1,2 83375 0 0 TYSON FOODS INC CL A 902494103 2650 49694 SH DFND 1,2 49694 0 0 VALERO ENERGY CORP NEW COM 91913Y100 51 715 SH DFND 1,2 715 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 98193 1234041 SH DFND 1,2 1234041 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 122443 1516131 SH DFND 1,2 1516131 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 15078 410590 SH DFND 1,2 410590 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2008 61405 SH DFND 1,2 61405 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2752 55156 SH DFND 1,2 55156 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 7 55 SH DFND 1,2 55 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 7 147 SH DFND 1,2 147 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 20 153 SH DFND 1,2 153 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 13 120 SH DFND 1,2 120 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 47 497 SH DFND 1,2 497 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1 14 SH DFND 1,2 14 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1019 12777 SH DFND 1,2 12777 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 31443 258913 SH DFND 1,2 258913 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 296 2993 SH DFND 1,2 2993 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 8898 83643 SH DFND 1,2 83643 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 12415 152289 SH DFND 1,2 152289 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1937 71568 SH DFND 1,2 71568 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 437 42751 SH DFND 1,2 42751 0 0 WESTERN REFNG INC COM 959319104 98 2749 SH DFND 1,2 2749 0 0 WILLIAMS COS INC DEL COM 969457100 27 1038 SH DFND 1,2 1038 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 450 34732 SH DFND 1,2 34732 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 240 14299 SH DFND 1,2 14299 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 354 6083 SH DFND 1,2 6083 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 1520 44343 SH DFND 1,2 44343 0 0 XYLEM INC COM 98419M100 84 2291 SH DFND 1,2 2291 0 0