0000891092-13-009142.txt : 20131105
0000891092-13-009142.hdr.sgml : 20131105
20131105095716
ACCESSION NUMBER: 0000891092-13-009142
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
EFFECTIVENESS DATE: 20131105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IndexIQ Advisors LLC
CENTRAL INDEX KEY: 0001415996
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13712
FILM NUMBER: 131191133
BUSINESS ADDRESS:
STREET 1: 800 Westchester Avenue
CITY: Rye Brook
STATE: NY
ZIP: 10573
BUSINESS PHONE: (914) 697-4945
MAIL ADDRESS:
STREET 1: 800 Westchester Avenue
CITY: Rye Brook
STATE: NY
ZIP: 10573
13F-HR
1
primary_doc.xml
13F-HR
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0001415996
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09-30-2013
09-30-2013
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IndexIQ Advisors LLC
800 Westchester Avenue
Rye Brook
NY
10573
13F HOLDINGS REPORT
028-13712
N
Adam S. Patti
Chief Executive Officer
914-697-4945
/s/ Adam S. Patti
Rye Brook
NY
11-05-2013
2
213
869604
1
0001460140
028-13711
FINANCIAL DEVELOPMENT LLC
2
0001483922
028-13710
Financial Development Holdco LLC
INFORMATION TABLE
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L00849106
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35765
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COM
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UT LTDPART INT
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300
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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SH
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COM
716748108
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COM
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COM
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SENIOR LN PORT
73936Q769
54835
2221837
SH
DFND
1, 2
2221837
0
0
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
4343
158837
SH
DFND
1, 2
158837
0
0
PROSHARES TR II
ULTRASHRT NEW
74347W395
218
2484
SH
DFND
1, 2
2484
0
0
PROSHARES TR II
ULTRASHRT EURO
74347W882
640
36072
SH
DFND
1, 2
36072
0
0
PROSHARES TR
REAL EST NEW 11
74348A871
752
34253
SH
DFND
1, 2
34253
0
0
QR ENERGY LP
UNIT LTD PRTNS
74734R108
29
1800
SH
DFND
1, 2
1800
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
280
39580
SH
DFND
1, 2
39580
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
523
33963
SH
DFND
1, 2
33963
0
0
REDWOOD TR INC
COM
758075402
905
45950
SH
DFND
1, 2
45950
0
0
RESOLUTE FST PRODS INC
COM
76117W109
392
29634
SH
DFND
1, 2
29634
0
0
RESOURCE CAP CORP
COM
76120W302
416
70083
SH
DFND
1, 2
70083
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
551
39834
SH
DFND
1, 2
39834
0
0
ROYAL GOLD INC
COM
780287108
346
7115
SH
DFND
1, 2
7115
0
0
RUE21 INC
COM
781295100
193
4775
SH
DFND
1, 2
4775
0
0
SHFL ENTMT INC
COM
78423R105
87
3789
SH
DFND
1, 2
3789
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27965
166358
SH
DFND
1, 2
166358
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
2440
53639
SH
DFND
1, 2
53639
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
4994
118527
SH
DFND
1, 2
118527
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
19582
433223
SH
DFND
1, 2
433223
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
484
6641
SH
DFND
1, 2
6641
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
3477
61081
SH
DFND
1, 2
61081
0
0
SPDR SERIES TRUST
BRCLYS 1-3MT ETF
78464A680
16574
361961
SH
DFND
1, 2
361961
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
480
20872
SH
DFND
1, 2
20872
0
0
SAKS INC
COM
79377W108
452
28350
SH
DFND
1, 2
28350
0
0
SCHLUMBERGER LTD
COM
806857108
82
932
SH
DFND
1, 2
932
0
0
SEABOARD CORP
COM
811543107
632
230
SH
DFND
1, 2
230
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
330
21063
SH
DFND
1, 2
21063
0
0
SMUCKER J M CO
COM NEW
832696405
56
536
SH
DFND
1, 2
536
0
0
SOURCEFIRE INC
COM
83616T108
470
6195
SH
DFND
1, 2
6195
0
0
SOUTHERN COPPER CORP
COM
84265V105
769
28244
SH
DFND
1, 2
28244
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
1772
193013
SH
DFND
1, 2
193013
0
0
STAG INDL INC
COM
85254J102
483
23991
SH
DFND
1, 2
23991
0
0
STEWART ENTERPRISES INC
CL A
860370105
138
10525
SH
DFND
1, 2
10525
0
0
STONE ENERGY CORP
COM
861642106
57
1763
SH
DFND
1, 2
1763
0
0
SUMMIT HOTEL PPTYS
COM
866082100
427
46464
SH
DFND
1, 2
46464
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
1165
91461
SH
DFND
1, 2
91461
0
0
SYNERGY RES CORP
COM
87164P103
19
1911
SH
DFND
1, 2
1911
0
0
TMS INTL CORP
CL A
87261Q103
89
5126
SH
DFND
1, 2
5126
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
61
1048
SH
DFND
1, 2
1048
0
0
TORO CO
COM
891092108
2520
46365
SH
DFND
1, 2
46365
0
0
TYSON FOODS INC
CL A
902494103
2050
72483
SH
DFND
1, 2
72483
0
0
U S AIRWAYS GROUP INC
COM
90341W108
707
37280
SH
DFND
1, 2
37280
0
0
VAALCO ENERGY INC
COM NEW
91851C201
11
1998
SH
DFND
1, 2
1998
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
61769
768562
SH
DFND
1, 2
768562
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
87391
1080496
SH
DFND
1, 2
1080496
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
22943
579671
SH
DFND
1, 2
579671
0
0
VANGUARD HEALTH SYS INC
COM
922036207
285
13586
SH
DFND
1, 2
13586
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1179
29405
SH
DFND
1, 2
29405
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
3954
59760
SH
DFND
1, 2
59760
0
0
VOLTERRA SEMICONDUCTOR CORP
COM
928708106
180
7805
SH
DFND
1, 2
7805
0
0
WMS INDS INC
COM
929297109
242
9308
SH
DFND
1, 2
9308
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
212
13288
SH
DFND
1, 2
13288
0
0
WESTERN REFNG INC
COM
959319104
58
1923
SH
DFND
1, 2
1923
0
0
WISDOMTREE TR
DRYFS CURR ETF
97717W133
10075
500484
SH
DFND
1, 2
500484
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
3441
73080
SH
DFND
1, 2
73080
0
0
XYLEM INC
COM
98419M100
246
8817
SH
DFND
1, 2
8817
0
0