0000891092-13-006917.txt : 20130807
0000891092-13-006917.hdr.sgml : 20130807
20130807160017
ACCESSION NUMBER: 0000891092-13-006917
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130807
DATE AS OF CHANGE: 20130807
EFFECTIVENESS DATE: 20130807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IndexIQ Advisors LLC
CENTRAL INDEX KEY: 0001415996
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13712
FILM NUMBER: 131017451
BUSINESS ADDRESS:
STREET 1: 800 Westchester Avenue
CITY: Rye Brook
STATE: NY
ZIP: 10573
MAIL ADDRESS:
STREET 1: 800 Westchester Avenue
CITY: Rye Brook
STATE: NY
ZIP: 10573
13F-HR
1
primary_doc.xml
13F-HR
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0001415996
XXXXXXXX
06-30-2013
06-30-2013
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IndexIQ Advisors LLC
800 Westchester Avenue
Rye Brook
NY
10573
13F HOLDINGS REPORT
028-13712
N
Adam S. Patti
Chief Executive Officer
9146974945
/s/ Adam S. Patti
Rye Brook
NY
08-07-2013
2
210
793799
1
0001460140
028-13711
FINANCIAL DEVELOPMENT LLC
2
0001483922
028-13710
Financial Development Holdco LLC
INFORMATION TABLE
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69756
SH
DFND
1, 2
69756
0
0
RESOLUTE FST PRODS INC
COM
76117W109
399
30314
SH
DFND
1, 2
30314
0
0
RESOURCE CAP CORP
COM
76120W302
659
107177
SH
DFND
1, 2
107177
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
777
55924
SH
DFND
1, 2
55924
0
0
ROYAL GOLD INC
COM
780287108
321
7628
SH
DFND
1, 2
7628
0
0
RUE21 INC
COM
781295100
164
3933
SH
DFND
1, 2
3933
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
22840
142744
SH
DFND
1, 2
142744
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
2145
48749
SH
DFND
1, 2
48749
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
336
8417
SH
DFND
1, 2
8417
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
17405
407804
SH
DFND
1, 2
407804
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
1637
41444
SH
DFND
1, 2
41444
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
445
5863
SH
DFND
1, 2
5863
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
3069
54019
SH
DFND
1, 2
54019
0
0
SPDR SERIES TRUST
BRCLYS 1-3MT ETF
78464A680
10603
231502
SH
DFND
1, 2
231502
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
820
31395
SH
DFND
1, 2
31395
0
0
SCHLUMBERGER LTD
COM
806857108
598
8345
SH
DFND
1, 2
8345
0
0
SEABOARD CORP
COM
811543107
617
228
SH
DFND
1, 2
228
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
532
32124
SH
DFND
1, 2
32124
0
0
SMITHFIELD FOODS INC
COM
832248108
988
30162
SH
DFND
1, 2
30162
0
0
SMUCKER J M CO
COM NEW
832696405
107
1039
SH
DFND
1, 2
1039
0
0
SOUTHERN COPPER CORP
COM
84265V105
723
26183
SH
DFND
1, 2
26183
0
0
SPIRIT RLTY CAP INC
COM
84860F109
1206
68053
SH
DFND
1, 2
68053
0
0
SPRINT NEXTEL CORP
COM SER 1
852061100
705
100360
SH
DFND
1, 2
100360
0
0
STAG INDL INC
COM
85254J102
713
35716
SH
DFND
1, 2
35716
0
0
STEWART ENTERPRISES INC
CL A
860370105
120
9196
SH
DFND
1, 2
9196
0
0
STONE ENERGY CORP
COM
861642106
33
1485
SH
DFND
1, 2
1485
0
0
SUMMIT HOTEL PPTYS
COM
866082100
524
55430
SH
DFND
1, 2
55430
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
1672
138401
SH
DFND
1, 2
138401
0
0
SYNERGY RES CORP
COM
87164P103
12
1626
SH
DFND
1, 2
1626
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
54
901
SH
DFND
1, 2
901
0
0
TORO CO
COM
891092108
2205
48565
SH
DFND
1, 2
48565
0
0
TYSON FOODS INC
CL A
902494103
1736
67606
SH
DFND
1, 2
67606
0
0
U S AIRWAYS GROUP INC
COM
90341W108
472
28725
SH
DFND
1, 2
28725
0
0
VAALCO ENERGY INC
COM NEW
91851C201
10
1709
SH
DFND
1, 2
1709
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
42434
529960
SH
DFND
1, 2
529960
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
81201
1003971
SH
DFND
1, 2
1003971
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
17527
492202
SH
DFND
1, 2
492202
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10518
271234
SH
DFND
1, 2
271234
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
3941
57353
SH
DFND
1, 2
57353
0
0
WMS INDS INC
COM
929297109
207
8115
SH
DFND
1, 2
8115
0
0
WEBSENSE INC
COM
947684106
48
1923
SH
DFND
1, 2
1923
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
366
20959
SH
DFND
1, 2
20959
0
0
WESTERN REFNG INC
COM
959319104
48
1695
SH
DFND
1, 2
1695
0
0
WILLIAMS COS INC DEL
COM
969457100
139
4274
SH
DFND
1, 2
4274
0
0
WISDOMTREE TRUST
DRYFS CURR ETF
97717W133
8507
424269
SH
DFND
1, 2
424269
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
3244
67526
SH
DFND
1, 2
67526
0
0
XYLEM INC
COM
98419M100
126
4688
SH
DFND
1, 2
4688
0
0
ZAIS FINL CORP
COM
98886K108
109
5986
SH
DFND
1, 2
5986
0
0
BUNGE LIMITED
COM
G16962105
102
1444
SH
DFND
1, 2
1444
0
0
WARNER CHILCOTT PLC IRELAND
SHS A
G94368100
457
22968
SH
DFND
1, 2
22968
0
0
PENTAIR LTD
SHS
H6169Q108
299
5190
SH
DFND
1, 2
5190
0
0
ADECOAGRO S A
COM
L00849106
391
62573
SH
DFND
1, 2
62573
0
0
CORE LABORATORIES N V
COM
N22717107
204
1344
SH
DFND
1, 2
1344
0
0
OCEAN RIG UDW INC
SHS
Y64354205
27
1441
SH
DFND
1, 2
1441
0
0