EX-99.(H)(6)(A) 15 ex99-h6a.htm AMENDMENT TO SECURITIES LENDING AGREEMENT
 

New York Life Investments ETF Trust 485BPOS

 

Exhibit (h)(6)(a)

 

Execution Version

 

AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT

 

THIS AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT (“Amendment”) is made as of August 20, 2024, by and between THE BANK OF NEW YORK MELLON, (“Bank”), and INDEXIQ ETF TRUST (the “Client”), with respect to each of the funds identified on Attachment 1 to the Agreement (as defined below), as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”).

 

WHEREAS, the Client and Bank have entered into a certain Securities Lending Authorization Agreement dated as of February 13, 2012 (as amended, modified or supplemented from time to time, the “Agreement”); and

 

WHEREAS, the Client has informed Bank that IndexIQ ETF Trust on or about August 28, 2024 (the “Effective Date”) it will change its legal name to New York Life Investments ETF Trust:

 

WHEREAS, the Client and Bank desire to amend the Agreement in certain respects as hereinafter provided:

 

NOW, THEREFORE, the parties hereto, each intending to be legally bound, do hereby agree as follows:

 

1.          From and after the Effective Date, the Agreement is hereby amended by deleting all references to “IndexIQ ETF Trust” and replacing them with references to “New York Life Investments ETF Trust”.

 

2           From and after the Effective Date, the Agreement is hereby amended by deleting Attachment 1 therefrom in its entirety and substituting in lieu thereof a new Attachment 1 identical to that which is attached hereto as Exhibit A.

 

3.          Except as expressly amended hereby, all of the provisions of the Agreement shall continue in full force and effect; and are hereby ratified and confirmed in all respects. Upon the effectiveness of this Amendment, all references in the Agreement to “this Agreement” (and all indirect references such as “herein”, “hereby”, “hereunder” and “hereof”) shall be deemed to refer to the Agreement as amended by this Amendment.

 

4.          This Amendment may be executed in two or more counterparts, each of which shall be an original, but all of which shall constitute but one agreement.

 

[SIGNATURE PAGE TO FOLLOW]

 

 

 

 

IN WITNESS WHEREOF, the parties have executed this Amendment as of the date set forth above.

                 
THE BANK OF NEW YORK MELLON   INDEXIQ ETF TRUST
                 
By: /s/ Matthew Knoblock   By: /s/ Jack R. Benintende
          Name: Jack R. Benintende
Name: /s/ Matthew Knoblock   Title: Vice President
                 
Title: /s/ Director          
                 
THE BANK OF NEW YORK MELLON          
                 
By: /s/ David Dinardo          
                 
Name: David Dinardo          
                 
Title: Managing Director          

 

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EXHIBIT A

to 

AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT

which Amendment is effective as of August 28, 2024, by and between
THE BANK OF NEW YORK MELLON (“Bank”) and INDEXIQ ETF TRUST (the “Client”)

 

ATTACHMENT 1

to

SECURITIES LENDING AUTHORIZATION AGREEMENT

dated February 13, 2012

by and between 

THE BANK OF NEW YORK MELLON (“Bank”) and INDEXIQ ETF TRUST (the “Client”)

on behalf of various Lenders identified therein

 

LIST OF LENDERS

 

The following is the list of the “Lenders” referred to in the Securities Lending Authorization Agreement dated February 13, 2012, by and between THE BANK OF NEW YORK MELLON and the INDEXIQ ETF TRUST, as Client.

 

Current Lender Name

New Lender Name Ticker CUSIP

EIN #

 

BNY Acct #

 

Inception

Date

IQ Hedge Multi - Strategy Tracker ETF NYLI Hedge Multi - Strategy Tracker ETF QAI 45409B107 26-3104022 263076 3/25/2009
IQ Merger Arbitrage ETF NYLI Merger Arbitrage ETF

MNA

 

45409B800

 

90-0458077 212156

11/17/2009

 

IQ CBRE NextGen Real Estate ETF NYLI CBRE NextGen Real Estate ETF

ROOF

 

45409B628

 

45-2218149 261571

6/14/2011

 

IQ Candriam U.S. Mid Cap Equity ETF NYLI Candriam U.S. Mid Cap Equity ETF IQSM 45409B248 88-3603530 240413 10/25/2022
IQ FTSE International Equity Currency Neutral ETF NYLI FTSE International Equity Currency Neutral ETF

HFXI

 

45409B560

 

47-3906297 447594

7/16/2015

 

IQ 500 International ETF NYLI 500 International ETF IQIN 45409B362 83-2325216 478995 12/13/2018
IQ Candriam U.S. Large Cap Equity ETF NYLI Candriam US Large Cap Equity ETF IQSU 45409B461 84-3671975 139522 12/17/2019
IQ Candriam International Equity ETF NYLI IQ Candriam International Equity ETF IQSI 45409B453 84-3652172 139473 12/17/2019
IQ Healthy Hearts ETF NYLI Healthy Hearts ETF HART 45409B321 85-3460385 156481 1/12/2021
IQ Engender Equality ETF NYLI Engender Equality ETF EQUL 45409B313 87-2077879 465824 10/07/21
IQ Cleaner Transport ETF NYLI Cleaner Transport ETF CLNR 45409B297 87-2087718 465826 10/07/21
IQ Clean Oceans ETF NYLI Clean Oceans ETF OCEN 45409B289 87-2110169 465852 10/07/21
IQ U.S. Large Cap R&D Leaders ETF NYLI U.S. Large Cap R&D Leaders ETF LRND 45409B263 87-3369796 222959 12/14/21
IQ Global Equity R&D Leaders ETF NYLI Global Equity R&D Leaders ETF WRND 45409B255 87-3364725 222963 12/14/21

 

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