EX-99.(H)5.A 11 tm211714d1_ex99-h5a.htm FORM OF AMENDMENT TO THE SECURITIES LENDING AGREEMENT

Exhibit (h)(5)(a)

 

FORM OF

 

AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT

 

THIS AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT (“Amendment”) is made effective as of the 12th day of January, 2021 (the “Effective Date”), by and between THE BANK OF NEW YORK MELLON, (“Bank”), and INDEXIQ ETF TRUST (the “Client”), with respect to each of the funds identified on Attachment 1 to the Agreement (as defined below), as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”).

 

WHEREAS, the Client and Bank have entered into a certain Securities Lending Authorization Agreement dated as of February 13, 2012 (as amended, modified or supplemented from time to time, the “Agreement”); and

 

WHEREAS, the Client and Bank desire to amend the Agreement in certain respects as hereinafter provided:

 

NOW, THEREFORE, the parties hereto, each intending to be legally bound, do hereby agree as follows:

 

1. From and after the Effective Date, the Agreement is hereby amended by deleting Attachment 1 therefrom in its entirety and substituting in lieu thereof a new Attachment 1 identical to that which is attached hereto as Exhibit A.

 

2 Except as expressly amended hereby, all of the provisions of the Agreement shall continue in full force and effect; and are hereby ratified and confirmed in all respects. Upon the effectiveness of this Amendment, all references in the Agreement to “this Agreement” (and all indirect references such as “herein”, “hereby”, “hereunder” and “hereof”) shall be deemed to refer to the Agreement as amended by this Amendment.

 

3. This Amendment may be executed in two or more counterparts, each of which shall be an original, but all of which shall constitute but one agreement.

 

[SIGNATURE PAGE TO FOLLOW]

 

 

IN WITNESS WHEREOF, the parties have executed this Amendment as of the date set forth above.

 

 

THE BANK OF NEW YORK MELLON   INDEXIQ ETF TRUST
     
     
By:   By:
    Name:
Name:   Title:
     
Title:    
     
     
THE BANK OF NEW YORK MELLON    
     
     
By:    
     
Name:    
     
Title:    

 

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EXHIBIT A

to

SECURITIES LENDING AUTHORIZATION AGREEMENT

which Amendment is made and effective as of January 12, 2021, by and between

THE BANK OF NEW YORK MELLON (“Bank”) and INDEXIQ ETF TRUST (the “Client

 

ATTACHMENT 1

to

SECURITIES LENDING AUTHORIZATION AGREEMENT

dated February 13, 2012

by and between THE BANK OF NEW YORK MELLON (“Bank”) and INDEXIQ ETF TRUST

(the “Client”), with respect to each of the funds identified therein, as amended, modified or supplemented

from time to time (each a “Lender” and collectively the “Lenders”) (the “Agreement”)

 

LIST OF LENDERS

 

The following is the list of the “Lenders” referred to in the Securities Lending Authorization Agreement dated February 13, 2012, by and between THE BANK OF NEW YORK MELLON and the INDEXIQ ETF TRUST, as Client.

 

               Inception
Lender  Ticker  CUSIP  EIN #  BNY Acct #  Date
IQ Hedge Multi - Strategy Tracker ETF  QAI  45409B107  26-3104022  263076  3/25/2009
IQ Hedge Macro Tracker ETF  MCRO  45409B206  26-3104184  263073  6/9/2009
IQ Merger Arbitrage ETF  MNA  45409B800  90-0458077  212156  11/17/2009
IQ Global Resources ETF  GRES  45409B883  90-0458081  212157  10/27/2009
IQ Real Return ETF  CPI  45409B602  90-0458064  212154  10/27/2009
IQ US Real Estate Small Cap ETF  ROOF  45409B628  45-2218149  261571  6/14/2011
IQ Hedge Market Neutral Tracker ETF  QMN  45409B503  26-3104631  263075  10/4/2012
IQ Hedge Long/Short Tracker ETF  QLS  45409B305  47-2794168  177329  2/16/2015
IQ Hedge Event-Driven Tracker ETF  QED  45409B404  47-2779077  177330  2/16/2015
IQ 50 Percent Hedged FTSE International ETF  HFXI  45409B560  47-3906297  447594  7/16/2015
IQ Enhanced Core Plus Bond US ETF  AGGP  45409B479  81-2006408  741635  5/6/2016
IQ S&P High Yield Volatility Bond ETF  HYLV  45409B 412  81-4167547  358306  2/15/2017
IQ Chaikin U.S. Small Cap ETF  CSML  45409B 396  82-1090604  657250  5/15/2017
IQ Chaikin U.S Large Cap ETF  CLRG  45409B 388  82-1318422  198801  12/13/2017
IQ 500 International ETF  IQIN  45409B362  83-2325216  478995  12/13/2018
IQ Candriam ESG US Equity ETF  IQSU  45409B461  84-3671975  139522  12/17/2019
IQ Candriam ESG International Equity ETF  IQSI  45409B453  84-3652172  139473  12/17/2019
IQ Healthy Hearts ETF  HART  45409B 321  85-3460385  156481  1/12/2021

 

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