485BXT 1 inetfs20210113c_485bxt.htm FORM 485BXT inetfs20210113c_485bxt.htm

 

As filed with the Securities and Exchange Commission on January 14, 2021.

 

 

1933 Act Registration No. 333-146827

1940 Act Registration No. 811-22135

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

Form N-1A

 

Registration Statement Under the Securities Act of 1933

Pre-Effective Amendment No. __
Post-Effective Amendment No. 524
and/or

Registration Statement Under the Investment Company Act of 1940

Amendment No. 525

 

Innovator ETFs Trust

(Exact name of registrant as specified in charter)

 

109 North Hale Street

Wheaton, Illinois 60187

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (800) 208-5212

Corporation Service Company

251 Little Falls Drive

Wilmington, DE 19808

(Name and Address of Agent for Service)

 

Copy to:

Morrison C. Warren, Esq.

Chapman and Cutler LLP

111 West Monroe Street

Chicago, Illinois 60603

 

It is proposed that this filing will become effective (check appropriate box):

 

☐ immediately upon filing pursuant to paragraph (b)

☒ on February 12, 2021 pursuant to paragraph (b)

☐ 60 days after filing pursuant to paragraph (a)(1)

☐ on (date) pursuant to paragraph (a)(1)

☐ 75 days after filing pursuant to paragraph (a)(2)

☐ on (date) pursuant to paragraph (a)(2) of Rule 485

 

If appropriate, check the following box:

 

☒ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

Contents of Post-Effective Amendment No. 524

 

This Post-Effective Amendment to the Registration Statement comprises the following papers and contents:

 

The Facing Sheet

 

The sole purpose of this filing is to delay the effectiveness of the Registrant’s Post-Effective Amendment No. 401, as it relates to Innovator 20+ Year Treasury Bond 5 Floor ETF – January (formerly Innovator 20+ Year Treasury Bond 5% Floor ETF – October) (the “Fund”), a series of the Registrant, until February 12, 2021. Parts A, B and C of the Registrant’s Post-Effective Amendment No. 401 under the Securities Act of 1933, filed on July 10, 2020, are incorporated by reference herein.

 

Signatures

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Wheaton, and State of Illinois, on January 14, 2021.

 

 

 

Innovator ETFs Trust

 

 

 

 

 

 

 

 

 

 

By:

/s/ H. Bruce Bond

 

 

 

 H. Bruce Bond

 

 

 

 President

 

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated:

 

Signature

Title

 

Date

/s/ H. Bruce Bond

Chief Executive Officer,

President and Trustee

January 14, 2021

H. Bruce Bond

     
       

/s/ John Southard

Vice President, Treasurer and

Principal Financial

Accounting Officer

January 14, 2021

John Southard

     
       

Mark Berg*

)

Trustee     )

   
 

)

 

 

      By: /s/ H. Bruce Bond          

Joe Stowell*

)

Trustee     )

 

 H. Bruce Bond
Attorney-In-Fact

 

)

 

January 14, 2021

       

Brian J. Wildman*

)

Trustee     )

   
 

)

   

 

*

An original power of attorney authorizing H. Bruce Bond and John Southard to execute this Registration Statement, and amendments thereto, for each of the trustees of the Registrant on whose behalf this Registration Statement is filed, were previously executed, filed as an exhibit and are incorporated by reference herein.