0001145549-24-001853.txt : 20240112 0001145549-24-001853.hdr.sgml : 20240112 20240112113526 ACCESSION NUMBER: 0001145549-24-001853 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240112 EFFECTIVENESS DATE: 20240112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Innovator ETFs Trust CENTRAL INDEX KEY: 0001415726 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22135 FILM NUMBER: 24531163 BUSINESS ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 800-621-1675 MAIL ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATOR ETFS TRUST DATE OF NAME CHANGE: 20170825 FORMER COMPANY: FORMER CONFORMED NAME: Academy Funds Trust DATE OF NAME CHANGE: 20071019 0001415726 S000047761 Innovator IBD(R) 50 ETF C000150102 Innovator IBD(R) 50 ETF FFTY 0001415726 S000058251 Innovator U.S. Equity Buffer ETF - July C000190964 Innovator U.S. Equity Buffer ETF - July 0001415726 S000058252 Innovator U.S. Equity Power Buffer ETF - July C000190965 Innovator U.S. Equity Power Buffer ETF - July 0001415726 S000058253 Innovator U.S. Equity Ultra Buffer ETF - July C000190966 Innovator U.S. Equity Ultra Buffer ETF - July 0001415726 S000062244 Innovator Deepwater Frontier Tech ETF C000201551 Innovator Deepwater Frontier Tech ETF 0001415726 S000063057 Innovator IBD Breakout Opportunities ETF C000204535 Innovator IBD Breakout Opportunities ETF 0001415726 S000063477 Innovator U.S. Equity Buffer ETF - October C000205657 Innovator U.S. Equity Buffer ETF - October 0001415726 S000063478 Innovator U.S. Equity Power Buffer ETF - October C000205658 Innovator U.S. Equity Power Buffer ETF - October 0001415726 S000063479 Innovator U.S. Equity Ultra Buffer ETF - October C000205660 Innovator U.S. Equity Ultra Buffer ETF - October 0001415726 S000063994 Innovator U.S. Equity Buffer ETF - January C000207057 Innovator U.S. Equity Buffer ETF - January 0001415726 S000063995 Innovator U.S. Equity Power Buffer ETF - January C000207058 Innovator U.S. Equity Power Buffer ETF - January 0001415726 S000063996 Innovator U.S. Equity Ultra Buffer ETF - January C000207059 Innovator U.S. Equity Ultra Buffer ETF - January 0001415726 S000064001 Innovator U.S. Small Cap Power Buffer ETF - January C000207068 Innovator U.S. Small Cap Power Buffer ETF - January 0001415726 S000064004 Innovator International Developed Power Buffer ETF - January C000207071 Innovator International Developed Power Buffer ETF - January 0001415726 S000064007 Innovator Emerging Markets Power Buffer ETF - January C000207074 Innovator Emerging Markets Power Buffer ETF - January 0001415726 S000065115 Innovator U.S. Equity Ultra Buffer ETF - April C000210831 Innovator U.S. Equity Ultra Buffer ETF - April 0001415726 S000065116 Innovator U.S. Equity Power Buffer ETF - April C000210832 Innovator U.S. Equity Power Buffer ETF - April 0001415726 S000065117 Innovator U.S. Equity Buffer ETF - April C000210833 Innovator U.S. Equity Buffer ETF - April 0001415726 S000065317 Innovator U.S. Small Cap Power Buffer ETF - October C000211375 Innovator U.S. Small Cap Power Buffer ETF - October 0001415726 S000065320 Innovator International Developed Power Buffer ETF - July C000211378 Innovator International Developed Power Buffer ETF - July 0001415726 S000065323 Innovator Emerging Markets Power Buffer ETF - July C000211381 Innovator Emerging Markets Power Buffer ETF - July 0001415726 S000065329 Innovator Growth-100 Power Buffer ETF - October C000211387 Innovator Growth-100 Power Buffer ETF - October 0001415726 S000065371 Innovator U.S. Equity Ultra Buffer ETF - June C000211456 Innovator U.S. Equity Ultra Buffer ETF - June 0001415726 S000065372 Innovator U.S. Equity Power Buffer ETF - June C000211457 Innovator U.S. Equity Power Buffer ETF - June 0001415726 S000065373 Innovator U.S. Equity Buffer ETF - June C000211458 Innovator U.S. Equity Buffer ETF - June 0001415726 S000066060 Innovator U.S. Equity Ultra Buffer ETF - August C000213581 Innovator U.S. Equity Ultra Buffer ETF - August 0001415726 S000066061 Innovator U.S. Equity Power Buffer ETF - August C000213582 Innovator U.S. Equity Power Buffer ETF - August 0001415726 S000066062 Innovator U.S. Equity Buffer ETF - August C000213583 Innovator U.S. Equity Buffer ETF - August 0001415726 S000066307 Innovator U.S. Equity Ultra Buffer ETF - September C000214097 Innovator U.S. Equity Ultra Buffer ETF - September 0001415726 S000066308 Innovator U.S. Equity Power Buffer ETF - September C000214098 Innovator U.S. Equity Power Buffer ETF - September 0001415726 S000066309 Innovator U.S. Equity Buffer ETF - September C000214099 Innovator U.S. Equity Buffer ETF - September 0001415726 S000066605 Innovator International Developed Power Buffer ETF - October C000214791 Innovator International Developed Power Buffer ETF - October 0001415726 S000066606 Innovator Emerging Markets Power Buffer ETF - October C000214792 Innovator Emerging Markets Power Buffer ETF - October 0001415726 S000066826 Innovator U.S. Equity Ultra Buffer ETF - November C000215175 Innovator U.S. Equity Ultra Buffer ETF - November 0001415726 S000066827 Innovator U.S. Equity Power Buffer ETF - November C000215176 Innovator U.S. Equity Power Buffer ETF - November 0001415726 S000066828 Innovator U.S. Equity Buffer ETF - November C000215177 Innovator U.S. Equity Buffer ETF - November 0001415726 S000067131 Innovator U.S. Equity Ultra Buffer ETF - December C000215957 Innovator U.S. Equity Ultra Buffer ETF - December 0001415726 S000067132 Innovator U.S. Equity Power Buffer ETF - December C000215958 Innovator U.S. Equity Power Buffer ETF - December 0001415726 S000067133 Innovator U.S. Equity Buffer ETF - December C000215959 Innovator U.S. Equity Buffer ETF - December 0001415726 S000067348 Innovator Growth-100 Power Buffer ETF - January C000216543 Innovator Growth-100 Power Buffer ETF - January 0001415726 S000067825 Innovator U.S. Equity Ultra Buffer ETF - February C000217571 Innovator U.S. Equity Ultra Buffer ETF - February 0001415726 S000067826 Innovator U.S. Equity Power Buffer ETF - February C000217572 Innovator U.S. Equity Power Buffer ETF - February 0001415726 S000067827 Innovator U.S. Equity Buffer ETF - February C000217573 Innovator U.S. Equity Buffer ETF - February 0001415726 S000068075 Innovator U.S. Equity Ultra Buffer ETF - March C000218117 Innovator U.S. Equity Ultra Buffer ETF - March 0001415726 S000068076 Innovator U.S. Equity Power Buffer ETF - March C000218118 Innovator U.S. Equity Power Buffer ETF - March 0001415726 S000068077 Innovator U.S. Equity Buffer ETF - March C000218119 Innovator U.S. Equity Buffer ETF - March 0001415726 S000068279 Innovator International Developed Power Buffer ETF - April C000218587 Innovator International Developed Power Buffer ETF - April 0001415726 S000068280 Innovator Emerging Markets Power Buffer ETF - April C000218588 Innovator Emerging Markets Power Buffer ETF - April 0001415726 S000068282 Innovator Growth-100 Power Buffer ETF - April C000218590 Innovator Growth-100 Power Buffer ETF - April 0001415726 S000068284 Innovator U.S. Small Cap Power Buffer ETF - April C000218592 Innovator U.S. Small Cap Power Buffer ETF - April 0001415726 S000068502 Innovator U.S. Equity Ultra Buffer ETF - May C000219060 Innovator U.S. Equity Ultra Buffer ETF - May 0001415726 S000068503 Innovator U.S. Equity Power Buffer ETF - May C000219061 Innovator U.S. Equity Power Buffer ETF - May 0001415726 S000068504 Innovator U.S. Equity Buffer ETF - May C000219062 Innovator U.S. Equity Buffer ETF - May 0001415726 S000068655 Innovator 20+ Year Treasury Bond 9 Buffer ETF - July C000219603 Innovator 20+ Year Treasury Bond 9 Buffer ETF - July 0001415726 S000068658 Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly C000219606 Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly 0001415726 S000068868 Innovator U.S. Small Cap Power Buffer ETF - July C000220092 Innovator U.S. Small Cap Power Buffer ETF - July 0001415726 S000068870 Innovator Growth-100 Power Buffer ETF - July C000220094 Innovator Growth-100 Power Buffer ETF - July 0001415726 S000068877 Innovator Double Stacker ETF - October C000220101 Innovator Double Stacker ETF - October 0001415726 S000069602 Innovator Double Stacker 9 Buffer ETF - October C000222026 Innovator Double Stacker 9 Buffer ETF - October 0001415726 S000069603 Innovator Triple Stacker ETF - October C000222027 Innovator Triple Stacker ETF - October 0001415726 S000070508 Innovator Double Stacker 9 Buffer ETF - January C000224017 Innovator Double Stacker 9 Buffer ETF - January 0001415726 S000070517 Innovator Double Stacker ETF - January C000224026 Innovator Double Stacker ETF - January 0001415726 S000070518 Innovator Triple Stacker ETF - January C000224027 Innovator Triple Stacker ETF - January 0001415726 S000070747 Innovator U.S. Equity Accelerated ETF - April C000224889 Innovator U.S. Equity Accelerated ETF - April 0001415726 S000070748 Innovator U.S. Equity Accelerated 9 Buffer ETF - April C000224890 Innovator U.S. Equity Accelerated 9 Buffer ETF - April 0001415726 S000070749 Innovator U.S. Equity Accelerated Plus ETF - April C000224891 Innovator U.S. Equity Accelerated Plus ETF - April 0001415726 S000070878 Innovator Growth Accelerated ETF - Quarterly C000225133 Innovator Growth Accelerated ETF - Quarterly 0001415726 S000070879 Innovator U.S. Equity Accelerated ETF - Quarterly C000225134 Innovator U.S. Equity Accelerated ETF - Quarterly 0001415726 S000070880 Innovator Growth Accelerated Plus ETF - April C000225135 Innovator Growth Accelerated Plus ETF - April 0001415726 S000072375 Innovator U.S. Equity Accelerated ETF - July C000228554 Innovator U.S. Equity Accelerated ETF - July 0001415726 S000072376 Innovator U.S. Equity Accelerated Plus ETF - July C000228555 Innovator U.S. Equity Accelerated Plus ETF - July 0001415726 S000072377 Innovator U.S. Equity Accelerated 9 Buffer ETF - July C000228556 Innovator U.S. Equity Accelerated 9 Buffer ETF - July 0001415726 S000072378 Innovator Growth Accelerated Plus ETF - July C000228557 Innovator Growth Accelerated Plus ETF - July 0001415726 S000072431 Innovator Defined Wealth Shield ETF C000228657 Innovator Defined Wealth Shield ETF 0001415726 S000073670 Innovator U.S. Equity Accelerated 9 Buffer ETF - October C000230742 Innovator U.S. Equity Accelerated 9 Buffer ETF - October 0001415726 S000073671 Innovator U.S. Equity Accelerated Plus ETF - October C000230743 Innovator U.S. Equity Accelerated Plus ETF - October 0001415726 S000073672 Innovator U.S. Equity Accelerated ETF - October C000230744 Innovator U.S. Equity Accelerated ETF - October 0001415726 S000073673 Innovator Growth Accelerated Plus ETF - October C000230745 Innovator Growth Accelerated Plus ETF - October 0001415726 S000073678 Innovator S&P Investment Grade Preferred ETF C000230750 Innovator S&P Investment Grade Preferred ETF 0001415726 S000073679 Innovator Laddered Allocation Power Buffer ETF C000230751 Innovator Laddered Allocation Power Buffer ETF 0001415726 S000074845 Innovator U.S. Equity Accelerated ETF - January C000233112 Innovator U.S. Equity Accelerated ETF - January 0001415726 S000074846 Innovator U.S. Equity Accelerated Plus ETF - January C000233113 Innovator U.S. Equity Accelerated Plus ETF - January 0001415726 S000074847 Innovator U.S. Equity Accelerated 9 Buffer ETF - January C000233114 Innovator U.S. Equity Accelerated 9 Buffer ETF - January 0001415726 S000074848 Innovator Growth Accelerated Plus ETF - January C000233115 Innovator Growth Accelerated Plus ETF - January 0001415726 S000075196 Innovator Laddered Allocation Buffer ETF C000234039 Innovator Laddered Allocation Buffer ETF 0001415726 S000075439 Innovator Buffer Step-Up Strategy ETF C000234537 Innovator Buffer Step-Up Strategy ETF 0001415726 S000075440 Innovator Power Buffer Step-Up Strategy ETF C000234538 Innovator Power Buffer Step-Up Strategy ETF 0001415726 S000075941 Innovator Hedged TSLA Strategy ETF C000235316 Innovator Hedged TSLA Strategy ETF 0001415726 S000077042 Innovator Uncapped Accelerated U.S. Equity ETF C000237181 Innovator Uncapped Accelerated U.S. Equity ETF 0001415726 S000077117 Innovator Equity Managed Floor ETF C000237286 Innovator Equity Managed Floor ETF 0001415726 S000078008 Innovator Gradient Tactical Rotation Strategy ETF C000238738 Innovator Gradient Tactical Rotation Strategy ETF 0001415726 S000079339 Innovator Premium Income 20 Barrier ETF -- April C000240347 Innovator Premium Income 20 Barrier ETF -- April 0001415726 S000079340 Innovator Premium Income 40 Barrier ETF -- April C000240348 Innovator Premium Income 40 Barrier ETF -- April 0001415726 S000080088 Innovator Premium Income 10 Barrier ETF - April C000241736 Innovator Premium Income 10 Barrier ETF - April 0001415726 S000080090 Innovator Premium Income 30 Barrier ETF - April C000241738 Innovator Premium Income 30 Barrier ETF - April 0001415726 S000080755 Innovator Premium Income 10 Barrier ETF - July C000243288 Innovator Premium Income 10 Barrier ETF - July 0001415726 S000080756 Innovator Premium Income 20 Barrier ETF - July C000243289 Innovator Premium Income 20 Barrier ETF - July 0001415726 S000080757 Innovator Premium Income 30 Barrier ETF - July C000243290 Innovator Premium Income 30 Barrier ETF - July 0001415726 S000080758 Innovator Premium Income 40 Barrier ETF - July C000243291 Innovator Premium Income 40 Barrier ETF - July 0001415726 S000080903 Innovator Equity Defined Protection ETF - 2 Yr to July 2025 C000243475 Innovator Equity Defined Protection ETF - 2 Yr to July 2025 0001415726 S000081709 Innovator International Developed Power Buffer ETF - September C000244687 Innovator International Developed Power Buffer ETF - September 0001415726 S000081710 Innovator International Developed Power Buffer ETF - November C000244688 Innovator International Developed Power Buffer ETF - November 0001415726 S000081984 Innovator Premium Income 9 Buffer ETF - October C000245150 Innovator Premium Income 9 Buffer ETF - October 0001415726 S000081985 Innovator Premium Income 15 Buffer ETF - October C000245151 Innovator Premium Income 15 Buffer ETF - October 0001415726 S000081986 Innovator U.S. Equity 5 to 15 Buffer ETF - Quarterly C000245152 Innovator U.S. Equity 5 to 15 Buffer ETF - Quarterly 0001415726 S000081987 Innovator U.S. Equity 10 Buffer ETF - Quarterly C000245153 Innovator U.S. Equity 10 Buffer ETF - Quarterly 0001415726 S000082310 Innovator Premium Income 10 Barrier ETF - October C000245609 Innovator Premium Income 10 Barrier ETF - October 0001415726 S000082311 Innovator Premium Income 20 Barrier ETF - October C000245610 Innovator Premium Income 20 Barrier ETF - October 0001415726 S000082312 Innovator Premium Income 30 Barrier ETF - October C000245611 Innovator Premium Income 30 Barrier ETF - October 0001415726 S000082313 Innovator Premium Income 40 Barrier ETF - October C000245612 Innovator Premium Income 40 Barrier ETF - October N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001415726 XXXXXXXX false false false N-1A S000047761 true S000063057 true S000062244 true S000073678 true S000073679 true S000075196 true S000075439 true S000075440 true S000075941 true S000077042 true S000063994 true S000067827 true S000068077 true S000065117 true S000068504 true S000065373 true S000058251 true S000066062 true S000066309 true S000063477 true S000066828 true S000067133 true S000063995 true S000067826 true S000068076 true S000065116 true S000068503 true S000065372 true S000058252 true S000066061 true S000066308 true S000063478 true S000066827 true S000067132 true S000063996 true S000067825 true S000068075 true S000065115 true S000068502 true S000065371 true S000058253 true S000066060 true S000066307 true S000063479 true S000066826 true S000067131 true S000064007 true S000068280 true S000065323 true S000066606 true S000064004 true S000068279 true S000065320 true S000066605 true S000068655 true S000068658 true S000072431 true S000070517 true S000070518 true S000070508 true S000067348 true S000068282 true S000068870 true S000065329 true S000064001 true S000068284 true S000068868 true S000065317 true S000074845 true S000070747 true S000072375 true S000073672 true S000074846 true S000070749 true S000072376 true S000073671 true S000074847 true S000070748 true S000072377 true S000073670 true S000074848 true S000070880 true S000072378 true S000073673 true S000070879 true S000070878 true S000077117 true S000078008 true S000080088 true S000079339 true S000080090 true S000079340 true S000080755 true S000080756 true S000080757 true S000080758 true S000082310 true S000082311 true S000082312 true S000082313 true S000081986 true S000081987 true S000081984 true S000081985 true S000081709 true S000081710 true S000080903 true S000068877 true S000069603 true S000069602 true Innovator ETFs Trust 811-22135 0001415726 549300MFJRNH6TF8OL20 109 North Hale Street Wheaton 60187 US-IL US 8002085212 U.S. Bancorp Fund Services LLC 615 East Michigan Street Milwaukee 53202 18336121912 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940. Innovator Capital Management, LLC 109 North Hale Street Wheaton 60187 8002085212 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940. N N N N-1A 107 Y Brian J. Wildman 001854700 N H. Bruce Bond N/A Y Joe Stowell N/A N Mark Berg 002724564 N Kevin Hourihan 005896045 3 Canal Plaza 3rd Floor Portland 04101 XXXXXX Y N N N N N Foreside Funds Distributors LLC 8-32480 000031334 N/A N N Cohen & Company, Ltd. 00925 N/A N N N 2023-04-17 The Cboe Options pricing methodology for FLEX Options was enhanced by incorporating the Cboe Hanweck's Options Analytics with the Theoretical Options Pricing Service (TOPS). Other FLEX Options Exchange Traded Funds N/A N N Innovator IBD(R) 50 ETF S000047761 549300QQTQDDIU5RFC17 N 1 0 0 Exchange-Traded Fund N Y -27.775460646606 -28.350091371606 13.803937731033 13.803663112506 N N Y N N U.S. Bank, N.A. 6BYL5QZYBDK8S7L73M02 N N Revenue sharing split Cash collateral reinvestment fee 21952251.230000000000 95975.450000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Penserra Capital Management LLC 801-80466 000159042 549300I8X5UWMSXOJ371 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 21481.460000000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 24762.020000000000 SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 30982.930000000000 JANE STREET EXECUTION SERVICES, LLC 008-69254 000167280 549300HXJLXCPDWAH070 170725.930000000000 SUSQUEHANNA FINANCIAL GROUP, LLP 008-44325 000035865 549300E8QX0ZMRDC2M81 155685.170000000000 OLD MISSION MARKETS LLC 008-69691 000281867 5493003UFGIEMN1POL71 1.190000000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 54741.150000000000 458379.850000000000 0.000000000000 N 88496004.700000000000 N N N N Innovator IBD(R) Breakout Opportunities ETF S000063057 549300KDAZCI08222U41 N 1 0 0 Exchange-Traded Fund N Y -13.406842838606 -14.175344943606 9.884207314350 9.884062669508 Y N Y N N U.S. Bank, N.A. 6BYL5QZYBDK8S7L73M02 N N Revenue sharing split Cash collateral reinvestment fee 2777978.290000000000 10932.150000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Penserra Capital Management LLC 801-80466 000159042 549300I8X5UWMSXOJ371 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 3643.740000000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 14497.820000000000 SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 9887.800000000000 GOLDMAN SACHS & CO. 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March S000068076 549300LI2UXU313PAS05 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 195986.200000000000 195986.200000000000 0.000000000000 N 359932559.000000000000 N N N N Innovator U.S. Equity Power Buffer ETF - April S000065116 549300Y2HP4DUKYGEC18 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 273371.800000000000 273371.800000000000 0.000000000000 N 502506248.990000000000 N N N N Innovator U.S. Equity Power Buffer ETF - May S000068503 549300V5LVD8Z4MBWV67 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 292977.200000001000 292977.200000001000 0.000000000000 N 468417191.420000000000 N N N N Innovator U.S. Equity Power Buffer ETF - June S000065372 5493001KB2SOSLQWTG78 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 222867.000000000000 222867.000000000000 0.000000000000 N 451846526.610000000000 N N N N Innovator U.S. Equity Power Buffer ETF - July S000058252 549300PJS2HKPCRBN519 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 331406.100000000000 331406.100000000000 0.000000000000 N 631198393.010000000000 N N N N Innovator U.S. Equity Power Buffer ETF - August S000066061 549300D4FF5UI0WOGK75 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 394206.799999999000 394206.799999999000 0.000000000000 N 606795436.700000000000 N N N N Innovator U.S. Equity Power Buffer ETF - September S000066308 549300AO0TY6BT87ZL59 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 339197.200000000000 339197.200000000000 0.000000000000 N 607396103.410000000000 N N N N Innovator U.S. Equity Power Buffer ETF - October S000063478 549300PXPWH1NF5B5H38 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 269886.400000000000 269886.400000000000 0.000000000000 N 540153786.410000000000 N N N N Innovator U.S. Equity Power Buffer ETF - November S000066827 549300UM6R4DYWWUSK93 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 428412.600000001000 428412.600000001000 0.000000000000 N 742270649.000000000000 N N N N Innovator U.S. Equity Power Buffer ETF - December S000067132 549300ZAEIRVLHKS5W61 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 235287.800000000000 235287.800000000000 0.000000000000 N 618865068.540000000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - January S000063996 549300GRTCMUO2KME686 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 119566.500000000000 119566.500000000000 0.000000000000 N 166212047.180000000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - February S000067825 549300Z3WPEHFJDRXV10 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 40574.299999999900 40574.299999999900 0.000000000000 N 72034724.520000000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - March S000068075 549300684X7VY30L2204 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 83288.589999999900 83288.589999999900 0.000000000000 N 73059691.230000000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - April S000065115 5493006EOH4UQABLVI93 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 124605.600000000000 124605.600000000000 0.000000000000 N 141139593.490000000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - May S000068502 549300KQIU75JH72XF02 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 55301.400000000000 55301.400000000000 0.000000000000 N 86594165.450000000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - 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April S000080090 54930004NRJYAQCARN36 Y 1 1 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2023-03-31 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N Y U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N U.S. Bancorp Fund Services, LLC N/A N N Y SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 19980.400000000000 19980.400000000000 0.000000000000 N 44211062.180000000000 N N N N Innovator Premium Income 40 Barrier ETF - April S000079340 54930004NJNV7O4N5Y53 Y 1 1 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2023-03-31 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N Y U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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July S000080756 5493000EC9P7ZK6OIU09 Y 1 1 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2023-06-30 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N Y U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N U.S. Bancorp Fund Services, LLC N/A N N Y SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 5520.750000000000 5520.750000000000 0.000000000000 N 18968140.740000000000 N N N N Innovator Premium Income 30 Barrier ETF - July S000080757 5493000EBVMNBM5KXH69 Y 1 1 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2023-06-30 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N Y U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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October S000082310 5299002QWR34MLLF3O03 Y 1 1 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2023-09-29 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N Y U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N U.S. Bancorp Fund Services, LLC N/A N N Y 0.000000000000 0.000000000000 N 2082025.050000000000 N N N N Innovator Premium Income 20 Barrier ETF - October S000082311 5299002P58Q8HYJU4369 Y 1 1 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2023-09-29 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N Y ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N Y U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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January S000064001 549300MG23BITSK8PX53 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 112238.000000000000 112238.000000000000 0.000000000000 N 143697805.950000000000 N N N N Innovator U.S. Small Cap Power Buffer ETF - April S000068284 5493007V2PJYRREBRD77 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 97227.199999999900 97227.199999999900 0.000000000000 N 126216835.930000000000 N N N N Innovator U.S. Small Cap Power Buffer ETF - July S000068868 549300CHHF0QQZ5ECX59 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 78656.200000000000 78656.200000000000 0.000000000000 N 109809184.070000000000 N N N N Innovator U.S. Small Cap Power Buffer ETF - 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July S000072375 549300SJTRPMFRRCCT11 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 2234.400000000000 2234.400000000000 0.000000000000 N 3845958.720000000000 N N N N Innovator U.S. Equity Accelerated ETF - October S000073672 5493009F8WGDU97Y6B17 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 2545.200000000000 2545.200000000000 0.000000000000 N 30175051.990000000000 N N N N Innovator U.S. Equity Accelerated Plus ETF - January S000074846 549300QMZZAHZL1JYX88 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2021-12-31 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N CBOE Global Indices, LLC N/A N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 6377.700000000000 6377.700000000000 0.000000000000 N 12449417.680000000000 N N N N Innovator U.S. Equity Accelerated Plus ETF - April S000070749 549300Y4KLPPYNDBRD46 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 3185.700000000000 3185.700000000000 0.000000000000 N 6149347.470000000000 N N N N Innovator U.S. Equity Accelerated Plus ETF - July S000072376 5493001KY1KYWQ816U41 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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January S000074847 5493001ZBGEJBOZ6CV74 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 2021-12-31 Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N CBOE Global Indices, LLC N/A N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 27442.800000000000 27442.800000000000 0.000000000000 N 53321546.350000000000 N N N N Innovator U.S. Equity Accelerated 9 Buffer ETF - April S000070748 549300UBNAQWIN8J1N30 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 29385.300000000000 29385.300000000000 0.000000000000 N 46332355.820000000000 N N N N Innovator U.S. Equity Accelerated 9 Buffer ETF - July S000072377 549300SWPL8V1XB1YF98 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 33587.400000000000 33587.400000000000 0.000000000000 N 48450162.080000000000 N N N N Innovator U.S. Equity Accelerated 9 Buffer ETF - 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January S000063994 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 7.121353270000 32.000000000000 7.121347974000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - February S000067827 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 66.000000000000 9.131493828000 34.000000000000 9.131485680000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - March S000068077 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 69.000000000000 7.735710368333 31.000000000000 7.735702511667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - April S000065117 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 73.000000000000 9.382655506000 27.000000000000 9.382648408000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - May S000068504 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 62.000000000000 7.748554848333 38.000000000000 7.748546991667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - June S000065373 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 41.000000000000 4.940595630000 59.000000000000 4.940590631667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - July S000058251 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 62.000000000000 8.742044496000 38.000000000000 8.742036012000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - August S000066062 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 61.000000000000 9.021521084000 39.000000000000 9.021512424000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - September S000066309 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 3.952139216667 32.000000000000 3.952135183333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - October S000063477 Y 25000.000000000000 95.000000000000 9.009464346000 5.000000000000 9.009454918000 52.000000000000 5.753012098000 48.000000000000 5.753006102000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - November S000066828 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 51.000000000000 6.180101960000 49.000000000000 6.180095674000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - December S000067133 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 71.000000000000 7.624575611667 29.000000000000 7.624569376667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - January S000063995 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 73.000000000000 6.210375873333 27.000000000000 6.210369971667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - February S000067826 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 63.000000000000 7.326145350000 37.000000000000 7.326138316667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - March S000068076 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 76.000000000000 6.897018061667 24.000000000000 6.897011136667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - April S000065116 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 15.232284323333 32.000000000000 15.232269243333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - May S000068503 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 55.000000000000 13.790780985000 45.000000000000 13.790766918333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - June S000065372 Y 25000.000000000000 95.000000000000 8.099841666667 5.000000000000 8.099833333333 44.000000000000 21.105259586667 56.000000000000 21.105237935000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - July S000058252 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 6.206399681667 32.000000000000 6.206393328333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - August S000066061 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 52.000000000000 7.121133913333 48.000000000000 7.121126545000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - September S000066308 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 52.000000000000 6.225009406667 48.000000000000 6.225002978333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - October S000063478 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 52.000000000000 5.251518941667 48.000000000000 5.251513613333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - November S000066827 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 42.000000000000 5.902168220000 58.000000000000 5.902162185000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - December S000067132 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 73.000000000000 6.438232371667 27.000000000000 6.438226251667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - January S000063996 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 65.000000000000 11.519253995000 35.000000000000 11.519242597500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - February S000067825 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 41.000000000000 12.228941850000 59.000000000000 12.228930847500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - March S000068075 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 69.000000000000 7.982381610000 31.000000000000 7.982373560000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - April S000065115 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 71.000000000000 9.191173406000 29.000000000000 9.191164092000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - May S000068502 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 51.000000000000 8.583556905000 49.000000000000 8.583548157500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - June S000065371 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 56.000000000000 11.425394170000 44.000000000000 11.425382265000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - July S000058253 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 53.000000000000 9.779335965000 47.000000000000 9.779325967500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - August S000066060 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 51.000000000000 6.168689734000 49.000000000000 6.168683450000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - September S000066307 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 30.000000000000 10.684672572500 70.000000000000 10.684661350000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - October S000063479 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 35.000000000000 11.941576823333 65.000000000000 11.941565630000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - November S000066826 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 55.000000000000 10.094185852500 45.000000000000 10.094175250000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - December S000067131 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 49.000000000000 6.723842902000 51.000000000000 6.723838096000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 10 Barrier ETF - April S000080088 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 102.000000000000 0.000000000000 -2.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 20 Barrier ETF - April S000079339 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.210047860000 0.000000000000 0.210047860000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 30 Barrier ETF - April S000080090 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.153383943333 0.000000000000 0.153383943333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 40 Barrier ETF - April S000079340 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.102181056667 0.000000000000 0.102181056667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 10 Barrier ETF - July S000080755 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 20 Barrier ETF - July S000080756 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 103.000000000000 0.000000000000 -3.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 30 Barrier ETF - July S000080757 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 101.000000000000 0.038900000000 -1.000000000000 0.038900000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 40 Barrier ETF - July S000080758 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 10 Barrier ETF - October S000082310 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 20 Barrier ETF - October S000082311 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 30 Barrier ETF - October S000082312 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 40 Barrier ETF - October S000082313 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity 5 to 15 Buffer ETF - Quarterly S000081986 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity 10 Buffer ETF - Quarterly S000081987 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 9 Buffer ETF - October S000081984 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Premium Income 15 Buffer ETF - October S000081985 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - January S000064007 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 63.000000000000 9.968377225000 37.000000000000 9.968370552500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - April S000068280 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 72.000000000000 9.716593390000 28.000000000000 9.716584662500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - July S000065323 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 7.961238684000 32.000000000000 7.961230684000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - October S000066606 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 34.000000000000 0.119996780000 66.000000000000 0.119996780000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - January S000064004 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 54.000000000000 8.676138286000 46.000000000000 8.676133010000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - April S000068279 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 60.000000000000 18.421930572000 40.000000000000 18.421920774000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - July S000065320 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 70.000000000000 9.408030254000 30.000000000000 9.408020826000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - September S000081709 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - October S000066605 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 34.000000000000 13.771780256667 66.000000000000 13.771766400000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - November S000081710 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator 20+ Year Treasury Bond 9 Buffer ETF - July S000068655 Y 25000.000000000000 75.000000000000 0.000000000000 25.000000000000 0.000000000000 37.000000000000 0.087762228000 63.000000000000 0.087762228000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly S000068658 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 50.000000000000 0.000000000000 50.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Defined Wealth Shield ETF S000072431 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 51.000000000000 8.866429560000 49.000000000000 8.866420450000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Double Stacker ETF - January S000070517 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Triple Stacker ETF - January S000070518 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 0.166816666667 32.000000000000 0.166816666667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Double Stacker 9 Buffer ETF - January S000070508 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 53.000000000000 0.000000000000 47.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - January S000067348 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 58.000000000000 2.733106472500 42.000000000000 2.733099812500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - April S000068282 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 73.000000000000 1.061618688000 27.000000000000 1.061611688000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - July S000068870 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 51.000000000000 10.952583600000 49.000000000000 10.952583600000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - October S000065329 Y 35000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 38.000000000000 11.630177202500 62.000000000000 11.630177202500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - January S000064001 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 71.000000000000 11.131674672500 29.000000000000 11.131664115000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - April S000068284 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 81.000000000000 7.644172440000 19.000000000000 7.644164990000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - July S000068868 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 72.000000000000 10.682523755000 28.000000000000 10.682512930000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - October S000065317 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 11.120608375000 32.000000000000 11.120597082500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - January S000074845 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 17.000000000000 10.905120867500 83.000000000000 10.905110040000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - April S000070747 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 30.000000000000 12.283187500000 70.000000000000 12.283175000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - July S000072375 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 7.000000000000 0.000000000000 93.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - October S000073672 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 7.000000000000 0.123832125000 93.000000000000 0.123832125000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - January S000074846 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 8.000000000000 0.000000000000 92.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - April S000070749 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 1.000000000000 0.049050000000 99.000000000000 0.049050000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - July S000072376 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 5.000000000000 0.576118855000 95.000000000000 0.576118855000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - October S000073671 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 7.000000000000 0.330406286667 93.000000000000 0.330406286667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - January S000074847 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 44.000000000000 10.197850266667 56.000000000000 10.197850266667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - April S000070748 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 31.000000000000 8.976584812500 69.000000000000 8.976584812500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - July S000072377 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 3.000000000000 0.044363380000 97.000000000000 0.044363380000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - October S000073670 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 2.000000000000 0.231526316667 98.000000000000 0.231526316667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - January S000074848 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 53.000000000000 0.018001406000 47.000000000000 0.018001406000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - April S000070880 N 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 51.000000000000 0.022200000000 49.000000000000 0.022200000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - July S000072378 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 53.000000000000 0.125138632500 47.000000000000 0.125138632500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - October S000073673 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 5.000000000000 0.052204563333 95.000000000000 0.052204563333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - Quarterly S000070879 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 2.000000000000 0.448598995000 98.000000000000 0.448598995000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated ETF - Quarterly S000070878 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 1.000000000000 0.427448865000 99.000000000000 0.427448865000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Equity Defined Protection ETF - 2 Yr to July 2025 S000080903 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 50.000000000000 0.004727095000 50.000000000000 0.004727095000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N true INTERNAL CONTROL RPT 2 internalcontrolrpt_trad2023.htm INNOVATOR ETFS INTERNAL CONTROL REPORTS PDFtoHTML Conversion Output

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Shareholders and Board of Trustees of Innovator ETFs Trust

In planning and performing our audit of the financial statements of Innovator IBD® 50 ETF, Innovator IBD® Breakout Opportunities ETF, Innovator Deepwater Frontier Tech ETF (formerly Innovator Loup Frontier Tech ETF), Innovator S&P Investment Grade Preferred ETF, Innovator Laddered Allocation Power Buffer ETF, Innovator Laddered Allocation Buffer ETF, Innovator Buffer Step" Up Strategy ETF, Innovator Power Buffer Step"Up Strategy ETF, Innovator Hedged TSLA Strategy ETF, Innovator Uncapped Accelerated U.S. Equity ETFs, Innovator Equity Managed Floor ETF, and Innovator Gradient Tactical Rotation Strategy ETF (the "Funds"), each a series of Innovator ETFs Trust, as of and for the year or period ended October 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N"CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP). A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2023.

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ COHEN & COMPANY, LTD.

COHEN & COMPANY, LTD.

Milwaukee, Wisconsin

December 22, 2023

C O H E N & C O M P A N Y , L T D .

800.229.1099 | 866.818.4538 fa x | cohencpa.com

Registered with the Public Company Accounting Oversight Board

 INTERNAL CONTROL RPT 3 internalcontrolrpt_sp2023.htm INNOVATOR ETFS INTERNAL CONTROL REPORTS PDFtoHTML Conversion Output

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Shareholders and Board of Trustees of Innovator ETFs Trust

In planning and performing our audit of the financial statements of Innovator U.S. Equity Buffer ETF " January, Innovator U.S. Equity Buffer ETF " February, Innovator U.S. Equity Buffer ETF " March, Innovator U.S. Equity Buffer ETF " April, Innovator U.S. Equity Buffer ETF " May, Innovator U.S. Equity Buffer ETF " June, Innovator U.S. Equity Buffer ETF " July, Innovator U.S. Equity Buffer ETF " August, Innovator U.S. Equity Buffer ETF " September, Innovator U.S. Equity Buffer ETF " October, Innovator U.S. Equity Buffer ETF " November, Innovator U.S. Equity Buffer ETF " December, Innovator U.S. Equity Power Buffer ETF " January, Innovator U.S. Equity Power Buffer ETF " February, Innovator U.S. Equity Power Buffer ETF " March, Innovator U.S. Equity Power Buffer ETF " April, Innovator U.S. Equity Power Buffer ETF " May, Innovator U.S. Equity Power Buffer ETF " June, Innovator U.S. Equity Power Buffer ETF " July, Innovator U.S. Equity Power Buffer ETF " August, Innovator U.S. Equity Power Buffer ETF " September, Innovator U.S. Equity Power Buffer ETF " October, Innovator U.S. Equity Power Buffer ETF " November, Innovator U.S. Equity Power Buffer ETF " December, Innovator U.S. Equity Ultra Buffer ETF " January, Innovator U.S. Equity Ultra Buffer ETF " February, Innovator U.S. Equity Ultra Buffer ETF " March, Innovator U.S. Equity Ultra Buffer ETF " April, Innovator U.S. Equity Ultra Buffer ETF " May, Innovator U.S. Equity Ultra Buffer ETF " June, Innovator U.S. Equity Ultra Buffer ETF " July, Innovator U.S. Equity Ultra Buffer ETF " August, Innovator U.S. Equity Ultra Buffer ETF " September, Innovator U.S. Equity Ultra Buffer ETF " October, Innovator U.S. Equity Ultra Buffer ETF " November, Innovator U.S. Equity Ultra Buffer ETF – December, Innovator Premier Income 10 Barrier ETF – April, Innovator Premier Income 20 Barrier ETF – April, Innovator Premier Income 30 Barrier ETF – April, Innovator Premier Income 40 Barrier ETF – April, Innovator Premier Income 10 Barrier ETF – July, Innovator Premier Income 20 Barrier ETF – July, Innovator Premier Income 30 Barrier ETF – July, Innovator Premier Income 40 Barrier ETF – July, Innovator Premier Income 10 Barrier ETF – October, Innovator Premier Income 20 Barrier ETF – October, Innovator Premier Income 30 Barrier ETF – October, Innovator Premier Income 40 Barrier ETF – October, Innovator U.S. Equity 5 to 15 Buffer ETF – Quarterly, Innovator U.S. Equity 10 Buffer ETF – Quarterly, Innovator Premium Income 9 Buffer ETF – October and Innovator Premium Income 15 Buffer ETF – October (the "Funds"), each a series of Innovator ETFs Trust, as of and for the year or period ended October 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N"CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP). A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide

reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2023.

This report is intended solely for the information and use of management and the Board of Trustees of the Funds' and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ COHEN & COMPANY, LTD.

COHEN & COMPANY, LTD.

Milwaukee, Wisconsin

December 22, 2023

C O H E N & C O M P A N Y , L T D .

800.229.1099 | 866.818.4538 fa x | cohencpa.com

Registered with the Public Company Accounting Oversight Board

 INTERNAL CONTROL RPT 4 internalcontrolrpt_do2023.htm INNOVATOR ETFS INTERNAL CONTROL REPORTS PDFtoHTML Conversion Output
 
 

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Shareholders and Board of Trustees of Innovator ETFs Trust

In planning and performing our audit of the financial statements of Innovator International Developed Power Buffer ETF " January, Innovator International Developed Power Buffer ETF " April, Innovator International Developed Power Buffer ETF " July, Innovator International Developed Power Buffer ETF " September, Innovator International Developed Power Buffer ETF " October, Innovator International Developed Power Buffer ETF – November, Innovator Emerging Markets Power Buffer ETF " January, Innovator Emerging Markets Power Buffer ETF " April, Innovator Emerging Markets Power Buffer ETF " July, Innovator Emerging Markets Power Buffer ETF " October, Innovator Growth"100 Power Buffer ETF " January, Innovator Growth"100 Power Buffer ETF " April, Innovator Growth"100 Power Buffer ETF " July, Innovator Growth"100 Power Buffer ETF " October, Innovator U.S. Small Cap Power Buffer ETF " January, Innovator U.S. Small Cap Power Buffer ETF " April, Innovator U.S. Small Cap Power Buffer ETF " July, Innovator U.S. Small Cap Power Buffer ETF " October, Innovator Double Stacker ETF " January, Innovator Triple Stacker ETF " January, Innovator Double Stacker 9 Buffer ETF " January, Innovator U.S. Equity Accelerated ETF – January, Innovator U.S. Equity Accelerated ETF " April, Innovator U.S. Equity Accelerated ETF " July, Innovator U.S. Equity Accelerated ETF " October, Innovator U.S. Equity Accelerated Plus ETF – January, Innovator U.S. Equity Accelerated Plus ETF " April, Innovator U.S. Equity Accelerated Plus ETF " July, Innovator U.S. Equity Accelerated Plus ETF " October, Innovator U.S. Equity Accelerated 9 Buffer ETF – January, Innovator U.S. Equity Accelerated 9 Buffer ETF " April, Innovator U.S. Equity Accelerated 9 Buffer ETF " July, Innovator U.S. Equity Accelerated 9 Buffer ETF " October, Innovator Growth Accelerated Plus ETF – January, Innovator Growth Accelerated Plus ETF " April, Innovator Growth Accelerated Plus ETF " July, Innovator Growth Accelerated Plus ETF " October, Innovator 20+ Year Treasury Bond 9 Buffer ETF " July, Innovator 20+ Year Treasury Bond 5 Floor ETF " Quarterly, Innovator Defined Wealth Shield ETF, Innovator U.S. Equity Accelerated ETF " Quarterly, Innovator Growth Accelerated ETF – Quarterly, and Innovator Equity Defined Protection ETF – 2 Yr to July 2025 (the "Funds"), each a series of Innovator ETFs Trust, as of and for the year or period ended October 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N"CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Funds' is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP). A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made

 

only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2023.

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ COHEN & COMPANY, LTD.

COHEN & COMPANY, LTD.

Milwaukee, Wisconsin

December 22, 2023

C O H E N & C O M P A N Y , L T D .

800.229.1099 | 866.818.4538 fa x | cohencpa.com

Registered with the Public Company Accounting Oversight Board