0001145549-23-001322.txt : 20230113 0001145549-23-001322.hdr.sgml : 20230113 20230113122508 ACCESSION NUMBER: 0001145549-23-001322 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20230113 DATE AS OF CHANGE: 20230113 EFFECTIVENESS DATE: 20230113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Innovator ETFs Trust CENTRAL INDEX KEY: 0001415726 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22135 FILM NUMBER: 23527978 BUSINESS ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 800-621-1675 MAIL ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATOR ETFS TRUST DATE OF NAME CHANGE: 20170825 FORMER COMPANY: FORMER CONFORMED NAME: Academy Funds Trust DATE OF NAME CHANGE: 20071019 0001415726 S000047761 Innovator IBD(R) 50 ETF C000150102 Innovator IBD(R) 50 ETF FFTY 0001415726 S000058251 Innovator U.S. Equity Buffer ETF - July C000190964 Innovator U.S. Equity Buffer ETF - July 0001415726 S000058252 Innovator U.S. Equity Power Buffer ETF - July C000190965 Innovator U.S. Equity Power Buffer ETF - July 0001415726 S000058253 Innovator U.S. Equity Ultra Buffer ETF - July C000190966 Innovator U.S. Equity Ultra Buffer ETF - July 0001415726 S000062244 Innovator Loup Frontier Tech ETF C000201551 Innovator Loup Frontier Tech ETF 0001415726 S000063057 Innovator IBD Breakout Opportunities ETF C000204535 Innovator IBD Breakout Opportunities ETF 0001415726 S000063477 Innovator U.S. Equity Buffer ETF - October C000205657 Innovator U.S. Equity Buffer ETF - October 0001415726 S000063478 Innovator U.S. Equity Power Buffer ETF - October C000205658 Innovator U.S. Equity Power Buffer ETF - October 0001415726 S000063479 Innovator U.S. Equity Ultra Buffer ETF - October C000205660 Innovator U.S. Equity Ultra Buffer ETF - October 0001415726 S000063994 Innovator U.S. Equity Buffer ETF - January C000207057 Innovator U.S. Equity Buffer ETF - January 0001415726 S000063995 Innovator U.S. Equity Power Buffer ETF - January C000207058 Innovator U.S. Equity Power Buffer ETF - January 0001415726 S000063996 Innovator U.S. Equity Ultra Buffer ETF - January C000207059 Innovator U.S. Equity Ultra Buffer ETF - January 0001415726 S000064001 Innovator U.S. Small Cap Power Buffer ETF - January C000207068 Innovator U.S. Small Cap Power Buffer ETF - January 0001415726 S000064004 Innovator International Developed Power Buffer ETF - January C000207071 Innovator International Developed Power Buffer ETF - January 0001415726 S000064007 Innovator Emerging Markets Power Buffer ETF - January C000207074 Innovator Emerging Markets Power Buffer ETF - January 0001415726 S000065115 Innovator U.S. Equity Ultra Buffer ETF - April C000210831 Innovator U.S. Equity Ultra Buffer ETF - April 0001415726 S000065116 Innovator U.S. Equity Power Buffer ETF - April C000210832 Innovator U.S. Equity Power Buffer ETF - April 0001415726 S000065117 Innovator U.S. Equity Buffer ETF - April C000210833 Innovator U.S. Equity Buffer ETF - April 0001415726 S000065317 Innovator U.S. Small Cap Power Buffer ETF - October C000211375 Innovator U.S. Small Cap Power Buffer ETF - October 0001415726 S000065320 Innovator International Developed Power Buffer ETF - July C000211378 Innovator International Developed Power Buffer ETF - July 0001415726 S000065323 Innovator Emerging Markets Power Buffer ETF - July C000211381 Innovator Emerging Markets Power Buffer ETF - July 0001415726 S000065329 Innovator Growth-100 Power Buffer ETF - October C000211387 Innovator Growth-100 Power Buffer ETF - October 0001415726 S000065371 Innovator U.S. Equity Ultra Buffer ETF - June C000211456 Innovator U.S. Equity Ultra Buffer ETF - June 0001415726 S000065372 Innovator U.S. Equity Power Buffer ETF - June C000211457 Innovator U.S. Equity Power Buffer ETF - June 0001415726 S000065373 Innovator U.S. Equity Buffer ETF - June C000211458 Innovator U.S. Equity Buffer ETF - June 0001415726 S000066060 Innovator U.S. Equity Ultra Buffer ETF - August C000213581 Innovator U.S. Equity Ultra Buffer ETF - August 0001415726 S000066061 Innovator U.S. Equity Power Buffer ETF - August C000213582 Innovator U.S. Equity Power Buffer ETF - August 0001415726 S000066062 Innovator U.S. Equity Buffer ETF - August C000213583 Innovator U.S. Equity Buffer ETF - August 0001415726 S000066307 Innovator U.S. Equity Ultra Buffer ETF - September C000214097 Innovator U.S. Equity Ultra Buffer ETF - September 0001415726 S000066308 Innovator U.S. Equity Power Buffer ETF - September C000214098 Innovator U.S. Equity Power Buffer ETF - September 0001415726 S000066309 Innovator U.S. Equity Buffer ETF - September C000214099 Innovator U.S. Equity Buffer ETF - September 0001415726 S000066605 Innovator International Developed Power Buffer ETF - October C000214791 Innovator International Developed Power Buffer ETF - October 0001415726 S000066606 Innovator Emerging Markets Power Buffer ETF - October C000214792 Innovator Emerging Markets Power Buffer ETF - October 0001415726 S000066826 Innovator U.S. Equity Ultra Buffer ETF - November C000215175 Innovator U.S. Equity Ultra Buffer ETF - November 0001415726 S000066827 Innovator U.S. Equity Power Buffer ETF - November C000215176 Innovator U.S. Equity Power Buffer ETF - November 0001415726 S000066828 Innovator U.S. Equity Buffer ETF - November C000215177 Innovator U.S. Equity Buffer ETF - November 0001415726 S000067131 Innovator U.S. Equity Ultra Buffer ETF - December C000215957 Innovator U.S. Equity Ultra Buffer ETF - December 0001415726 S000067132 Innovator U.S. Equity Power Buffer ETF - December C000215958 Innovator U.S. Equity Power Buffer ETF - December 0001415726 S000067133 Innovator U.S. Equity Buffer ETF - December C000215959 Innovator U.S. Equity Buffer ETF - December 0001415726 S000067348 Innovator Growth-100 Power Buffer ETF - January C000216543 Innovator Growth-100 Power Buffer ETF - January 0001415726 S000067825 Innovator U.S. Equity Ultra Buffer ETF - February C000217571 Innovator U.S. Equity Ultra Buffer ETF - February 0001415726 S000067826 Innovator U.S. Equity Power Buffer ETF - February C000217572 Innovator U.S. Equity Power Buffer ETF - February 0001415726 S000067827 Innovator U.S. Equity Buffer ETF - February C000217573 Innovator U.S. Equity Buffer ETF - February 0001415726 S000068075 Innovator U.S. Equity Ultra Buffer ETF - March C000218117 Innovator U.S. Equity Ultra Buffer ETF - March 0001415726 S000068076 Innovator U.S. Equity Power Buffer ETF - March C000218118 Innovator U.S. Equity Power Buffer ETF - March 0001415726 S000068077 Innovator U.S. Equity Buffer ETF - March C000218119 Innovator U.S. Equity Buffer ETF - March 0001415726 S000068279 Innovator International Developed Power Buffer ETF - April C000218587 Innovator International Developed Power Buffer ETF - April 0001415726 S000068280 Innovator Emerging Markets Power Buffer ETF - April C000218588 Innovator Emerging Markets Power Buffer ETF - April 0001415726 S000068282 Innovator Growth-100 Power Buffer ETF - April C000218590 Innovator Growth-100 Power Buffer ETF - April 0001415726 S000068284 Innovator U.S. Small Cap Power Buffer ETF - April C000218592 Innovator U.S. Small Cap Power Buffer ETF - April 0001415726 S000068502 Innovator U.S. Equity Ultra Buffer ETF - May C000219060 Innovator U.S. Equity Ultra Buffer ETF - May 0001415726 S000068503 Innovator U.S. Equity Power Buffer ETF - May C000219061 Innovator U.S. Equity Power Buffer ETF - May 0001415726 S000068504 Innovator U.S. Equity Buffer ETF - May C000219062 Innovator U.S. Equity Buffer ETF - May 0001415726 S000068655 Innovator 20+ Year Treasury Bond 9 Buffer ETF - July C000219603 Innovator 20+ Year Treasury Bond 9 Buffer ETF - July 0001415726 S000068658 Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly C000219606 Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly 0001415726 S000068868 Innovator U.S. Small Cap Power Buffer ETF - July C000220092 Innovator U.S. Small Cap Power Buffer ETF - July 0001415726 S000068870 Innovator Growth-100 Power Buffer ETF - July C000220094 Innovator Growth-100 Power Buffer ETF - July 0001415726 S000068877 Innovator Double Stacker ETF - October C000220101 Innovator Double Stacker ETF - October 0001415726 S000069602 Innovator Double Stacker 9 Buffer ETF - October C000222026 Innovator Double Stacker 9 Buffer ETF - October 0001415726 S000069603 Innovator Triple Stacker ETF - October C000222027 Innovator Triple Stacker ETF - October 0001415726 S000070508 Innovator Double Stacker 9 Buffer ETF - January C000224017 Innovator Double Stacker 9 Buffer ETF - January 0001415726 S000070517 Innovator Double Stacker ETF - January C000224026 Innovator Double Stacker ETF - January 0001415726 S000070518 Innovator Triple Stacker ETF - January C000224027 Innovator Triple Stacker ETF - January 0001415726 S000070747 Innovator U.S. Equity Accelerated ETF - April C000224889 Innovator U.S. Equity Accelerated ETF - April 0001415726 S000070748 Innovator U.S. Equity Accelerated 9 Buffer ETF - April C000224890 Innovator U.S. Equity Accelerated 9 Buffer ETF - April 0001415726 S000070749 Innovator U.S. Equity Accelerated Plus ETF - April C000224891 Innovator U.S. Equity Accelerated Plus ETF - April 0001415726 S000070878 Innovator Growth Accelerated ETF - Quarterly C000225133 Innovator Growth Accelerated ETF - Quarterly 0001415726 S000070879 Innovator U.S. Equity Accelerated ETF - Quarterly C000225134 Innovator U.S. Equity Accelerated ETF - Quarterly 0001415726 S000070880 Innovator Growth Accelerated Plus ETF - April C000225135 Innovator Growth Accelerated Plus ETF - April 0001415726 S000072375 Innovator U.S. Equity Accelerated ETF - July C000228554 Innovator U.S. Equity Accelerated ETF - July 0001415726 S000072376 Innovator U.S. Equity Accelerated Plus ETF - July C000228555 Innovator U.S. Equity Accelerated Plus ETF - July 0001415726 S000072377 Innovator U.S. Equity Accelerated 9 Buffer ETF - July C000228556 Innovator U.S. Equity Accelerated 9 Buffer ETF - July 0001415726 S000072378 Innovator Growth Accelerated Plus ETF - July C000228557 Innovator Growth Accelerated Plus ETF - July 0001415726 S000072431 Innovator Defined Wealth Shield ETF C000228657 Innovator Defined Wealth Shield ETF 0001415726 S000073670 Innovator U.S. Equity Accelerated 9 Buffer ETF - October C000230742 Innovator U.S. Equity Accelerated 9 Buffer ETF - October 0001415726 S000073671 Innovator U.S. Equity Accelerated Plus ETF - October C000230743 Innovator U.S. Equity Accelerated Plus ETF - October 0001415726 S000073672 Innovator U.S. Equity Accelerated ETF - October C000230744 Innovator U.S. Equity Accelerated ETF - October 0001415726 S000073673 Innovator Growth Accelerated Plus ETF - October C000230745 Innovator Growth Accelerated Plus ETF - October 0001415726 S000073678 Innovator S&P Investment Grade Preferred ETF C000230750 Innovator S&P Investment Grade Preferred ETF 0001415726 S000073679 Innovator Laddered Allocation Power Buffer ETF C000230751 Innovator Laddered Allocation Power Buffer ETF 0001415726 S000074845 Innovator U.S. Equity Accelerated ETF - January C000233112 Innovator U.S. Equity Accelerated ETF - January 0001415726 S000074846 Innovator U.S. Equity Accelerated Plus ETF - January C000233113 Innovator U.S. Equity Accelerated Plus ETF - January 0001415726 S000074847 Innovator U.S. Equity Accelerated 9 Buffer ETF - January C000233114 Innovator U.S. Equity Accelerated 9 Buffer ETF - January 0001415726 S000074848 Innovator Growth Accelerated Plus ETF - January C000233115 Innovator Growth Accelerated Plus ETF - January 0001415726 S000075196 Innovator Laddered Allocation Buffer ETF C000234039 Innovator Laddered Allocation Buffer ETF 0001415726 S000075439 Innovator Buffer Step-Up Strategy ETF C000234537 Innovator Buffer Step-Up Strategy ETF 0001415726 S000075440 Innovator Power Buffer Step-Up Strategy ETF C000234538 Innovator Power Buffer Step-Up Strategy ETF 0001415726 S000075941 Innovator Hedged TSLA Strategy ETF C000235316 Innovator Hedged TSLA Strategy ETF 0001415726 S000077042 Innovator Uncapped Accelerated U.S. Equity ETF C000237181 Innovator Uncapped Accelerated U.S. Equity ETF N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001415726 XXXXXXXX false false false N-1A S000047761 true S000063057 true S000062244 true S000073678 true S000073679 true S000063994 true S000063995 true S000063996 true S000067827 true S000067826 true S000067825 true S000068077 true S000068076 true S000068075 true S000065117 true S000065116 true S000065115 true S000068504 true S000068503 true S000068502 true S000065373 true S000065372 true S000065371 true S000058251 true S000058252 true S000058253 true S000066062 true S000066061 true S000066060 true S000066309 true S000066308 true S000066307 true S000063477 true S000063478 true S000063479 true S000066828 true S000066827 true S000066826 true S000067133 true S000067132 true S000067131 true S000064004 true S000068279 true S000065320 true S000066605 true S000064007 true S000068280 true S000065323 true S000066606 true S000067348 true S000068282 true S000068870 true S000065329 true S000064001 true S000068284 true S000068868 true S000065317 true S000068658 true S000068655 true S000070517 true S000068877 true S000070518 true S000069603 true S000070508 true S000069602 true S000070747 true S000072375 true S000073672 true S000070749 true S000072376 true S000073671 true S000070748 true S000072377 true S000073670 true S000070880 true S000072378 true S000073673 true S000072431 true S000070879 true S000070878 true S000075196 true S000075439 true S000075440 true S000075941 true S000077042 true S000074845 true S000074846 true S000074847 true S000074848 true Innovator ETFs Trust 811-22135 0001415726 549300MFJRNH6TF8OL20 109 North Hale Street Wheaton 60187 US-IL US 8002085212 U.S. Bancorp Fund Services LLC 615 East Michigan Street Milwaukee 53202 8336121912 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940. Innovator Capital Management, LLC 109 North Hale Street Wheaton 60187 8002085212 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940. N N N N-1A 89 Y Brian J. Wildman 001854700 N H. Bruce Bond N/A Y Joe Stowell N/A N Mark Berg 002724564 N Kevin Gustafson 005029392 109 North Hale Street Wheaton 60187 XXXXXX N N N N N N Foreside Funds Distributors LLC 8-32480 000031334 N/A N N Cohen & Company, Ltd. 00925 N/A N N N N N N Innovator IBD(R) 50 ETF S000047761 549300QQTQDDIU5RFC17 N 1 0 0 Exchange-Traded Fund N Y -0.246329781756 -0.621029765756 0.308896159848 0.309085489473 N N Y N N U.S. Bank, N.A. 6BYL5QZYBDK8S7L73M02 N N Revenue sharing split Cash collateral reinvestment fee 33883314.090000000000 349330.720000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Penserra Capital Management LLC 801-80466 000159042 549300I8X5UWMSXOJ371 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 99030.810000000000 JANE STREET EXECUTION SERVICES, LLC 008-69254 000167280 549300HXJLXCPDWAH070 19266.940000000000 SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 253916.230000000000 SUSQUEHANNA FINANCIAL GROUP, LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 632405.050000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 44845.680000000000 1049464.710000000000 0.000000000000 N 164666309.738712000000 N N N N Innovator IBD(R) Breakout Opportunities ETF S000063057 549300KDAZCI08222U41 N 1 0 0 Exchange-Traded Fund N Y -0.368744909036 -1.052001871036 0.245136452780 0.245372830900 Y N Y N N U.S. Bank, N.A. 6BYL5QZYBDK8S7L73M02 N N Revenue sharing split Cash collateral reinvestment fee 2909572.950000000000 3918.540000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Penserra Capital Management LLC 801-80466 000159042 549300I8X5UWMSXOJ371 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 10515.000000000000 SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 27299.670000000000 SUSQUEHANNA FINANCIAL GROUP, LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 64091.970000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 10855.640000000000 112762.280000000000 0.000000000000 N 16174852.084246600000 N N N N Innovator Loup Frontier Tech ETF S000062244 549300VD4EYYYQS0EH87 N 1 0 0 Exchange-Traded Fund N Y 0.038641283390 -0.338835724610 0.704155929012 0.704516722432 N N Y N N U.S. Bank, N.A. 6BYL5QZYBDK8S7L73M02 N N Revenue sharing split Cash collateral reinvestment fee 12971959.470000000000 23125.860000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Penserra Capital Management LLC 801-80466 000159042 549300I8X5UWMSXOJ371 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SUSQUEHANNA FINANCIAL GROUP, LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 49367.550000000000 49367.550000000000 0.000000000000 N 54410982.533671200000 N N N N Innovator S&P Investment Grade Preferred ETF S000073678 549300JY7G5F0EJ1SJ45 N 1 0 0 Exchange-Traded Fund N Y 0.172994607956 -0.194909987044 0.105814922229 0.105899891408 N N Y N N U.S. Bank, N.A. 6BYL5QZYBDK8S7L73M02 N N Revenue sharing split Cash collateral reinvestment fee 10460614.540000000000 210522.210000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Penserra Capital Management LLC 801-80466 000159042 549300I8X5UWMSXOJ371 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 60855.690000000000 60855.690000000000 0.000000000000 N 166173530.170110000000 N N N N Innovator Laddered Allocation Power Buffer ETF S000073679 549300059DFJC42IV140 N 1 0 0 Exchange-Traded Fund Fund of Funds N Y 0.129232092621 -0.063401267379 0.019358602329 0.019376395072 N N Y N N U.S. Bank, N.A. 6BYL5QZYBDK8S7L73M02 N N Revenue sharing split Cash collateral reinvestment fee 3142026.480000000000 56586.150000000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 12d1-4 (17 CFR 270.12d1-4) Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Y Y N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Penserra Capital Management LLC 801-80466 000159042 549300I8X5UWMSXOJ371 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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March S000068076 549300LI2UXU313PAS05 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 102748.400000000000 102748.400000000000 0.000000000000 N 192130900.983671000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - March S000068075 549300684X7VY30L2204 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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May S000068503 549300V5LVD8Z4MBWV67 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 174925.600000000000 174925.600000000000 0.000000000000 N 303762334.251726000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - May S000068502 549300KQIU75JH72XF02 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 31544.200000000000 31544.200000000000 0.000000000000 N 54162461.601534200000 N N N N Innovator U.S. Equity Buffer ETF - July S000058251 549300IE5R6FINFGPR80 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 118495.150000000000 118495.150000000000 0.000000000000 N 111480709.175918000000 N N N N Innovator U.S. Equity Power Buffer ETF - July S000058252 549300PJS2HKPCRBN519 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 203773.400000000000 203773.400000000000 0.000000000000 N 267603489.817945000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - July S000058253 5493006DU4GMLK7II015 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 38461.600000000000 38461.600000000000 0.000000000000 N 50215139.524164400000 N N N N Innovator U.S. Equity Buffer ETF - August S000066062 549300LLIZT6ZSQPQ331 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 78704.800000000000 78704.800000000000 415.770000000000 N 103297831.756712000000 N N N N Innovator U.S. Equity Power Buffer ETF - August S000066061 549300D4FF5UI0WOGK75 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 165453.400000000000 165453.400000000000 0.000000000000 N 231685940.847699000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - August S000066060 549300DUMFS2PTKL8533 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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September S000066308 549300AO0TY6BT87ZL59 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 213038.700000000000 213038.700000000000 0.000000000000 N 296653751.052575000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - September S000066307 549300V1PUBFXIJ8MF79 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 57101.200000000000 57101.200000000000 0.000000000000 N 68284762.000958900000 N N N N Innovator U.S. Equity Buffer ETF - October S000063477 549300XKPBVJDVS52A85 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 95400.300000000000 95400.300000000000 0.000000000000 N 108526628.807315000000 N N N N Innovator U.S. Equity Power Buffer ETF - October S000063478 549300PXPWH1NF5B5H38 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 258613.800000000000 258613.800000000000 0.000000000000 N 238726098.334027000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - October S000063479 549300ZF8SBFMX5PEX25 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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November S000066827 549300UM6R4DYWWUSK93 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 154196.700000000000 154196.700000000000 0.000000000000 N 193905965.101507000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - November S000066826 549300QTDBF01KP7V133 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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December S000067132 549300ZAEIRVLHKS5W61 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 66135.600000000000 66135.600000000000 0.000000000000 N 208883154.739233000000 N N N N Innovator U.S. Equity Ultra Buffer ETF - December S000067131 549300IW11XA3Y08QI27 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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April S000068279 549300EWOKN37X699N97 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T210 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 52215.060000000000 52215.060000000000 0.000000000000 N 47392309.217589000000 N N N N Innovator International Developed Power Buffer ETF - July S000065320 549300RXJDD22G286M17 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 91689.960000000000 91689.960000000000 0.000000000000 N 80131055.390958900000 N N N N Innovator International Developed Power Buffer ETF - October S000066605 549300PPLMFM65WC6S52 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 34013.190000000000 34013.190000000000 0.000000000000 N 19562735.702274000000 N N N N Innovator Emerging Markets Power Buffer ETF - January S000064007 549300HXUUICVADAT111 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 90139.060000000000 90139.060000000000 0.000000000000 N 85171924.814465700000 N N N N Innovator Emerging Markets Power Buffer ETF - April S000068280 549300O3OBH14XM9S384 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 33496.040000000000 33496.040000000000 0.000000000000 N 38597090.300493200000 N N N N Innovator Emerging Markets Power Buffer ETF - July S000065323 5493000GHNTPIOTUNF27 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 38566.360000000000 38566.360000000000 0.000000000000 N 37976661.331917800000 N N N N Innovator Emerging Markets Power Buffer ETF - October S000066606 549300B8TISSIYO8GZ56 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 13058.500000000000 13058.500000000000 0.120000000000 N 8927113.057863010000 N N N N Innovator Growth-100 Power Buffer ETF - January S000067348 54930032U2XZ68O2R197 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 92172.200000000000 92172.200000000000 0.000000000000 N 105296462.645918000000 N N N N Innovator Growth-100 Power Buffer ETF - April S000068282 5493001F8HD8EHG8OY41 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 36224.250000000000 36224.250000000000 0.000000000000 N 50840333.760657500000 N N N N Innovator Growth-100 Power Buffer ETF - July S000068870 549300Q6DOYRETPGFO86 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 73889.600000000000 73889.600000000000 0.000000000000 N 71474068.355205500000 N N N N Innovator Growth-100 Power Buffer ETF - October S000065329 549300C0AEXDRDRR3S55 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 40006.300000000000 40006.300000000000 0.000000000000 N 65942024.521890400000 N N N N Innovator U.S. Small Cap Power Buffer ETF - January S000064001 549300MG23BITSK8PX53 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 147329.400000000000 147329.400000000000 0.000000000000 N 108646683.966575000000 N N N N Innovator U.S. Small Cap Power Buffer ETF - April S000068284 5493007V2PJYRREBRD77 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 68217.600000000000 68217.600000000000 0.000000000000 N 86580925.479013700000 N N N N Innovator U.S. Small Cap Power Buffer ETF - July S000068868 549300CHHF0QQZ5ECX59 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 65802.650000000000 65802.650000000000 0.000000000000 N 65310820.802958900000 N N N N Innovator U.S. Small Cap Power Buffer ETF - October S000065317 5493007V6J08W5N0MP80 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 42402.400000000000 42402.400000000000 0.000000000000 N 40592515.310712300000 N N N N Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly S000068658 549300NGJ8JC58SM9815 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 25929.240000000000 25929.240000000000 41112.000000000000 N 8585277.063342470000 N N N N Innovator 20+ Year Treasury Bond 9 Buffer ETF - July S000068655 549300STB0Y4P8BKWX95 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 17090.480000000000 17090.480000000000 0.000000000000 N 7485801.749068490000 N N N N Innovator Double Stacker ETF - January S000070517 549300PVXEOCL41IQ272 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 6573.150000000000 6573.150000000000 0.000000000000 N 4977946.016767120000 N N N N Innovator Double Stacker ETF - October S000068877 5493008Z652VSKTY8O18 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 2394.000000000000 2394.000000000000 0.000000000000 N 7059624.478712330000 N N N N Innovator Triple Stacker ETF - January S000070518 5493003WGGIC8BFQG629 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - 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Quarterly S000070878 549300DQFEU8N5GDU833 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Innovator Capital Management, LLC 801-110111 000287718 549300JYHCRMRUAPI398 N Milliman Financial Risk Management LLC 801-73056 000159377 5493002H8STET494T224 N N U.S. Bancorp Fund Services, LLC 85-11357 N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N CBOE Global Indices, LLC N/A N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N U.S. Bancorp Fund Services, LLC N/A N N N SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 36960.650000000000 36960.650000000000 0.000000000000 N 14728600.938383600000 N N N N Innovator IBD(R) 50 ETF S000047761 Y 50000.000000000000 22.000000000000 8.134803358333 78.000000000000 8.134795193333 1.000000000000 0.499827463333 99.000000000000 0.499829376667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A Y Innovator IBD(R) Breakout Opportunities ETF S000063057 Y 50000.000000000000 0.000000000000 0.213427550000 100.000000000000 0.213427550000 0.000000000000 0.933371745000 100.000000000000 0.933391260000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A Y Innovator Loup Frontier Tech ETF S000062244 Y 50000.000000000000 52.000000000000 0.575800000000 48.000000000000 0.575800000000 -3.000000000000 2.565163516667 103.000000000000 2.565191900000 N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A Y Innovator S&P Investment Grade Preferred ETF S000073678 Y 50000.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 1.000000000000 0.000000000000 99.000000000000 0.000000000000 N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A Y Innovator Laddered Allocation Power Buffer ETF S000073679 Y 50000.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A N/A 500.000000000000 N/A Y Innovator Laddered Allocation Buffer ETF S000075196 Y 25000.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A Y Innovator Buffer Step-Up Strategy ETF S000075439 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 26.000000000000 0.000000000000 74.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Power Buffer Step-Up Strategy ETF S000075440 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 26.000000000000 0.000000000000 74.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Hedged TSLA Strategy ETF S000075941 Y 10000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 69.000000000000 0.000000000000 31.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Uncapped Accelerated U.S. Equity ETF S000077042 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - January S000063994 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 69.000000000000 22.270179952500 31.000000000000 22.270158797500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - January S000063995 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 78.000000000000 13.748696243333 22.000000000000 13.748682925000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - January S000063996 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 45.000000000000 23.436847962500 55.000000000000 23.436824955000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - February S000067827 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 80.000000000000 0.000000000000 20.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - February S000067826 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 67.000000000000 0.000000000000 33.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - February S000067825 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 0.000000000000 32.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - March S000068077 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 79.000000000000 0.000000000000 21.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - March S000068076 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 74.000000000000 0.000000000000 26.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - March S000068075 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 22.000000000000 0.000000000000 78.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - April S000065117 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 78.000000000000 11.973568187500 22.000000000000 11.973555742500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - April S000065116 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 75.000000000000 15.987330008000 25.000000000000 15.987313626000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - April S000065115 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 59.000000000000 8.284844265000 41.000000000000 8.284835770000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - May S000068504 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 41.000000000000 0.000000000000 59.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - May S000068503 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 60.000000000000 0.000000000000 40.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - May S000068502 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 0.000000000000 32.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - June S000065373 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 73.000000000000 22.625626405000 27.000000000000 22.625604272500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - June S000065372 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 71.000000000000 7.193377806667 29.000000000000 7.193370666667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - June S000065371 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 98.000000000000 15.285966583333 2.000000000000 15.285950443333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - July S000058251 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 96.000000000000 13.555814844000 4.000000000000 13.555801348000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - July S000058252 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 95.000000000000 14.313438862000 5.000000000000 14.313424270000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - July S000058253 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 98.000000000000 7.837144843333 2.000000000000 7.837136493333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - August S000066062 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 93.000000000000 19.816493987500 7.000000000000 19.816474247500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - August S000066061 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 93.000000000000 14.535921106000 7.000000000000 14.535905882000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - August S000066060 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 98.000000000000 8.326907753333 2.000000000000 8.326899166667 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - September S000066309 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 90.000000000000 43.823249050000 10.000000000000 43.823205080000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - September S000066308 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 92.000000000000 0.000000000000 8.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - September S000066307 Y 25000.000000000000 100.000000000000 4.507131937500 0.000000000000 4.507127217500 89.000000000000 11.037507042500 11.000000000000 11.037495400000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - October S000063477 Y 25000.000000000000 100.000000000000 5.059342450000 0.000000000000 5.059337352500 76.000000000000 21.965632227500 24.000000000000 21.965610717500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - October S000063478 Y 25000.000000000000 100.000000000000 2.947747456000 0.000000000000 2.947744476000 95.000000000000 7.074802034000 5.000000000000 7.074794760000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - October S000063479 Y 25000.000000000000 99.000000000000 7.481886726667 1.000000000000 7.481879093333 60.000000000000 15.603639106667 40.000000000000 15.603624413333 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - November S000066828 Y 25000.000000000000 86.000000000000 0.000000000000 14.000000000000 0.000000000000 93.000000000000 0.000000000000 7.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - November S000066827 Y 25000.000000000000 93.000000000000 0.000000000000 7.000000000000 0.000000000000 78.000000000000 0.000000000000 22.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - November S000066826 Y 25000.000000000000 93.000000000000 0.000000000000 7.000000000000 0.000000000000 78.000000000000 0.000000000000 22.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Buffer ETF - December S000067133 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 94.000000000000 0.000000000000 6.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Power Buffer ETF - December S000067132 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 92.000000000000 0.000000000000 8.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Ultra Buffer ETF - December S000067131 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 58.000000000000 0.000000000000 42.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - January S000064004 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 30.000000000000 0.000000000000 70.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - April S000068279 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 66.000000000000 0.000000000000 34.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - July S000065320 Y 25000.000000000000 100.000000000000 3.299129258000 0.000000000000 3.299125926000 46.000000000000 17.999266728000 54.000000000000 17.999248622000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator International Developed Power Buffer ETF - October S000066605 Y 25000.000000000000 99.000000000000 0.000000000000 1.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - January S000064007 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 70.000000000000 0.000000000000 30.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - April S000068280 Y 25000.000000000000 99.000000000000 0.000000000000 1.000000000000 0.000000000000 53.000000000000 0.000000000000 47.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - July S000065323 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 53.000000000000 15.308641027500 47.000000000000 15.308619462500 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Emerging Markets Power Buffer ETF - October S000066606 Y 25000.000000000000 97.000000000000 0.000000000000 3.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - January S000067348 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 42.000000000000 0.000000000000 58.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - April S000068282 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 47.000000000000 0.000000000000 53.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - July S000068870 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 47.000000000000 0.000000000000 53.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth-100 Power Buffer ETF - October S000065329 Y 35000.000000000000 97.000000000000 0.000000000000 3.000000000000 0.000000000000 50.000000000000 0.000000000000 50.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - January S000064001 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 48.000000000000 0.000000000000 52.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - April S000068284 Y 25000.000000000000 99.000000000000 0.000000000000 1.000000000000 0.000000000000 69.000000000000 0.000000000000 31.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - July S000068868 Y 25000.000000000000 98.000000000000 0.000000000000 2.000000000000 0.000000000000 43.000000000000 0.000000000000 57.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Small Cap Power Buffer ETF - October S000065317 Y 25000.000000000000 99.000000000000 0.000000000000 1.000000000000 0.000000000000 72.000000000000 0.000000000000 28.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly S000068658 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 54.000000000000 0.000000000000 46.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator 20+ Year Treasury Bond 9 Buffer ETF - July S000068655 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 39.000000000000 0.000000000000 61.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Double Stacker ETF - January S000070517 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 -252.000000000000 0.000000000000 352.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Double Stacker ETF - October S000068877 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 51.000000000000 0.000000000000 49.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Triple Stacker ETF - January S000070518 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 43.000000000000 0.000000000000 57.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Triple Stacker ETF - October S000069603 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 0.000000000000 32.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Double Stacker 9 Buffer ETF - January S000070508 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 42.000000000000 0.000000000000 58.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Double Stacker 9 Buffer ETF - October S000069602 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 0.000000000000 32.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - January S000074845 Y 25000.000000000000 1000.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - April S000070747 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 4.000000000000 0.000000000000 96.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - July S000072375 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 74.000000000000 0.000000000000 26.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - October S000073672 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 7.000000000000 0.000000000000 93.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - January S000074846 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 1.000000000000 0.000000000000 99.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - April S000070749 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 31.000000000000 0.000000000000 69.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - July S000072376 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 68.000000000000 0.000000000000 32.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated Plus ETF - October S000073671 Y 25000.000000000000 98.000000000000 0.000000000000 2.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - January S000074847 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - April S000070748 Y 25000.000000000000 97.000000000000 0.000000000000 3.000000000000 0.000000000000 22.000000000000 0.000000000000 78.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - July S000072377 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 53.000000000000 0.000000000000 47.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated 9 Buffer ETF - October S000073670 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 45.000000000000 0.000000000000 55.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - January S000074848 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 1.000000000000 0.000000000000 99.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - April S000070880 Y 25000.000000000000 83.000000000000 0.000000000000 17.000000000000 0.000000000000 51.000000000000 0.000000000000 49.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - July S000072378 Y 25000.000000000000 99.000000000000 0.000000000000 1.000000000000 0.000000000000 52.000000000000 0.000000000000 48.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated Plus ETF - October S000073673 Y 25000.000000000000 90.000000000000 0.000000000000 10.000000000000 0.000000000000 0.000000000000 0.000000000000 100.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Defined Wealth Shield ETF S000072431 Y 25000.000000000000 99.000000000000 0.000000000000 1.000000000000 0.000000000000 92.000000000000 0.000000000000 8.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator U.S. Equity Accelerated ETF - Quarterly S000070879 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 43.000000000000 0.000000000000 57.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N Innovator Growth Accelerated ETF - Quarterly S000070878 Y 25000.000000000000 100.000000000000 0.000000000000 0.000000000000 0.000000000000 13.000000000000 0.000000000000 87.000000000000 0.000000000000 N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N/A 300.000000000000 N/A N true INTERNAL CONTROL RPT 2 internalcontrolrpt_trad2022.htm INNOVATOR ETFS INTERNAL CONTROL REPORTS

  

  

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 

  

To the Shareholders and Board of Trustees of Innovator ETFs Trust 

  

In planning and performing our audit of the financial statements of Innovator IBD® 50 ETF, Innovator IBD® Breakout Opportunities ETF, Innovator Loup Frontier Tech ETF, Innovator S&P Investment Grade Preferred ETF, Innovator Laddered Allocation Power Buffer ETF, Innovator Laddered Allocation Buffer ETF, Innovator Buffer Step-Up Strategy ETF, Innovator Power Buffer Step-Up Strategy ETF, Innovator Hedged Tesla Strategy ETF, and Innovator Uncapped Accelerated U.S. Equity ETFs (the “Funds”), as of and for the year or period ended October 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting.  Accordingly, we express no such opinion. 

  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting.  In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls.  A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP).  A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.  

  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements.  Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis.  A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds’ annual or interim financial statements will not be prevented or detected on a timely basis. 

  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB.  However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2022.  

  

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

  

/s/ Cohen & Company, LTD.  

  

COHEN & COMPANY, LTD. 

Milwaukee, Wisconsin 

December 22, 2022 

  

 INTERNAL CONTROL RPT 3 internalcontrolrpt_sp2022.htm INNOVATOR ETFS INTERNAL CONTROL REPORTS

  

  

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 

  

To the Shareholders and Board of Trustees of Innovator ETFs Trust 

  

In planning and performing our audit of the financial statements of Innovator U.S. Equity Buffer ETF - January, Innovator U.S. Equity Buffer ETF - February, Innovator U.S. Equity Buffer ETF - March, Innovator U.S. Equity Buffer ETF - April, Innovator U.S. Equity Buffer ETF - May, Innovator U.S. Equity Buffer ETF - June, Innovator U.S. Equity Buffer ETF - July, Innovator U.S. Equity Buffer ETF - August, Innovator U.S. Equity Buffer ETF - September, Innovator U.S. Equity Buffer ETF - October, Innovator U.S. Equity Buffer ETF - November, Innovator U.S. Equity Buffer ETF - December, Innovator U.S. Equity Power Buffer ETF - January, Innovator U.S. Equity Power Buffer ETF - February, Innovator U.S. Equity Power Buffer ETF - March, Innovator U.S. Equity Power Buffer ETF - April, Innovator U.S. Equity Power Buffer ETF - May, Innovator U.S. Equity Power Buffer ETF - June, Innovator U.S. Equity Power Buffer ETF - July, Innovator U.S. Equity Power Buffer ETF - August, Innovator U.S. Equity Power Buffer ETF - September, Innovator U.S. Equity Power Buffer ETF - October, Innovator U.S. Equity Power Buffer ETF - November, Innovator U.S. Equity Power Buffer ETF - December, Innovator U.S. Equity Ultra Buffer ETF - January, Innovator U.S. Equity Ultra Buffer ETF - February, Innovator U.S. Equity Ultra Buffer ETF - March, Innovator U.S. Equity Ultra Buffer ETF - April, Innovator U.S. Equity Ultra Buffer ETF - May, Innovator U.S. Equity Ultra Buffer ETF - June, Innovator U.S. Equity Ultra Buffer ETF - July, Innovator U.S. Equity Ultra Buffer ETF - August, Innovator U.S. Equity Ultra Buffer ETF - September, Innovator U.S. Equity Ultra Buffer ETF - October, Innovator U.S. Equity Ultra Buffer ETF - November, and Innovator U.S. Equity Ultra Buffer ETF - December (the “Funds”) as of and for the year ended October 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting.  Accordingly, we express no such opinion. 

  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting.  In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls.  A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP).  A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.  

  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements.  Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis.  A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds’ annual or interim financial statements will not be prevented or detected on a timely basis. 

  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB.  However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2022.  

  

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

  

/s/ Cohen & Company, LTD. 

  

COHEN & COMPANY, LTD. 

Milwaukee, Wisconsin 

December 22, 2022 

  

  

 INTERNAL CONTROL RPT 4 internalcontrolrpt_do2022.htm INNOVATOR ETFS INTERNAL CONTROL REPORTS

  

  

  

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 

  

To the Shareholders and Board of Trustees of Innovator ETFs Trust 

  

In planning and performing our audit of the financial statements of Innovator International Developed Power Buffer ETF – January, Innovator International Developed Power Buffer ETF – April, Innovator International Developed Power Buffer ETF – July, Innovator International Developed Power Buffer ETF – October, Innovator Emerging Markets Power Buffer ETF – January, Innovator Emerging Markets Power Buffer ETF – April, Innovator Emerging Markets Power Buffer ETF – July, Innovator Emerging Markets Power Buffer ETF – October, Innovator Growth-100 Power Buffer ETF – January, Innovator Growth-100 Power Buffer ETF – April, Innovator Growth-100 Power Buffer ETF – July, Innovator Growth-100 Power Buffer ETF – October, Innovator U.S. Small Cap Power Buffer ETF – January, Innovator U.S. Small Cap Power Buffer ETF – April, Innovator U.S. Small Cap Power Buffer ETF – July, Innovator U.S. Small Cap Power Buffer ETF – October, Innovator Double Stacker ETF – January, Innovator Double Stacker ETF – October, Innovator Triple Stacker ETF – January, Innovator Triple Stacker ETF – October, Innovator Double Stacker 9 Buffer ETF – January, Innovator Double Stacker 9 Buffer ETF – October, Innovator 20+ Year Treasury Bond 9 Buffer ETF – July, Innovator 20+ Year Treasury Bond 5 Floor ETF – Quarterly, Innovator U.S. Equity Accelerated ETF – January, Innovator U.S. Equity Accelerated ETF – April, Innovator U.S. Equity Accelerated ETF – July, Innovator U.S. Equity Accelerated ETF – October, Innovator U.S. Equity Accelerated Plus ETF – January, Innovator U.S. Equity Accelerated Plus ETF – April, Innovator U.S. Equity Accelerated Plus ETF – July, Innovator U.S. Equity Accelerated Plus ETF – October, Innovator U.S. Equity Accelerated 9 Buffer ETF – January, Innovator U.S. Equity Accelerated 9 Buffer ETF – April, Innovator U.S. Equity Accelerated 9 Buffer ETF – July, Innovator U.S. Equity Accelerated 9 Buffer ETF – October, Innovator Growth Accelerated Plus ETF – January, Innovator Growth Accelerated Plus ETF – April, Innovator Growth Accelerated Plus ETF – July, Innovator Growth Accelerated Plus ETF – October, Innovator Defined Wealth Shield ETF, Innovator U.S. Equity Accelerated ETF – Quarterly, and Innovator Growth Accelerated ETF – Quarterly (the “Funds”), each a series of Innovator ETFs Trust, as of and for the year or period ended October 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting.  Accordingly, we express no such opinion. 

  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting.  In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls.  A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP).  A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.  

  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements.  Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis.  A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds’ annual or interim financial statements will not be prevented or detected on a timely basis. 

  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB.  However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2022.  

  

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

  

/s/ Cohen & Company, LTD. 

  

COHEN & COMPANY, LTD. 

Milwaukee, Wisconsin 

December 22, 2022