<SEC-DOCUMENT>0000894189-21-000420-index.html : 20210127 <SEC-HEADER>0000894189-21-000420.hdr.sgml : 20210127 <ACCEPTANCE-DATETIME>20210127151001 ACCESSION NUMBER: 0000894189-21-000420 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201031 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 EFFECTIVENESS DATE: 20210127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Innovator ETFs Trust CENTRAL INDEX KEY: 0001415726 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 333-146827 FILM NUMBER: 21559348 BUSINESS ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 800-621-1675 MAIL ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATOR ETFS TRUST DATE OF NAME CHANGE: 20170825 FORMER COMPANY: FORMER CONFORMED NAME: Academy Funds Trust DATE OF NAME CHANGE: 20071019 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000047761 <SERIES-NAME>Innovator IBD(R) 50 ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000150102 <CLASS-CONTRACT-NAME>Innovator IBD(R) 50 ETF <CLASS-CONTRACT-TICKER-SYMBOL>FFTY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000052311 <SERIES-NAME>Innovator IBD(R) ETF Leaders ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000164457 <CLASS-CONTRACT-NAME>Innovator IBD(R) ETF Leaders ETF <CLASS-CONTRACT-TICKER-SYMBOL>LDRS </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000058251 <SERIES-NAME>Innovator S&P 500 Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000190964 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000058252 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000190965 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000058253 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000190966 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000062244 <SERIES-NAME>Innovator Loup Frontier Tech ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000201551 <CLASS-CONTRACT-NAME>Innovator Loup Frontier Tech ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000063057 <SERIES-NAME>Innovator IBD Breakout Opportunities ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000204535 <CLASS-CONTRACT-NAME>Innovator IBD Breakout Opportunities ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000063477 <SERIES-NAME>Innovator S&P 500 Buffer ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205657 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - October </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000063478 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205658 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - October </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000063479 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205660 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - October </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000063994 <SERIES-NAME>Innovator S&P 500 Buffer ETF January <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000207057 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF January </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000063995 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF January <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000207058 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF January </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000063996 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF January <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000207059 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF January </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000064001 <SERIES-NAME>Innovator Russell 2000 Power Buffer ETF January <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000207068 <CLASS-CONTRACT-NAME>Innovator Russell 2000 Power Buffer ETF January </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000064004 <SERIES-NAME>Innovator MSCI EAFE Power Buffer ETF January <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000207071 <CLASS-CONTRACT-NAME>Innovator MSCI EAFE Power Buffer ETF January </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000064007 <SERIES-NAME>Innovator MSCI Emerging Markets Power Buffer ETF January <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000207074 <CLASS-CONTRACT-NAME>Innovator MSCI Emerging Markets Power Buffer ETF January </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065115 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - April <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000210831 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - April </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065116 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - April <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000210832 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - April </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065117 <SERIES-NAME>Innovator S&P 500 Buffer ETF - April <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000210833 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - April </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065317 <SERIES-NAME>Innovator Russell 2000 Power Buffer ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000211375 <CLASS-CONTRACT-NAME>Innovator Russell 2000 Power Buffer ETF - October </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065320 <SERIES-NAME>Innovator MSCI EAFE Power Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000211378 <CLASS-CONTRACT-NAME>Innovator MSCI EAFE Power Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065323 <SERIES-NAME>Innovator MSCI Emerging Markets Power Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000211381 <CLASS-CONTRACT-NAME>Innovator MSCI Emerging Markets Power Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065329 <SERIES-NAME>Innovator Nasdaq-100 Power Buffer ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000211387 <CLASS-CONTRACT-NAME>Innovator Nasdaq-100 Power Buffer ETF - October </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065371 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - June <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000211456 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - June </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065372 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - June <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000211457 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - June </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000065373 <SERIES-NAME>Innovator S&P 500 Buffer ETF - June <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000211458 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - June </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066060 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - August <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000213581 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - August </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066061 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - August <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000213582 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - August </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066062 <SERIES-NAME>Innovator S&P 500 Buffer ETF - August <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000213583 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - August </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066307 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - September <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000214097 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - September </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066308 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - September <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000214098 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - September </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066309 <SERIES-NAME>Innovator S&P 500 Buffer ETF - September <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000214099 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - September </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066826 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - November <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000215175 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - November </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066827 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - November <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000215176 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - November </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000066828 <SERIES-NAME>Innovator S&P 500 Buffer ETF - November <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000215177 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - November </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000067131 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - December <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000215957 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - December </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000067132 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - December <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000215958 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - December </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000067133 <SERIES-NAME>Innovator S&P 500 Buffer ETF - December <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000215959 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - December </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000067348 <SERIES-NAME>Innovator Nasdaq-100 Power Buffer ETF - January <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000216543 <CLASS-CONTRACT-NAME>Innovator Nasdaq-100 Power Buffer ETF - January </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000067825 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - February <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000217571 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - February </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000067826 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - February <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000217572 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - February </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000067827 <SERIES-NAME>Innovator S&P 500 Buffer ETF - February <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000217573 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - February </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068075 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - March <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000218117 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - March </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068076 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - March <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000218118 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - March </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068077 <SERIES-NAME>Innovator S&P 500 Buffer ETF - March <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000218119 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - March </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068282 <SERIES-NAME>Innovator Nasdaq-100 Power Buffer ETF - April <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000218590 <CLASS-CONTRACT-NAME>Innovator Nasdaq-100 Power Buffer ETF - April </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068284 <SERIES-NAME>Innovator Russell 2000 Power Buffer ETF - April <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000218592 <CLASS-CONTRACT-NAME>Innovator Russell 2000 Power Buffer ETF - April </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068502 <SERIES-NAME>Innovator S&P 500 Ultra Buffer ETF - May <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000219060 <CLASS-CONTRACT-NAME>Innovator S&P 500 Ultra Buffer ETF - May </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068503 <SERIES-NAME>Innovator S&P 500 Power Buffer ETF - May <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000219061 <CLASS-CONTRACT-NAME>Innovator S&P 500 Power Buffer ETF - May </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068504 <SERIES-NAME>Innovator S&P 500 Buffer ETF - May <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000219062 <CLASS-CONTRACT-NAME>Innovator S&P 500 Buffer ETF - May </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068655 <SERIES-NAME>Innovator 20+ Year Treasury Bond 9 Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000219603 <CLASS-CONTRACT-NAME>Innovator 20+ Year Treasury Bond 9 Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068658 <SERIES-NAME>Innovator 20+ Year Treasury Bond 5 Floor ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000219606 <CLASS-CONTRACT-NAME>Innovator 20+ Year Treasury Bond 5 Floor ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068868 <SERIES-NAME>Innovator Russell 2000 Power Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000220092 <CLASS-CONTRACT-NAME>Innovator Russell 2000 Power Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068870 <SERIES-NAME>Innovator Nasdaq-100 Power Buffer ETF - July <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000220094 <CLASS-CONTRACT-NAME>Innovator Nasdaq-100 Power Buffer ETF - July </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000068877 <SERIES-NAME>Innovator Double Stacker ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000220101 <CLASS-CONTRACT-NAME>Innovator Double Stacker ETF - October </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000069602 <SERIES-NAME>Innovator Double Stacker 9 Buffer ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000222026 <CLASS-CONTRACT-NAME>Innovator Double Stacker 9 Buffer ETF - October </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001415726 <SERIES-ID>S000069603 <SERIES-NAME>Innovator Triple Stacker ETF - October <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000222027 <CLASS-CONTRACT-NAME>Innovator Triple Stacker ETF - October </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>24F-2NT <SEQUENCE>1 <FILENAME>innovator1_24f2nt.htm <DESCRIPTION>ANNUAL NOTICE OF SECURITIES SOLD <TEXT> Document 1 - file: innovator1_24f2nt.htm
</DOCUMENT> </SEC-DOCUMENT>