0001140361-16-059061.txt : 20160325 0001140361-16-059061.hdr.sgml : 20160325 20160325215519 ACCESSION NUMBER: 0001140361-16-059061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150401 FILED AS OF DATE: 20160325 DATE AS OF CHANGE: 20160325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YuMe Inc CENTRAL INDEX KEY: 0001415624 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 BUSINESS PHONE: 650-591-9400 MAIL ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Yume Inc DATE OF NAME CHANGE: 20071018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARVALHO ANTHONY CENTRAL INDEX KEY: 0001607173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36039 FILM NUMBER: 161530337 MAIL ADDRESS: STREET 1: C/O YUME, INC. STREET 2: 1204 MIDDLEFIELD ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94103 4 1 doc1.xml FORM 4 X0306 4 2015-04-01 0 0001415624 YuMe Inc YUME 0001607173 CARVALHO ANTHONY C/O YUME, INC. 1204 MIDDLEFIELD ROAD REDWOOD CITY CA 94063 0 1 0 0 EVP, CHIEF FINANCIAL OFFICER Common Stock 2015-04-01 4 M 0 1250 0 A 48652 D Common Stock 2015-04-01 4 S 0 475 5.1107 D 48177 D Restricted Stock Units 2015-04-01 4 M 0 1250 0 D Common Stock 1250 1250 D Represents sales to satisfy tax withholding obligations in connection with the vesting of 1,250 restricted stock units ("RSUs"). Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at varying prices. Full information regarding the number of shares sold at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in two equal annual installments beginning on April 1, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting. /s/ Anthony Carvalho by Paul Porrini, Attorney-in-Fact 2016-03-25