X0306 4 2012-08-17 0000018230 CATERPILLAR INC CAT 0001415606 Copeland Jananne A. 100 N.E. ADAMS STREET PEORIA IL 61629 0 1 0 0 Controller/Chief Acctg Officer Common 2012-08-17 4 M 0 3700 38.6275 A 11607 D Common 2012-08-17 4 S 0 3700 90.00 D 7907 D Employee Stock Option 38.6275 2012-08-17 4 M 0 3700 0 D 2014-06-08 Common 3700 7420 D Phantom Stock Units Common 0 1434 D This amount includes 3681 shares in 401K. Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. Right to buy with tandem tax withholding rights. Exercisable in thirds beginning 1 year after the initial grant date of 6/8/2004. (1/3 after one year; 1/3 after two years; 1/3 after three years). J. A. Copeland; L. J. Huxtable, POA 2012-08-21