0001209191-16-146244.txt : 20161018
0001209191-16-146244.hdr.sgml : 20161018
20161018184404
ACCESSION NUMBER: 0001209191-16-146244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161017
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zeltiq Aesthetics Inc
CENTRAL INDEX KEY: 0001415336
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 270119051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4698 Willow Road
STREET 2: Suite 100
CITY: Pleasanton
STATE: CA
ZIP: 94588-2710
BUSINESS PHONE: (925) 474-2500
MAIL ADDRESS:
STREET 1: 4698 Willow Road
STREET 2: Suite 100
CITY: Pleasanton
STATE: CA
ZIP: 94588-2710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garcia Sergio
CENTRAL INDEX KEY: 0001547891
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35318
FILM NUMBER: 161941605
MAIL ADDRESS:
STREET 1: 4698 WILLOW ROAD, SUITE 100
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-17
0
0001415336
Zeltiq Aesthetics Inc
ZLTQ
0001547891
Garcia Sergio
4698 WILLOW ROAD, SUITE 100
PLEASANTON
CA
94588
0
1
0
0
Senior VP, GC & Secretary
Common Stock
2016-10-17
4
M
0
20000
4.30
A
86241
D
Common Stock
2016-10-17
4
S
0
20000
39.0774
D
66241
D
Stock Option (Right to Buy)
4.30
2016-10-17
4
M
0
20000
0.00
D
2022-11-14
Common Stock
20000
32000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.85 to $39.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
25% of the total number of shares subject to the option vested on November 15, 2013, and the remainder vests in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.
/s/ Sergio Garcia
2016-10-18