0001415301-19-000098.txt : 20190925
0001415301-19-000098.hdr.sgml : 20190925
20190925140327
ACCESSION NUMBER: 0001415301-19-000098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190925
FILED AS OF DATE: 20190925
DATE AS OF CHANGE: 20190925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomson Neil H
CENTRAL INDEX KEY: 0001706498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35611
FILM NUMBER: 191113617
MAIL ADDRESS:
STREET 1: 920 S KIMBALL AVE
STREET 2: SUITE 100
CITY: SOUTHLAKE
STATE: TX
ZIP: 76092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Del Frisco's Restaurant Group, Inc.
CENTRAL INDEX KEY: 0001415301
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 208453116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2900 RANCH TRAIL
CITY: IRVING
STATE: TX
ZIP: 75063
BUSINESS PHONE: 469-913-1845
MAIL ADDRESS:
STREET 1: 2900 RANCH TRAIL
CITY: IRVING
STATE: TX
ZIP: 75063
FORMER COMPANY:
FORMER CONFORMED NAME: Del Frisco's Restaurant Group, LLC
DATE OF NAME CHANGE: 20071016
4
1
wf-form4_156943459195435.xml
FORM 4
X0306
4
2019-09-25
1
0001415301
Del Frisco's Restaurant Group, Inc.
DFRG
0001706498
Thomson Neil H
2900 RANCH TRAIL
IRVING
TX
75063
0
1
0
0
Chief Financial Officer
Common Stock
2019-09-25
4
D
0
41721
8
D
0
D
Performance Rights
2019-09-25
4
D
0
80806
8
D
Common Stock
80806.0
0
D
Restricted Stock Unit
2019-09-25
4
D
0
72483
8
D
Common Stock
72483.0
0
D
Disposed of pursuant to the Agreement and Plan of Merger dated as of June 23, 2019, by and among issuer, Harlan Parent, Inc. and Harlan Merger Sub, Inc. (the "Merger Agreement"), pursuant to which Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 25, 2019.
Each restricted stock unit represents the right to receive one share of common stock upon vesting.
Pursuant to the Merger Agreement, each performance stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $8 multiplied by (ii) the total number of shares of common stock subject thereto. Number of underlying shares was determined based on deemed achievement of performance-based conditions at target level performance.
Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $8 multiplied by (ii) the total number of shares of common stock subject thereto.
/s/ Neil H. Thomson
2019-09-25