0001019056-18-000161.txt : 20180119 0001019056-18-000161.hdr.sgml : 20180119 20180119112220 ACCESSION NUMBER: 0001019056-18-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 EFFECTIVENESS DATE: 20180119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phoenix Investment Adviser LLC CENTRAL INDEX KEY: 0001415030 IRS NUMBER: 364581843 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15697 FILM NUMBER: 18535865 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVE STREET 2: SUITE 2040 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-632-8422 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVE STREET 2: SUITE 2040 CITY: NEW YORK STATE: NY ZIP: 10170 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001415030 XXXXXXXX 12-31-2017 12-31-2017 false Phoenix Investment Adviser LLC

420 Lexington Ave Suite 2040 New York NY 10170

13F HOLDINGS REPORT 028-15697 N Lance Friedler 212-359-6235 /s/ Lance Friedler New York NY 01-19-2018 0 57 104911 INFORMATION TABLE 2 infotable.xml AMC ENTMT HLDGS INC CL A COM 00165C104 1329 88000 SH SOLE 88000 0 0 ABRAXAS PETE CORP COM 003830106 71 29000 SH SOLE 29000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 65 2000 SH SOLE 2000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 18 300 SH SOLE 300 0 0 ALLIANCE ONE INTL INC COM NEW 018772301 800 60402 SH SOLE 60402 0 0 AUTOLIV INC COM 052800109 1271 10000 SH SOLE 10000 0 0 CELADON GROUP INC COM 150838100 1352 211198 SH SOLE 211198 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 548 2000000 PRN SOLE 2000000 0 0 COMPUCREDIT HLDGS CORP NOTE 5.875%11/3 20478NAD2 28180 55941000 PRN SOLE 55941000 0 0 CONTRAVIR PHARMACEUTICALS IN COM 21234W103 36 100000 SH SOLE 100000 0 0 CREDIT ACCEP CORP MICH COM 225310101 2 5 SH SOLE 5 0 0 DEXCOM INC COM 252131107 40 700 SH SOLE 700 0 0 DICKS SPORTING GOODS INC COM 253393102 598 20800 SH SOLE 20800 0 0 ECO STIM ENERGY SOLUTIONS IN COM 27888D101 363 288385 SH SOLE 288385 0 0 ELEVATE CREDIT INC COM 28621V101 894 118700 SH SOLE 118700 0 0 FXCM INC NOTE 2.250% 6/1 302693AB2 33379 75008000 PRN SOLE 75008000 0 0 FAIRMOUNT SANTROL HLDGS INC COM 30555Q108 282 54000 SH SOLE 54000 0 0 FIVE STAR SENIOR LIVING INC COM 33832D106 380 253295 SH SOLE 253295 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 18 23944 SH SOLE 23944 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 502 219100 SH SOLE 219100 0 0 HELIOS & MATHESON ANALYTICS COM NEW 42327L200 221 35000 SH SOLE 35000 0 0 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 4048 5434000 PRN SOLE 5434000 0 0 ICONIX BRAND GROUP INC NOTE 1.500% 3/1 451055AF4 2097 2500000 PRN SOLE 2500000 0 0 KINDRED HEALTHCARE INC COM 494580103 655 67500 SH SOLE 67500 0 0 LEE ENTERPRISES INC COM 523768109 600 255478 SH SOLE 255478 0 0 LENDINGCLUB CORP COM 52603A109 124 30000 SH SOLE 30000 0 0 LONESTAR RES US INC CL A VTG 54240F103 1095 275799 SH SOLE 275799 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 441 10000 SH SOLE 10000 0 0 NII HLDGS INC COM PAR 62913F508 90 211600 SH SOLE 211600 0 0 OCWEN FINL CORP COM NEW 675746309 310 98900 SH SOLE 98900 0 0 PFENEX INC COM 717071104 19 7000 SH SOLE 7000 0 0 PIONEER ENERGY SVCS CORP COM 723664108 1278 419102 SH SOLE 419102 0 0 SANCHEZ ENERGY CORP COM 79970Y105 627 118000 SH SOLE 118000 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 506 24000 SH SOLE 24000 0 0 SPECTRUM BRANDS HLDGS INC COM 84763R101 686 6100 SH SOLE 6100 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 607 63000 SH SOLE 63000 0 0 SURGERY PARTNERS INC COM 86881A100 1153 95290 SH SOLE 95290 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1246 82200 SH SOLE 82200 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 61 1200 SH Call SOLE 1200 0 0 U S SILICA HLDGS INC COM 90346E103 228 7000 SH SOLE 7000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1656 79700 SH SOLE 79700 0 0 W & T OFFSHORE INC COM 92922P106 258 77805 SH SOLE 77805 0 0 WALTER INVT MGMT CORP COM 93317W102 84 100000 SH SOLE 100000 0 0 WALTER INVT MGMT CORP NOTE 4.500%11/0 93317WAA0 7826 78255000 PRN SOLE 78255000 0 0 WHITING PETE CORP NEW COM NEW 966387409 457 17250 SH SOLE 17250 0 0 XERIUM TECHNOLOGIES INC COM NEW 98416J118 511 120000 SH SOLE 120000 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 1978 137583 SH SOLE 137583 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 86 900 SH SOLE 900 0 0 ENDO INTL PLC SHS G30401106 1054 136000 SH SOLE 136000 0 0 ENSCO PLC SHS CLASS A G3157S106 15 2500 SH SOLE 2500 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 856 28700 SH SOLE 28700 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 52 550 SH Call SOLE 550 0 0 DIANA SHIPPING INC COM Y2066G104 985 241935 SH SOLE 241935 0 0 DORIAN LPG LTD SHS USD Y2106R110 819 99659 SH SOLE 99659 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 1150 116764 SH SOLE 116764 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 179 149050 SH SOLE 149050 0 0 SAFE BULKERS INC COM Y7388L103 725 224309 SH SOLE 224309 0 0