Commitments and Contingencies

9 Months Ended

Jun. 30, 2024

Commitments and Contingencies Disclosure [Abstract]

Commitments and Contingencies

Commitments and Contingencies

Off-Balance Sheet Arrangements

The Company may be a party to financial instruments with off-balance sheet risk in the normal course of business to meet the financial needs of its portfolio companies. As of June 30, 2024, the Company's only off-balance sheet arrangements consisted of $291.4 million of unfunded commitments, which was comprised of $264.3 million to provide debt and equity

financing to certain of its portfolio companies and $27.1 million to provide financing to the JVs. Of the $264.3 million, approximately $219.4 million can be drawn immediately with the remaining amount subject to certain milestones that must be met by portfolio companies or other restrictions. As of September 30, 2023, the Company's only off-balance sheet arrangements consisted of $232.7 million of unfunded commitments, which was comprised of $205.6 million to provide debt and equity financing to certain of its portfolio companies and $27.1 million to provide financing to the JVs. Of the $205.6 million, approximately $154.2 million can be drawn immediately with the remaining amount subject to certain milestones that must be met by portfolio companies or other restrictions. Such commitments are subject to the portfolio companies' satisfaction of certain financial and nonfinancial covenants and may involve, to varying degrees, elements of credit risk in excess of the amount recognized in the Consolidated Statements of Assets and Liabilities.

A list of unfunded commitments by investment (consisting of revolvers, term loans with delayed draw components and subordinated notes and LLC equity interests in the JVs) as of June 30, 2024 and September 30, 2023 is shown in the table below:

	June 30, 2024		September 30, 2023
107-109 Beech OAK22 LLC	$	26,969	$	26,969
Verona Pharma, Inc.	14,846		—
OCSI Glick JV LLC	13,998		13,998
PPW Aero Buyer, Inc.	13,804		1,466
PetVet Care Centers, LLC	13,732		—
Senior Loan Fund JV I, LLC	13,125		13,125
BioXcel Therapeutics, Inc.	9,383		14,547
Amspec Parent LLC	9,372		—
Kings Buyer, LLC	8,804		5,189
Seres Therapeutics, Inc.	8,090		8,090
Monotype Imaging Holdings Inc.	8,005		—
Next Holdco, LLC	7,051		—
iCIMs, Inc.	6,591		7,466
Eyesouth Eye Care Holdco LLC	6,585		—
MRI Software LLC	6,420		2,261
Quantum Bidco Limited	6,311		—
Telephone and Data Systems, Inc.	6,273		—
Digital.AI Software Holdings, Inc.	6,045		1,078
Truck-Lite Co., LLC	5,654		—
Sorenson Communications, LLC	5,409		—
Grove Hotel Parcel Owner, LLC	5,286		5,286
Mindbody, Inc.	5,238		4,762
scPharmaceuticals Inc.	5,212		5,212
SumUp Holdings Luxembourg	5,101		—
Avalara, Inc.	5,047		5,047
107 Fair Street LLC	4,227		4,227
Harrow, Inc.	4,011		4,011
Accupac, Inc.	3,920		4,500
Inventus Power, Inc.	3,792		3,792
Delta Leasing SPV II LLC	3,581		14,639
Establishment Labs Holdings Inc.	3,384		3,384
WP CPP Holdings, LLC	3,272		—
Enverus Holdings, Inc.	3,135		—
PRGX Global, Inc.	3,127		3,127
Salus Workers' Compensation, LLC	3,102		3,102
Spanx, LLC	3,092		2,473
Minotaur Acquisition, Inc.	3,058		—
Relativity ODA LLC	2,762		2,762
Crewline Buyer, Inc.	2,180		—
Protein For Pets Opco, LLC	2,117		—
Coupa Holdings, LLC	2,075		2,075
Oranje Holdco, Inc.	1,904		1,904
MHE Intermediate Holdings, LLC	1,786		821
Evergreen IX Borrower 2023, LLC	1,626		1,626

	June 30, 2024		September 30, 2023
Acquia Inc.	$	1,625	$	1,376
Supreme Fitness Group NY Holdings, LLC	1,552		2,199
Galileo Parent, Inc.	1,480		2,061
Centralsquare Technologies, LLC	1,436		—
112-126 Van Houten Real22 LLC	1,378		2,343
Berner Food & Beverage, LLC	1,314		1,622
Finastra USA, Inc.	1,089		960
Icefall Parent, Inc.	995		—
SIO2 Medical Products, Inc.	554		1,821
LSL Holdco, LLC	530		2,650
Telestream Holdings Corporation	379		407
All Web Leads, Inc.	240		—
ASP-R-PAC Acquisition Co LLC	234		396
ADB Companies, LLC	98		—
Fairbridge Strategic Capital Funding LLC	—		13,090
MND Holdings III Corp	—		9,122
Assembled Brands Capital LLC	—		7,514
Dominion Diagnostics, LLC	—		3,484
OTG Management, LLC	—		3,190
ADC Therapeutics SA	—		3,020
Impel Pharmaceuticals Inc.	—		2,458
SCP Eye Care Services, LLC	—		2,356
Tahoe Bidco B.V.	—		2,162
Pluralsight, LLC	—		1,787
Liquid Environmental Solutions Corporation	—		1,383
Coyote Buyer, LLC	—		400
Total	$	291,406	$	232,740