X0306 4 2016-12-08 0 0001414932 Fifth Street Finance Corp. FSC 0001200461 TANNENBAUM LEONARD M C/O FIFTH STREET (FSC), 777 WEST PUTNAM AVENUE, 3RD FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 2016-12-08 4 S 0 100000 5.56 D 12165840.404 D Common Stock, par value $0.01 per share 2016-12-09 4 S 0 50000 5.57 D 12115840.404 D This transaction was executed in multiple trades at prices ranging from $5.525 to $5.61; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $5.535 to $5.65; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. /s/ Leonard M. Tannenbaum 2016-12-12