0001903596-23-000366.txt : 20230503
0001903596-23-000366.hdr.sgml : 20230503
20230503213916
ACCESSION NUMBER: 0001903596-23-000366
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230425
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liss Avi
CENTRAL INDEX KEY: 0001853050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41443
FILM NUMBER: 23886132
MAIL ADDRESS:
STREET 1: 233 HARVARD STREET #308
CITY: BROOKLINE
STATE: MA
ZIP: 02446
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Netcapital Inc.
CENTRAL INDEX KEY: 0001414767
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870409951
STATE OF INCORPORATION: UT
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1 LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: (781) 925-1700
MAIL ADDRESS:
STREET 1: 1 LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER COMPANY:
FORMER CONFORMED NAME: ValueSetters Inc.
DATE OF NAME CHANGE: 20140924
FORMER COMPANY:
FORMER CONFORMED NAME: ValueSetters Corp
DATE OF NAME CHANGE: 20071011
4
1
ownership.xml
X0407
4
2023-04-25
0
0001414767
Netcapital Inc.
NCPL
0001853050
Liss Avi
1 LINCOLN STREET
BOSTON
MA
02111
1
0
0
0
0
Option (right to buy)
1.40
2023-04-25
4
A
0
20000
0.00
A
2023-04-25
Common Stock
20000
25000
D
The options were issued pursuant to the Issuer's 2023 Omnibus Equity Incentive Plan (the "Plan") and vest and become exercisable in forty-eight (48) equal monthly installments commencing on April 25, 2023 and will become fully vested on April 25, 2027, subject to the Reporting Peron's continued service with the Issuer.
/s/ Avi Liss
2023-05-03