0001903596-23-000365.txt : 20230503 0001903596-23-000365.hdr.sgml : 20230503 20230503213839 ACCESSION NUMBER: 0001903596-23-000365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230425 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scott Arnold CENTRAL INDEX KEY: 0001957265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41443 FILM NUMBER: 23886130 MAIL ADDRESS: STREET 1: 14 CORTLAND AVE CITY: STRATHAM STATE: NH ZIP: 03885 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Netcapital Inc. CENTRAL INDEX KEY: 0001414767 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870409951 STATE OF INCORPORATION: UT FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1 LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: (781) 925-1700 MAIL ADDRESS: STREET 1: 1 LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: ValueSetters Inc. DATE OF NAME CHANGE: 20140924 FORMER COMPANY: FORMER CONFORMED NAME: ValueSetters Corp DATE OF NAME CHANGE: 20071011 4 1 ownership.xml X0407 4 2023-04-25 0 0001414767 Netcapital Inc. NCPL 0001957265 Scott Arnold 1 LINCOLN STREET BOSTON MA 02111 1 0 0 0 0 Option (right to buy) 1.40 2023-04-25 4 A 0 20000 0.00 A 2023-04-25 Common Stock 20000 20000 D The options were issued pursuant to the Issuer's 2023 Omnibus Equity Incentive Plan (the "Plan") and vest and become exercisable in forty-eight (48) equal monthly installments commencing on April 25, 2023 and will become fully vested on April 25, 2027, subject to the Reporting Peron's continued service with the Issuer. /s/ Arnold Scott 2023-05-03