8-A12B 1 sfs8ancpl070722.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-A

 


 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

NETCAPITAL INC.

(Exact name of registrant as specified in its charter)

     
Utah   87-0409951
(State of incorporation or organization)   (IRS Employer Identification No.)

 

1 Lincoln Street

Boston, MA 02111

(Address of principal executive offices and zip code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

     
Title of each class to be so registered   Name of each exchange on which each class is to be registered
Common Stock, par value $0.001 per share   The Nasdaq Stock Market LLC
Warrants to purchase Common Stock   The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-262688

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 


 

 
 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

 

The description of the securities of Netcapital Inc. (the “registrant”) to be registered hereunder is contained in the section titled “Description of Securities” of the prospectus included as part of the registrant’s Registration Statement on Form S-1 (No. 333-262688), as amended, originally filed with the Securities and Exchange Commission (the “Commission”) on February 14, 2022, as amended from time to time thereafter (the “Registration Statement”) and is hereby incorporated by reference in answer to this Item. In addition, all of the above-referenced descriptions included in any prospectus forming a part of the Registration Statement subsequently filed with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed to be incorporated by reference herein.

 

Item 2. Exhibits.

 

Pursuant to the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the registrant are registered on The Nasdaq Stock Market LLC, and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 

 


 

 

 
 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

  

  NECAPITAL INC.
     
  By: /s/ Cecilia Lenk
  Name: Cecilia Lenk
  Title: Chief Executive Officer
     
Dated July 7, 2022