0001414767
EX-FILING FEES
0001414767
2025-10-21
2025-10-21
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iso4217:USD
xbrli:shares
iso4217:USD
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xbrli:pure
Exhibit
107
Calculation of Filing Fee Tables
S-3
Netcapital Inc.
| Table 1: Newly Registered and Carry Forward Securities |
☐ Not Applicable |
| | |
| | |
Security Type | |
Security Class Title | |
Fee Calculation or Carry Forward Rule |
|
Amount Registered |
|
Proposed Maximum Offering Price Per Unit |
| |
Maximum Aggregate Offering Price | | |
Fee Rate | | |
Amount of Registration Fee | | |
Carry Forward Form Type | |
Carry Forward File Number | |
Carry Forward Initial Effective Date | |
Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward | |
| Newly Registered Securities |
| | |
| | | |
Equity | |
Common stock, $0.001 par value | |
| 457(o) |
|
|
|
|
| |
| | | |
| 0.0001381 | | |
| | | |
| |
| |
| |
| | |
| | |
| | | |
Equity | |
Preferred Stock, $0.001 par value | |
| 457(o) |
|
|
|
|
| |
| | | |
| 0.0001381 | | |
| | | |
| |
| |
| |
| | |
| | |
| | | |
Debt | |
Debt Securities | |
| 457(o) |
|
|
|
|
| |
| | | |
| 0.0001381 | | |
| | | |
| |
| |
| |
| | |
| | |
| | | |
Other | |
Warrants | |
| 457(o) |
|
|
|
|
| |
| | | |
| 0.0001381 | | |
| | | |
| |
| |
| |
| | |
| | |
| | | |
Other | |
Units | |
| 457(o) |
|
|
|
|
| |
| | | |
| 0.0001381 | | |
| | | |
| |
| |
| |
| | |
| Fees to be Paid | |
| 1 | | |
Unallocated (Universal) Shelf | |
| |
| 457(o) |
|
|
|
|
| |
$ | 50,000,000.00 | | |
| 0.0001381 | | |
$ | 6,905.00 | | |
| |
| |
| |
| | |
| Fees Previously Paid | |
| | | |
| |
| |
| |
|
|
|
|
| |
| | | |
| | | |
| | | |
| |
| |
| |
| | |
| Carry Forward Securities |
| Carry Forward Securities | |
| | | |
Equity | |
Common stock, $0.001 par value | |
| 415(a)(6) |
|
- |
|
- |
| |
| - | | |
| - | | |
| - | | |
S-3 | |
333-267921 | |
10/26/2022 | |
| | |
| Carry Forward Securities | |
| | | |
Equity | |
Preferred stock, $0.001 par value | |
| 415(a)(6) |
|
- |
|
- |
| |
| - | | |
| - | | |
| - | | |
S-3 | |
333-267921 | |
10/26/2022 | |
| | |
| Carry Forward Securities | |
| | | |
Debt | |
Debt Securities | |
| 415(a)(6) |
|
- |
|
- |
| |
| - | | |
| - | | |
| - | | |
S-3 | |
333-267921 | |
10/26/2022 | |
| | |
| Carry Forward Securities | |
| | | |
Other | |
Warrants | |
| 415(a)(6) |
|
- |
|
- |
| |
| - | | |
| - | | |
| - | | |
S-3 | |
333-267921 | |
10/26/2022 | |
| | |
| Carry Forward Securities | |
| | | |
Other | |
Units | |
| 415(a)(6) |
|
- |
|
- |
| |
| - | | |
| - | | |
| - | | |
S-3 | |
333-267921 | |
10/26/2022 | |
| | |
| Carry Forward Securities | |
| | | |
Unallocated (Universal) Shelf | |
| |
| 415(a)(6) |
|
- |
|
- |
| |
$ | 9,004,894.40 | | |
| - | | |
| - | | |
S-3 | |
333-267921 | |
10/26/2022 | |
$ | 992.34 | |
| | |
| | | |
| |
Total Offering Amounts: |
|
|
|
|
| |
$ | 59,004,894.40 | | |
| | | |
$ | 6,905.00 | | |
| |
| |
| |
| | |
| | |
| | | |
| |
Total Fees Previously Paid: |
|
|
|
|
| |
| | | |
| | | |
$ | 0.00 | | |
| |
| |
| |
| | |
| | |
| | | |
| |
Total Fee Offsets: |
|
|
|
|
| |
| | | |
| | | |
$ | 992.34 | | |
| |
| |
| |
| | |
| | |
| | | |
| |
Net Fee Due: |
|
|
|
|
| |
| | | |
| | | |
$ | 5,912.66 | | |
| |
| |
| |
| | |
Offering Note
1 (a)
In accordance with Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement
shall be deemed to cover an indeterminate number of additional shares of Common Stock to be offered or issued from stock splits, stock
dividends or similar transactions.
(b) Pursuant to Instruction 2.A.iii.b. of Item 16(b) of Form S-3, this information is not specified as to each class of securities to be registered. There is being registered hereby such indeterminate number of the securities of each identified class as may from time to time be issued at indeterminate prices. Securities registered hereunder may be sold separately, together or in units with other securities registered hereunder.
(c) The proposed maximum aggregate offering price has been estimated solely to calculate the registration fee in accordance with Rule 457(o) under the Securities Act.
(d) A total registration fee of $2,755.00 was previously paid in connection with the Registrant’s registration statement on Form S-3 (File No. 333-267921) initially filed on October 18, 2022, or the Prior Registration Statement. The Prior Registration Statement is scheduled to expire on October 26, 2025, subject to Rule 415(a)(ii). $992.34 of the registration fee is being applied toward the registration fee for this registration statement in reliance on Rule 457(p), because $9,004,894.40 of unsold securities (and associated fees) are being moved from the Prior Registration Statement to this registration statement. Pursuant Rule 457(p), the $992.34 registration fee previously paid by the Registrant relating to the unsold securities included on this registration statement will continue to be applied to such unsold securities.
N/A
| Table
2: Fee Offset Claims and Sources |
☐ Not Applicable |
| | |
| | |
Registrant or Filer Name | |
Form or Filing Type | |
File Number | |
Initial Filing Date | |
Filing Date | |
Fee Offset Claimed | | |
Security Type Associated with Fee Offset Claimed | |
Security Title Associated with Fee Offset Claimed |
|
Unsold Securities Associated with Fee Offset Claimed | |
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | | |
Fee Paid with Fee Offset Source |
| Rules 457(b) and 0-11(a)(2) |
| Fee Offset Claims | |
| | | |
| |
| |
| |
| |
| |
| | | |
| |
|
|
| |
| | | |
|
| Fee Offset Sources | |
| | | |
| |
| |
| |
| |
| |
| | | |
| |
|
|
| |
| | | |
|
| Rule 457(p) |
|
| Fee Offset Claims | |
| 1 | | |
Netcapital Inc. | |
S-3 | |
333-267921 | |
10/18/2022 | |
| |
$ | 992.34 | | |
Unallocated (Universal) Shelf | |
Unallocated (Universal) Shelf |
|
| |
$ | 9,004,894.40 | | |
|
| Fee Offset Sources | |
| | | |
Netcapital, Inc. | |
S-3 | |
333-267921 | |
| |
10/18/2022 | |
| | | |
| |
|
|
| |
| | | |
$992.34 |
Rule
457(p) Statement of Withdrawal, Termination, or Completion:
1 An
aggregate of $992.34 of the amount of the registration fee was previously paid in connection with $25,000,000 of unissued securities
registered under the Registrant’s Prior Registration Statement. The Registrant is allowed to apply $992.34 toward the registration
fee for this registration statement in reliance on Rule 457(p), because the $9,004,894.40 of unsold securities (and associated fees)
are being moved from the Prior Registration Statement to this registration statement. Pursuant to Rule 457(p), the $992.34 registration
fee previously paid by the Registrant relating to the unsold securities included on this registration statement will continue to be applied
to such unsold securities.
| Table
3: Combined Prospectuses |
☑
Not Applicable |
| | | |
Security Type | |
Security Class Title | |
Amount of Securities Previously Registered | |
Maximum Aggregate Offering Price of Securities Previously Registered | |
Form Type | |
File Number | |
Initial Effective Date |
| N/A | | |
N/A | |
N/A | |
N/A | |
N/A | |
N/A | |
N/A | |
N/A |