0000899243-21-021677.txt : 20210602 0000899243-21-021677.hdr.sgml : 20210602 20210602213920 ACCESSION NUMBER: 0000899243-21-021677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tull Thomas CENTRAL INDEX KEY: 0001414125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40448 FILM NUMBER: 21991077 MAIL ADDRESS: STREET 1: 4000 WARNER BOULEVARD STREET 2: BUILDING 76, ROOM 100 CITY: BURBANK STATE: CA ZIP: 81522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tulco, LLC CENTRAL INDEX KEY: 0001864758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40448 FILM NUMBER: 21991078 BUSINESS ADDRESS: STREET 1: 1000 COMMERCE DRIVE, 2ND FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15275 BUSINESS PHONE: (626) 495-0703 MAIL ADDRESS: STREET 1: 1000 COMMERCE DRIVE, 2ND FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15275 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIGS, Inc. CENTRAL INDEX KEY: 0001846576 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2834 COLORADO AVENUE STREET 2: SUITE 100 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 420-500-8209 MAIL ADDRESS: STREET 1: 2834 COLORADO AVENUE STREET 2: SUITE 100 CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-01 0 0001846576 FIGS, Inc. FIGS 0001864758 Tulco, LLC 61 E. COLORADO BLVD., UNIT 200 PASADENA CA 91105 0 0 1 0 0001414125 Tull Thomas 61 E. COLORADO BLVD., UNIT 200 PASADENA CA 91105 0 0 1 0 Class A Common Stock 2021-06-01 4 S 0 25707953 22.00 D 64367602 D Class A Common Stock 2021-06-01 4 J 0 6300000 0.00 D 58067602 D Class B Common Stock 2021-06-01 4 J 0 6300000 A Class A Common Stock 6300000 6300000 D Thomas J. Tull, founder, Chairman and Chief Executive Officer of Tulco, LLC and a member of its board of directors, may control Tulco, LLC. Mr. Tull may be deemed to have or share beneficial ownership of the Class A and Class B common stock held directly by Tulco, LLC. Mr. Tull disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Immediately prior to the completion of the Issuer's initial public offering of Class A Common stock, the shares of the Issuer's Class A Common Stock held by Tulco, LLC were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock pursuant to an exchange agreement between the Issuer and Tulco, LLC, as previously approved by the Issuer's board of directors. Each share of Class B Common Stock is convertible at any time at the option of Tulco, LLC into one share of Class A Common Stock. In addition, each share of Class B common stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. TULCO, LLC, By: /s/ Thomas J. Tull, CEO 2021-06-02 /s/ Thomas J. Tull 2021-06-02