EX-99.28 9 fp0084735-1_ex9928h35.htm

August 1, 2023

 

State Street Bank and Trust Company

Channel Center, CCB7

One Iron Street Boston, MA 02210

Attention: Patrick Arthur, AVP

 

Re: ALPS ETF TRUST (the “Trust”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Trust has established a new series (the “Portfolio”) of shares to be known as follows:

 

Level Four Large Cap Growth Active ETF

 

In accordance with Section 12, the Additional Portfolio provision, of the Transfer Agency and Service Agreement dated as of June 30, 2015, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Trust hereby requests that State Street act as Transfer Agent for the new Portfolio under the terms of the Agreement. In connection with such request, the undersigned Trust hereby confirms to State Street, as of the date hereof, its representations and warranties set forth in Section 3 of the Agreement. Schedule A to the Agreement shall be deleted and replaced in its entirety with Schedule A attached herein.

 

Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Trust and retaining one for your records.

 

  Sincerely,    
  ALPS ETF TRUST  
  on behalf of:  
  Level Four Large Cap Growth Active ETF  
  By:    
  Name: Kathryn Burns  
  Title: Treasurer  
       

Agreed and Accepted:

STATE STREET BANK AND TRUST COMPANY

By:    
Name: Scott Shirrell  
Title: Managing Director  
Effective Date: August 1, 2023  
     

 

 

 

Schedule A

 

LIST OF PORTFOLIOS

 

ALPS ETF Trust

Alerian Energy Infrastructure ETF Effective 8/3/2015
Alerian MLP ETF Effective 8/3/2015
ALPS Active REIT ETF Effective 2/1/2021
ALPS Clean Energy ETF Effective 6/29/2018
ALPS Disruptive Technologies ETF Effective 12/29/2017
ALPS Emerging Sector Dividend Dogs ETF Effective 8/3/2015
ALPS Equal Sector Weight ETF Effective 8/3/2015
ALPS Global Travel Beneficiaries ETF Effective 8/24/21
ALPS Hillman Active Value ETF Effective 7/1/2021
ALPS Intermediate Municipal Bond ETF Effective 5/19/2022
ALPS International Sector Dividend Dogs ETF Effective 8/3/2015
ALPS Medical Breakthroughs ETF Effective 8/3/2015
ALPS | O’Shares U.S. Quality Dividend ETF Effective 6/21/2022
ALPS | O’Shares U.S. Small-Cap Quality Dividend ETF Effective 6/21/2022
ALPS | O’Shares Global Internet Giants ETF Effective 6/21/2022
ALPS | O’Shares Europe Quality Dividend ETF Effective 6/21/2022
ALPS Sector Dividend Dogs ETF Effective 8/3/2015
Barron's 400 ETF Effective 8/3/2015
ALPS REIT Dividend DOGS ETF (f/k/a Cohen & Steers Global Realty Majors ETF) Effective 8/3/2015
Level Four Large Cap Growth Active ETF Effective 8/22/2023
RiverFront Dynamic Unconstrained Income ETF Effective 6/10/2016
RiverFront Dynamic Core Income ETF Effective 6/10/2016
RiverFront Dynamic US Dividend Advantage ETF Effective 6/3/2016
ALPS Active Equity Opportunity ETF (f/k/a RiverFront Dynamic US Flex-Cap ETF) Effective 6/3/2016
Riverfront Strategic Income Fund Effective 8/3/2015