UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-22175

ALPS ETF TRUST

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Andrea E. Kuchli, Secretary

ALPS ETF Trust

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s telephone number, including area code: (303) 623-2577

Date of fiscal year end: November 30

Date of reporting period: August 31, 2018

Item 1. Schedule of Investments.

Alerian Energy Infrastructure ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
Canadian Energy Infrastructure Companies (29.63%)
Energy (29.63%)
AltaGas, Ltd.		21,905	$	407,047
Enbridge, Inc.		127,397		4,345,165
Gibson Energy, Inc.		17,815		264,563
Inter Pipeline, Ltd.		47,378		870,593
Keyera Corp.		25,316		697,597
Pembina Pipeline Corp.		62,408		2,128,567
TransCanada Corp.		101,741		4,333,153
Total Energy				13,046,685
Total Canadian Energy Infrastructure Companies
(Cost $14,601,156)				13,046,685
U.S. Energy Infrastructure Companies (27.78%)
Energy (26.74%)
Cheniere Energy, Inc.(a)		34,752		2,325,951
Kinder Morgan, Inc.		243,983		4,318,499
ONEOK, Inc.		50,873		3,353,040
SemGroup Corp., Class A		9,695		234,619
Targa Resources Corp.		26,318		1,449,332
Tellurian, Inc.(a)(b)		9,906		95,791
Total Energy				11,777,232
Industrials (1.04%)
Macquarie Infrastructure Corp.		9,682		455,441
Total U.S. Energy Infrastructure Companies
(Cost $13,253,679)				12,232,673
U.S. Energy Infrastructure MLPs (25.72%)
Energy (25.72%)
Andeavor Logistics LP		6,631		322,134
BP Midstream Partners LP		3,536		69,765
Buckeye Partners LP		10,897		384,228
Crestwood Equity Partners LP		3,629		136,450
Dominion Energy Midstream Partners LP		3,643		59,745
Enable Midstream Partners LP		6,494		101,112
Energy Transfer Equity LP		159,448		2,790,340
Enterprise Products Partners LP		109,664		3,136,390
EQT GP Holdings LP		16,154		339,234
Genesis Energy LP		8,098		193,785
Holly Energy Partners LP		3,383		97,972
Magellan Midstream Partners LP		16,952		1,156,974
MPLX LP		21,467		761,434
NGL Energy Partners LP		8,316		94,802
Noble Midstream Partners LP		1,596		69,905
NuStar Energy LP		7,229		200,099
Phillips 66 Partners LP		3,908		201,106
Shell Midstream Partners LP		9,161		204,932
Summit Midstream Partners LP		3,042		49,128
Tallgrass Energy LP		18,392		452,259
Valero Energy Partners LP		1,654		59,197

Security Description	Shares		Value
Energy (continued)
Western Gas Equity Partners LP		13,217	$	447,528
Total Energy				11,328,519
Total U.S. Energy Infrastructure MLPs
(Cost $12,409,251)				11,328,519
U.S. General Partners (16.54%)
Energy (16.54%)
Antero Midstream GP LP		27,431		463,310
EnLink Midstream LLC		28,399		462,904
Plains GP Holdings LP, Class A		73,552		1,896,170
The Williams Cos., Inc.		150,793		4,461,965
Total Energy				7,284,349
Total U.S. General Partners
(Cost $8,129,385)				7,284,349

7 Day Yield			Shares		Value
Short Term Investments (0.39%)
Money Market Fund (0.22%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $97,491)	1.851	%		97,491		97,491
Investments Purchased with Collateral from Securities Loaned (0.17%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $76,210)				76,210		76,210
Total Short Term Investments
(Cost $173,701)						173,701
Total Investments (100.06%)
(Cost 48,567,172)					$	44,065,927
Liabilities in Excess of Other Assets (-0.06%)						(27,089	)
Net Assets (100.00%)					$	44,038,838

(a)	Non-income producing security.
(b)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $73,695

See Notes to Quarterly Schedule of Investments.

Alerian MLP ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
Master Limited Partnerships (100.42%)
Gathering & Processing | Natural Gas (24.85%)
Antero Midstream Partners LP		7,869,218	$	230,332,011
Crestwood Equity Partners LP(a)		4,394,079		165,217,370
DCP Midstream LP(a)		8,111,985		334,294,902
Enable Midstream Partners LP		7,861,066		122,396,798
EnLink Midstream Partners LP		14,893,323		265,101,149
MPLX LP		25,808,395		915,423,771
Western Gas Partners LP(a)		8,998,730		439,587,960
Total Gathering & Processing | Natural Gas				2,472,353,961
Other | Liquefaction (1.39%)
Cheniere Energy Partners LP		3,652,428		138,427,021
Pipeline Transportation | Natural Gas (28.63%)
Energy Transfer Partners LP		43,328,322		977,053,661
Enterprise Products Partners LP		35,168,780		1,005,827,108
EQT Midstream Partners LP(a)		7,443,190		425,452,741
Spectra Energy Partners LP		7,333,650		278,385,354
TC PipeLines LP(a)		4,856,543		162,208,536
Total Pipeline Transportation | Natural Gas				2,848,927,400
Pipeline Transportation | Petroleum (45.55%)
Andeavor Logistics LP		7,968,336		387,101,763
Buckeye Partners LP(a)		13,107,292		462,163,116
Enbridge Energy Partners LP		19,331,197		217,669,278
Genesis Energy LP(a)		9,804,424		234,619,866
Holly Energy Partners LP		4,096,990		118,648,830
Magellan Midstream Partners LP(a)		14,552,181		993,186,353
NGL Energy Partners LP(a)		10,070,307		114,801,500
NuStar Energy LP(a)		7,097,814		196,467,492
Phillips 66 Partners LP		4,731,762		243,496,473
Plains All American Pipeline LP(a)		37,948,857		991,224,145
Shell Midstream Partners LP		11,092,883		248,147,793
Tallgrass Energy LP		13,242,038		325,621,714
Total Pipeline Transportation | Petroleum				4,533,148,323
Total Master Limited Partnerships
(Cost $9,959,309,287)				9,992,856,705

7 Day Yield			Shares		Value
Short Term Investments (0.16%)
State Street Institutional Treasury Plus Money Market Fund	1.851	%		15,433,992	$	15,433,992
Total Short Term Investments
(Cost $15,433,992)						15,433,992
Total Investments (100.58%)
(Cost 9,974,743,279)					$	10,008,290,697
Liabilities in Excess of Other Assets (-0.58%)						(57,496,887	)
Net Assets (100.00%)					$	9,950,793,810

^(a) Affiliated Company.  See Note 6 in Notes to Quarterly Schedule of Investments.

See Notes to Quarterly Schedule of Investments.

ALPS Emerging Sector Dividend Dogs ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.72%)
Brazil (9.93%)
BB Seguridade Participacoes SA		116,696	$	701,362
CCR SA		299,411		688,048
Cielo SA		181,022		671,094
Engie Brasil Energia SA		85,404		773,712
Fleury SA		123,598		779,865
Total Brazil				3,614,081
Chile (4.00%)
AES Gener SA		3,043,728		766,441
Cencosud SA		291,730		690,651
Total Chile				1,457,092
China (9.59%)
COSCO SHIPPING Energy Transportation Co., Ltd., Class H		1,437,000		627,987
Great Wall Motor Co., Ltd., Class H(a)		826,000		508,308
Huaneng Power International, Inc., Sponsored ADR(a)		27,911		710,893
Lenovo Group, Ltd.		1,514,000		987,632
Sinopec Shanghai Petrochemical Co., Ltd., Class H		1,120,000		657,837
Total China				3,492,657
Czech Republic (2.16%)
CEZ AS		31,034		786,596
Hungary (2.12%)
Richter Gedeon Nyrt		39,362		773,496
India (6.76%)
Infosys, Ltd., Sponsored ADR		42,665		886,152
Vedanta, Ltd., ADR		54,895		701,558
Wipro, Ltd., ADR		169,532		873,090
Total India				2,460,800
Indonesia (10.83%)
Astra International Tbk PT		1,615,000		794,891
Gudang Garam Tbk PT		158,700		786,497
Indocement Tunggal Prakarsa Tbk PT		691,000		831,499
Kalbe Farma Tbk PT		8,193,900		748,187
Perusahaan Gas Negara Persero Tbk		5,357,500		778,347
Total Indonesia				3,939,421
Malaysia (8.27%)
Astro Malaysia Holdings Bhd		1,851,100		783,773
British American Tobacco Malaysia Bhd		86,827		715,406

Security Description	Shares		Value
Malaysia (continued)
Malayan Banking Bhd		319,100	$	773,387
MISC Bhd		510,200		736,218
Total Malaysia				3,008,784
Mexico (2.54%)
Banco Santander Mexico SA Institucion de Banca Multiple Grupo Financiero Santand, ADR		117,677		923,765
Philippines (4.43%)
PLDT, Inc., Sponsored ADR(a)		32,275		846,251
Semirara Mining & Power Corp.		1,409,900		764,702
Total Philippines				1,610,953
Poland (2.09%)
Bank Polska Kasa Opieki SA		24,079		759,066
Russia (8.31%)
Gazprom PJSC, ADR		175,922		775,816
LUKOIL PJSC, Sponsored ADR		11,928		823,032
Mobile TeleSystems PJSC, Sponsored ADR		82,495		639,336
Severstal PJSC, GDR(b)		49,009		789,045
Total Russia				3,027,229
South Africa (9.88%)
Absa Group, Ltd.		64,178		709,910
AVI, Ltd.		102,306		807,657
Life Healthcare Group Holdings, Ltd.		386,852		701,836
Netcare, Ltd.		349,276		697,601
Woolworths Holdings, Ltd.		184,442		680,534
Total South Africa				3,597,538
Thailand (10.74%)
BTS Group Holdings PCL		2,656,220		750,688
Charoen Pokphand Foods PCL		995,400		783,121
Delta Electronics Thailand PCL		391,324		833,940
Intouch Holdings PCL		463,900		786,632
Thai Oil PCL		292,900		753,951
Total Thailand				3,908,332
Turkey (8.07%)
Enka Insaat ve Sanayi AS		849,153		663,421
Eregli Demir ve Celik Fabrikalari TAS		346,352		624,533
Ford Otomotiv Sanayi AS		56,696		578,081
Tupras Turkiye Petrol Rafinerileri AS		32,336		581,105
Turkcell Iletisim Hizmetleri AS, ADR		120,863		491,912
Total Turkey				2,939,052
TOTAL COMMON STOCKS
(Cost $41,014,178)				36,298,862

Security Description	Shares		Value
WARRANTS (0.00%)
Thailand (–%)
BTS Group Holdings PCL		287,902	$	–
TOTAL WARRANTS
(Cost $–)				–

7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (2.05%)
Money Market Fund (0.45%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $165,372)	1.851	%		165,372		165,372
Investments Purchased with Collateral From Securities Loaned (1.60%)
State Street Navigator Securities Lending Prime Portfolio, 1.92%
(Cost $580,669)				580,669		580,669
TOTAL SHORT TERM INVESTMENTS
(Cost $746,041)						746,041
TOTAL INVESTMENTS (101.77%)
(Cost $41,760,219)					$	37,044,903
NET LIABILITIES LESS OTHER ASSETS (-1.77%)						(644,376	)
NET ASSETS (100.00%)					$	36,400,527

(a)	Security, or a portion of the security position is currently on loan. The total market value of securities on loan is $964,447.
(b)	These securities initially sold to other parties pursuant to Regulation S under the 1933 Act and subsequently resold to the Fund. As of August 31, 2018, the aggregate market values of these securities were $789,045, representing 2.17% of the Fund’s net assets.

See Notes to Quarterly Schedule of Investments.

ALPS EQUAL SECTOR WEIGHT ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
SECURITY DESCRIPTION	SHARES		VALUE
EXCHANGE TRADED FUNDS (99.99%)
Consumer Discretionary (10.00%)
Consumer Discretionary Select Sector SPDR® Fund		137,501	$	16,080,742
Consumer Staples (10.00%)
Consumer Staples Select Sector SPDR® Fund		299,092		16,085,168
Energy (9.62%)
Energy Select Sector SPDR® Fund		207,836		15,471,312
Financials (9.88%)
Financial Select Sector SPDR® Fund		561,165		15,897,804
Healthcare (10.40%)
Health Care Select Sector SPDR® Fund		180,379		16,735,564
Industrials (9.84%)
Industrial Select Sector SPDR® Fund		205,208		15,821,537
Materials (9.51%)
Materials Select Sector SPDR® Fund		258,082		15,296,520
Real Estate (10.30%)
Real Estate Select Sector SPDR® Fund		489,527		16,570,489
Technology (10.10%)
Technology Select Sector SPDR® Fund		214,937		16,249,237
Utilities (10.34%)
Utilities Select Sector SPDR® Fund		311,167		16,638,099
TOTAL EXCHANGE TRADED FUNDS
(Cost $115,978,766)				160,846,472

7 DAY YIELD			SHARES		VALUE
SHORT TERM INVESTMENTS (0.02%)
Money Market Fund (0.02%)
State Street Institutional Treasury Plus Money Market Fund	1.851	%		33,053		33,053
TOTAL SHORT TERM INVESTMENTS
(COST OF $33,053)						33,053
TOTAL INVESTMENTS (100.01%)
(Cost $116,011,819)					$	160,879,525
NET LIABILITIES LESS OTHER ASSETS (-0.01%)						(19,260	)
NET ASSETS (100.00%)					$	160,860,265

Common Abbreviations:

SPDR^® - Standard & Poor's Depositary Receipts

See Notes to Quarterly Schedule of Investments.

ALPS International Sector Dividend Dogs ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.24%)
Australia (17.91%)
AMP, Ltd.		2,424,019	$	5,820,375
BHP Billiton, Ltd.		258,334		6,167,639
Fortescue Metals Group, Ltd.		1,868,500		5,158,136
National Australia Bank, Ltd.		333,580		6,803,429
Telstra Corp., Ltd.		3,167,073		7,058,107
Wesfarmers, Ltd.		189,716		7,017,103
Westpac Banking Corp.		317,458		6,513,415
Woodside Petroleum, Ltd.		262,798		6,965,683
Woolworths Group, Ltd.		304,820		6,201,524
Total Australia				57,705,411
Belgium (1.80%)
Proximus SADP		251,847		5,801,320
Denmark (1.56%)
Pandora A/S		83,959		5,016,205
Finland (6.30%)
Fortum OYJ		280,741		7,103,972
Nokia OYJ		1,148,309		6,395,256
UPM-Kymmene OYJ		176,461		6,800,264
Total Finland				20,299,492
France (8.41%)
Bouygues SA		144,708		6,387,895
Carrefour SA		378,259		6,748,419
Sanofi		85,282		7,294,657
TOTAL SA		106,640		6,668,161
Total France				27,099,132
Germany (5.84%)
Bayer AG		57,713		5,384,688
Evonik Industries AG		186,269		6,942,563
Telefonica Deutschland Holding AG		1,561,565		6,494,501
Total Germany				18,821,752
Great Britain (1.69%)
Persimmon PLC		172,689		5,447,069

Security Description	Shares		Value
Hong Kong (1.77%)
Sands China, Ltd.		1,169,800	$	5,708,341
Italy (3.69%)
Atlantia SpA		239,903		4,998,492
Eni SpA		372,164		6,903,194
Total Italy				11,901,686
Japan (9.66%)
Canon, Inc.		194,863		6,248,734
Japan Airlines Co., Ltd.		171,700		6,188,988
Japan Tobacco, Inc.		245,100		6,445,704
Nissan Motor Co., Ltd.		667,900		6,251,607
Tokyo Electron, Ltd.		35,300		5,996,648
Total Japan				31,131,681
Netherlands (1.93%)
Royal Dutch Shell PLC, Class A		190,843		6,200,376
Portugal (2.03%)
EDP - Energias de Portugal SA		1,676,983		6,550,171
Spain (4.14%)
Endesa SA		297,831		6,668,698
Ferrovial SA		309,338		6,687,572
Total Spain				13,356,270
Sweden (10.65%)
Hennes & Mauritz AB, Class B(a)		432,123		5,822,343
Nordea Bank AB		687,758		7,430,221
Swedbank AB, Class A		310,974		7,236,105
Telefonaktiebolaget LM Ericsson, Class B		916,648		7,731,992
Telia Co. AB		1,373,291		6,090,735
Total Sweden				34,311,396
Switzerland (2.45%)
Roche Holding AG		31,695		7,874,290
United Kingdom (19.41%)
AstraZeneca PLC		92,856		6,976,210
BP PLC		852,207		6,046,815
Centrica PLC		3,413,604		6,341,842
GlaxoSmithKline PLC		325,730		6,589,460
Imperial Brands PLC		192,407		6,844,805

Security Description	Shares		Value
United Kingdom (continued)
International Consolidated Airlines Group SA		719,992	$	6,448,164
Micro Focus International PLC		372,277		6,298,438
Rio Tinto, Ltd.		101,537		5,309,653
SSE PLC		370,753		6,022,709
Vodafone Group PLC		2,655,127		5,662,488
Total United Kingdom				62,540,584
TOTAL COMMON STOCKS
(Cost $336,890,891)				319,765,176

7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.68%)
Money Market Fund (0.33%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $1,077,307)	1.851	%		1,077,307		1,077,307
Investments Purchased with Collateral From Securities Loaned (0.35%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $1,129,700)				1,129,700		1,129,700
TOTAL SHORT TERM INVESTMENTS
(Cost $2,207,007)						2,207,007
TOTAL INVESTMENTS (99.92%)
(Cost $339,097,898)					$	321,972,183
NET OTHER ASSETS AND LIABILITIES (0.08%)						248,629
NET ASSETS (100.00%)					$	322,220,812

^(a) Security, or a portion of the security position is currently on loan. The total market value of securities on loan is $4,333,163.

See Notes to Quarterly Schedule of Investments.

ALPS MEDICAL BREAKTHROUGHS ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (100.01%)
Biotechnology (71.23%)
Acceleron Pharma, Inc.(a)(b)		83,412	$	4,505,916
Achillion Pharmaceuticals, Inc.(b)		252,065		869,624
Acorda Therapeutics, Inc.(b)		85,766		2,470,061
Adamas Pharmaceuticals, Inc.(a)(b)		49,142		1,131,740
Aduro Biotech, Inc.(b)		143,447		1,061,508
Agios Pharmaceuticals, Inc.(b)		104,657		8,447,913
Aimmune Therapeutics, Inc.(b)		105,608		2,947,519
Akebia Therapeutics, Inc.(b)		103,639		850,876
Albireo Pharma, Inc.(b)		21,667		749,245
Allena Pharmaceuticals, Inc.(b)		37,716		411,104
AMAG Pharmaceuticals, Inc.(b)		62,536		1,525,878
Amarin Corp. PLC, ADR(a)(b)		534,935		1,690,395
AnaptysBio, Inc.(a)(b)		42,794		3,793,260
Apellis Pharmaceuticals, Inc.(a)(b)		101,913		1,973,036
Aquinox Pharmaceuticals, Inc.(a)(b)		42,750		133,380
Ardelyx, Inc.(b)		109,513		470,906
Arena Pharmaceuticals, Inc.(b)		89,243		3,466,198
ArQule, Inc.(b)		158,721		1,052,320
Array BioPharma, Inc.(a)(b)		382,296		5,952,349
Ascendis Pharma A/S, ADR(b)		67,034		4,758,073
Atara Biotherapeutics, Inc.(a)(b)		79,623		3,260,562
Athersys, Inc.(a)(b)		251,366		517,814
Calithera Biosciences, Inc.(b)		65,311		355,945
CASI Pharmaceuticals, Inc.(a)(b)		156,965		1,090,907
Catalyst Biosciences, Inc.(b)		21,667		236,820
Catalyst Pharmaceuticals, Inc.(b)		186,934		629,968
ChemoCentryx, Inc.(b)		89,544		1,180,190
Concert Pharmaceuticals, Inc.(b)		42,624		672,180
Corbus Pharmaceuticals Holdings, Inc.(a)(b)		104,107		609,026
CTI BioPharma Corp.(a)(b)		105,657		198,635
Dynavax Technologies Corp.(a)(b)		113,475		1,571,629
Emergent BioSolutions, Inc.(b)		90,330		5,600,460
Enanta Pharmaceuticals, Inc.(b)		34,949		3,177,913
Epizyme, Inc.(b)		126,612		1,494,022
Fate Therapeutics, Inc.(b)		96,304		1,241,359
FibroGen, Inc.(b)		151,626		9,271,930
Five Prime Therapeutics, Inc.(b)		64,140		897,960
Flexion Therapeutics, Inc.(a)(b)		68,572		1,570,299
G1 Therapeutics, Inc.(b)		59,578		3,615,193
Galapagos NV, Sponsored ADR(b)		92,229		9,348,331
Global Blood Therapeutics, Inc.(a)(b)		93,937		4,598,216
GlycoMimetics, Inc.(a)(b)		77,409		1,139,460
Halozyme Therapeutics, Inc.(b)		261,009		4,805,176
Heron Therapeutics, Inc.(a)(b)		130,393		5,026,650
Idera Pharmaceuticals, Inc.(a)(b)		49,501		517,780
Immune Design Corp.(b)		87,685		333,203
ImmunoGen, Inc.(b)		242,392		2,469,974

Security Description	Shares		Value
Biotechnology (71.23%) (continued)
Immunomedics, Inc.(a)(b)		303,912	$	8,132,685
Insmed, Inc.(a)(b)		138,812		2,766,523
Intercept Pharmaceuticals, Inc.(a)(b)		53,374		5,967,213
Ironwood Pharmaceuticals, Inc.(a)(b)		250,047		4,810,904
Jounce Therapeutics, Inc.(a)(b)		59,174		464,516
Kiniksa Pharmaceuticals, Ltd., Class A(b)		26,862		592,038
Kura Oncology, Inc.(b)		60,760		1,245,580
Ligand Pharmaceuticals, Inc.(b)		38,683		10,045,588
Loxo Oncology, Inc.(b)		54,598		9,225,970
MacroGenics, Inc.(b)		76,902		1,681,847
Madrigal Pharmaceuticals, Inc.(a)(b)		25,859		6,185,731
MediciNova, Inc.(a)(b)		74,926		911,849
MiMedx Group, Inc.(a)(b)		202,304		1,072,211
Minerva Neurosciences, Inc.(b)		70,606		734,302
Mirati Therapeutics, Inc.(a)(b)		52,929		2,993,135
NuCana PLC, ADR(a)(b)		58,089		1,433,056
PDL BioPharma, Inc.(b)		274,487		664,259
Progenics Pharmaceuticals, Inc.(b)		134,313		1,051,671
PTC Therapeutics, Inc.(b)		84,625		3,532,248
Ra Pharmaceuticals, Inc.(b)		58,823		717,641
Radius Health, Inc.(a)(b)		82,833		1,703,875
Rhythm Pharmaceuticals, Inc.(b)		50,152		1,579,788
Rocket Pharmaceuticals, Inc.(a)(b)		71,787		1,712,120
Savara, Inc.(a)(b)		55,755		655,679
Spark Therapeutics, Inc.(a)(b)		67,508		4,159,168
Syndax Pharmaceuticals, Inc.(b)		45,001		349,208
Syros Pharmaceuticals, Inc.(b)		59,363		729,571
Tocagen, Inc.(a)(b)		36,277		353,701
United Therapeutics Corp.(b)		79,028		9,719,654
UroGen Pharma, Ltd.(b)		28,181		1,361,988
Vericel Corp.(b)		75,633		922,723
Voyager Therapeutics, Inc.(b)		58,876		1,279,964
Total Biotechnology				202,449,309
Pharmaceuticals (28.78%)
Aclaris Therapeutics, Inc.(a)(b)		56,307		896,407
Aerie Pharmaceuticals, Inc.(a)(b)		71,607		4,393,089
Akcea Therapeutics, Inc.(a)(b)		155,108		4,096,402
Akorn, Inc.(b)		227,023		3,561,991
Assembly Biosciences, Inc.(b)		37,444		1,497,760
Assertio Therapeutics, Inc.(b)		115,857		739,168
Avadel Pharmaceuticals PLC, ADR(a)(b)		73,022		374,603
Clearside Biomedical, Inc.(b)		58,205		396,376
Corium International, Inc.(a)(b)		65,857		642,764
Cymabay Therapeutics, Inc.(a)(b)		107,067		1,459,323
Dova Pharmaceuticals, Inc.(a)(b)		51,349		1,306,832
Durect Corp.(b)		294,650		385,991
Endo International PLC(b)		405,564		6,955,423
Endocyte, Inc.(a)(b)		125,254		2,470,009
GW Pharmaceuticals PLC, ADR(a)(b)		45,913		6,739,110
Horizon Pharma PLC(b)		299,524		6,331,937
Hutchison China MediTech, Ltd., ADR(b)		241,193		7,057,307
Intersect ENT, Inc.(b)		54,894		1,608,394
Kala Pharmaceuticals, Inc.(b)		44,764		604,762

Security Description	Shares		Value
Pharmaceuticals (28.78%) (continued)
Lannett Co., Inc.(a)(b)		69,266	$	370,573
Marinus Pharmaceuticals, Inc.(a)(b)		73,831		527,153
MyoKardia, Inc.(a)(b)		71,855		4,429,861
Odonate Therapeutics, Inc.(a)(b)		48,982		939,965
Omeros Corp.(a)(b)		87,997		2,277,362
Pacira Pharmaceuticals, Inc.(b)		74,205		3,498,766
Paratek Pharmaceuticals, Inc.(a)(b)		57,562		590,010
resTORbio, Inc.(a)(b)		51,107		604,596
Revance Therapeutics, Inc.(b)		67,064		1,837,554
Strongbridge Biopharma PLC(a)(b)		82,973		456,352
Supernus Pharmaceuticals, Inc.(b)		93,969		4,162,827
Taro Pharmaceutical Industries, Ltd.(b)		72,804		7,691,015
Theravance Biopharma, Inc.(a)(b)		99,947		2,895,465
Total Pharmaceuticals				81,799,147
TOTAL COMMON STOCKS
(Cost $254,940,447)				284,248,456
RIGHTS (0.00%)(c)
Biotechnology (0.00%)(c)
Dyax Corp. - CVR(b)		170,016		1,700
Total Biotechnology				1,700
TOTAL RIGHTS
(Cost $–)				1,700

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (3.59%)
Money Market Fund (0.01%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $15,012)		1.851	%		15,012		15,012
Investments Purchased with Collateral from Securities Loaned (3.58%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $10,160,778)					10,160,778		10,160,778
TOTAL SHORT TERM INVESTMENTS
(Cost $10,175,790)							10,175,790
TOTAL INVESTMENTS (103.60%)
(Cost $265,116,237)						$	294,425,946
NET LIABILITIES LESS OTHER ASSETS (-3.60%)							(10,212,352	)
NET ASSETS (100.00%)						$	284,213,594

(a)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $71,127,594.
(b)	Non-income producing security.
(c)	Less than 0.005% of Net Assets.

See Notes to Quarterly Schedule of Investments.

ALPS Sector Dividend Dogs ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.53%)
Consumer Discretionary (9.35%)
Ford Motor Co.		3,890,478	$	36,881,732
Kohl's Corp.		600,385		47,496,457
L Brands, Inc.		1,261,196		33,333,410
Macy's, Inc.		1,170,248		42,772,565
Target Corp.		599,384		52,446,100
Total Consumer Discretionary				212,930,264
Consumer Staples (10.69%)
Altria Group, Inc.		808,657		47,322,608
Archer-Daniels-Midland Co.		1,049,314		52,885,426
Coca-Cola Co.		1,064,587		47,448,642
General Mills, Inc.		1,089,341		50,120,579
Philip Morris International, Inc.		588,889		45,868,564
Total Consumer Staples				243,645,819
Energy (10.26%)
Exxon Mobil Corp.		558,610		44,783,764
Helmerich & Payne, Inc.		720,340		47,232,694
Occidental Petroleum Corp.		547,453		43,725,071
ONEOK, Inc.		683,610		45,056,735
The Williams Cos., Inc.		1,791,958		53,024,037
Total Energy				233,822,301
Financials (9.89%)
Invesco, Ltd.		1,687,549		40,669,931
MetLife, Inc.		984,127		45,161,588
People's United Financial, Inc.		2,431,450		45,006,139
Principal Financial Group, Inc.		821,667		45,347,802
Wells Fargo & Co.		840,241		49,137,294
Total Financials				225,322,754
Health Care (11.26%)
Cardinal Health, Inc.		874,698		45,650,488
Eli Lilly & Co.		543,485		57,419,190
Gilead Sciences, Inc.		650,208		49,240,252
Merck & Co., Inc.		747,815		51,292,631
Pfizer, Inc.		1,275,207		52,946,595
Total Health Care				256,549,156
Industrials (10.07%)
Eaton Corp. PLC		582,161		48,400,866
Emerson Electric Co.		643,736		49,393,863
General Electric Co.		3,349,220		43,338,907
Nielsen Holdings PLC		1,492,868		38,814,568

Security Description	Shares		Value
Industrials (continued)
United Parcel Service, Inc., Class B		403,763	$	49,614,397
Total Industrials				229,562,601
Information Technology (10.26%)
International Business Machines Corp.		320,185		46,900,699
QUALCOMM, Inc.		774,482		53,214,658
Seagate Technology PLC		835,754		44,746,269
Western Union Co.		2,242,061		42,419,794
Xerox Corp.		1,671,532		46,568,882
Total Information Technology				233,850,302
Materials (9.97%)
CF Industries Holdings, Inc.		1,080,998		56,157,846
International Paper Co.		793,482		40,578,670
LyondellBasell Industries NV, Class A		395,673		44,624,001
Nucor Corp.		698,220		43,638,750
WestRock Co.		765,738		42,176,849
Total Materials				227,176,116
Telecommunication Services (6.68%)
AT&T, Inc.		1,379,258		44,053,500
CenturyLink, Inc.		2,645,335		56,504,356
Verizon Communications, Inc.		950,819		51,696,029
Total Telecommunication Services				152,253,885
Utilities (11.10%)
The AES Corp.		3,654,652		49,191,616
FirstEnergy Corp.		1,404,348		52,494,528
PPL Corp.		1,812,809		53,912,940
SCANA Corp.		1,293,512		49,593,250
The Southern Co.		1,087,676		47,618,455
Total Utilities				252,810,789
TOTAL COMMON STOCKS
(Cost $2,174,607,530)				2,267,923,987

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.11%)
Money Market Fund (0.11%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $2,431,103)		1.851	%		2,431,103		2,431,103
TOTAL SHORT TERM INVESTMENTS
(Cost $2,431,103)							2,431,103
TOTAL INVESTMENTS (99.64%)
(Cost $2,177,038,633)						$	2,270,355,090
NET OTHER ASSETS AND LIABILITIES (0.36%)							8,469,563
NET ASSETS (100.00%)						$	2,278,824,653

See Notes to Quarterly Schedule of Investments. 

BARRON'S 400SM ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (92.32%)
Consumer Discretionary (14.79%)
Aaron's, Inc.		9,494	$	472,042
Altice USA, Inc., Class A		22,674		406,318
AMC Networks, Inc., Class A(a)		8,922		560,391
American Axle & Manufacturing Holdings, Inc.(a)		29,739		526,678
Best Buy Co., Inc.		6,417		510,536
Big Lots, Inc.		9,672		416,380
Boot Barn Holdings, Inc.(a)		24,554		734,901
BorgWarner, Inc.		9,034		395,418
Burlington Stores, Inc.(a)		3,610		607,130
Cable One, Inc.		640		536,154
Carter's, Inc.		4,110		435,372
Cheesecake Factory, Inc.		9,436		501,712
Children's Place, Inc.		3,485		490,514
Cinemark Holdings, Inc.		11,312		422,164
Comcast Corp., Class A		12,605		466,259
Cracker Barrel Old Country Store, Inc.(b)		2,798		417,154
Dave & Buster's Entertainment, Inc.(a)		10,165		591,298
Dollar General Corp.		5,131		552,763
Dollar Tree, Inc.(a)		4,864		391,601
Entravision Communications Corp., Class A		72,884		382,641
Five Below, Inc.(a)		6,728		783,610
Floor & Decor Holdings, Inc., Class A(a)		9,893		363,667
Gap, Inc.		14,057		426,630
Gentex Corp.		19,564		457,406
Grand Canyon Education, Inc.(a)		4,291		511,230
Gray Television, Inc.(a)		34,013		593,527
Hooker Furniture Corp.		11,550		485,677
International Speedway Corp., Class A		10,283		453,994
Interpublic Group of Cos., Inc.		19,588		457,380
Johnson Outdoors, Inc., Class A		6,814		690,122
Las Vegas Sands Corp.		6,217		406,716
LCI Industries		4,175		388,066
Lear Corp.		2,402		389,604
LGI Homes, Inc.(a)(b)		6,828		393,293
Malibu Boats, Inc., Class A(a)		13,302		641,289
MCBC Holdings, Inc.(a)		17,354		478,450
Mohawk Industries, Inc.(a)		1,829		350,418
Nexstar Media Group, Inc., Class A		6,525		535,050
NIKE, Inc., Class B		6,938		570,304
Norwegian Cruise Line Holdings, Ltd.(a)		8,107		434,616
Nutrisystem, Inc.		14,371		531,727
NVR, Inc.(a)		145		386,925
O'Reilly Automotive, Inc.(a)		1,829		613,483
PetMed Express, Inc.		9,818		360,222
Pool Corp.		3,183		522,840
Ross Stores, Inc.		5,963		571,136
Starbucks Corp.		7,776		415,627

Security Description	Shares		Value
Consumer Discretionary (continued)
Stoneridge, Inc.(a)		18,287	$	547,330
Target Corp.		6,451		564,462
Thor Industries, Inc.		3,703		353,414
TJX Cos., Inc.		5,576		613,193
Toll Brothers, Inc.		10,177		368,713
Ulta Beauty, Inc.(a)		2,201		572,260
Vail Resorts, Inc.		2,076		618,752
Visteon Corp.(a)		3,715		410,099
Walt Disney Co.		4,426		495,800
Winnebago Industries, Inc.		10,459		386,460
Wynn Resorts, Ltd.		2,476		367,290
ZAGG, Inc.(a)		36,011		583,378
Total Consumer Discretionary				28,911,586
Consumer Staples (4.03%)
Brown-Forman Corp., Class B		8,409		439,118
Church & Dwight Co., Inc.		9,050		512,049
Coca-Cola Bottling Co. Consolidated		2,462		417,457
Energizer Holdings, Inc.		8,233		523,536
Hostess Brands, Inc.(a)		31,387		369,111
J&J Snack Foods Corp.		3,257		473,893
JM Smucker Co.		3,491		360,900
Kimberly-Clark Corp.		4,063		469,439
McCormick & Co., Inc.		4,145		517,628
Medifast, Inc.		5,114		1,169,827
MGP Ingredients, Inc.		5,815		448,395
National Beverage Corp.(a)		4,932		581,187
Pilgrim's Pride Corp.(a)		18,735		346,410
Sanderson Farms, Inc.		3,751		396,706
Sprouts Farmers Market, Inc.(a)		18,168		480,907
Tyson Foods, Inc., Class A		6,074		381,508
Total Consumer Staples				7,888,071
Energy (5.94%)
BP Prudhoe Bay Royalty Trust		20,499		632,394
C&J Energy Services, Inc.(a)		17,740		371,653
Callon Petroleum Co.(a)		39,380		444,994
Centennial Resource Development, Inc., Class A(a)		25,034		482,405
Cimarex Energy Co.		4,962		419,190
Denbury Resources, Inc.(a)		191,321		1,065,658
Diamondback Energy, Inc.		3,613		437,462
EQT Corp.		8,717		444,741
Gulfport Energy Corp.(a)		42,553		500,423
Laredo Petroleum, Inc.(a)		53,832		446,267
Liberty Oilfield Services, Inc., Class A(a)		24,901		489,056
Mammoth Energy Services, Inc.(b)		15,508		426,160
Marathon Petroleum Corp.		6,632		545,747
Matador Resources Co.(a)		15,876		519,780
Newfield Exploration Co.(a)		19,538		532,997
Parsley Energy, Inc., Class A(a)		17,122		475,478
PBF Energy, Inc., Class A		14,992		778,385
Phillips 66		4,856		575,485
RPC, Inc.		22,555		308,552
San Juan Basin Royalty Trust		51,710		301,986
SRC Energy, Inc.(a)		49,910		464,662
US Silica Holdings, Inc.		17,241		365,337

Security Description	Shares		Value
Energy (continued)
Valero Energy Corp.		4,910	$	578,791
Total Energy				11,607,603
Financials (15.78%)
1st Source Corp.		8,711		487,729
Athene Holding, Ltd., Class A(a)		8,918		442,868
BancFirst Corp.		8,177		521,693
Bank of NT Butterfield & Son, Ltd.		9,771		516,300
Bank OZK		8,715		352,609
BankUnited, Inc.		10,724		415,984
BofI Holding, Inc.(a)		10,984		409,044
Carolina Financial Corp.		11,154		458,987
Cathay General Bancorp		10,625		449,437
CenterState Bank Corp.		16,280		498,494
Citizens Financial Group, Inc.		10,041		413,288
Comerica, Inc.		4,620		450,358
Commerce Bancshares, Inc.		7,515		534,016
Community Bank System, Inc.		8,055		532,677
Credit Acceptance Corp.(a)(b)		1,371		626,149
Cullen/Frost Bankers, Inc.		4,182		463,742
Eagle Bancorp, Inc.(a)		7,236		389,659
Eaton Vance Corp.		8,009		422,315
Enstar Group, Ltd.(a)		2,134		455,609
Essent Group, Ltd.(a)		10,834		469,762
Evercore, Inc., Class A		4,734		502,514
Federated Investors, Inc., Class B		13,492		312,475
Fifth Third Bancorp		13,480		396,716
First Busey Corp.		14,573		467,065
First Citizens BancShares, Inc., Class A		1,014		481,660
First Financial Bancorp		15,724		493,734
First Financial Bankshares, Inc.		9,383		566,733
First Merchants Corp.		10,471		503,864
Gladstone Investment Corp.		44,279		530,905
Green Dot Corp., Class A(a)		6,786		581,357
Guaranty Bancorp		15,616		488,000
Health Insurance Innovations, Inc., Class A(a)(b)		14,859		786,041
Huntington Bancshares, Inc.		28,185		456,879
Independent Bank Corp./Rockland MA		6,135		558,898
Independent Bank Group, Inc.		6,267		433,990
Lakeland Bancorp, Inc.		22,022		425,025
Live Oak Bancshares, Inc.		16,545		500,486
MB Financial, Inc.		10,359		501,997
Meridian Bancorp, Inc.		22,674		405,865
Meta Financial Group, Inc.		3,973		344,062
OceanFirst Financial Corp.		16,511		482,121
Old Republic International Corp.		21,538		477,713
PacWest Bancorp		8,678		438,152
Peapack Gladstone Financial Corp.		13,176		440,210
People's United Financial, Inc.		22,903		423,934
PNC Financial Services Group, Inc.		2,860		410,524
Preferred Bank		6,927		424,002
Primerica, Inc.		4,502		550,369
Principal Financial Group, Inc.		7,326		404,322
Reinsurance Group of America, Inc.		2,884		411,979
S&P Global, Inc.		2,341		484,704
SEI Investments Co.		5,993		378,038
ServisFirst Bancshares, Inc.		10,496		452,378

Security Description	Shares		Value
Financials (continued)
SunTrust Banks, Inc.		6,351	$	467,180
T Rowe Price Group, Inc.		3,925		454,868
TCF Financial Corp.		19,622		497,418
Texas Pacific Land Trust		893		745,307
TriState Capital Holdings, Inc.(a)		18,857		560,996
UMB Financial Corp.		5,975		449,559
Universal Insurance Holdings, Inc.		14,020		625,292
Walker & Dunlop, Inc.		8,813		480,308
Washington Federal, Inc.		12,755		434,945
Western Alliance Bancorp(a)		7,400		426,610
Wintrust Financial Corp.		5,082		450,011
Zions Bancorporation		8,235		438,843
Total Financials				30,858,769
Health Care (9.28%)
AbbVie, Inc.		3,835		368,083
ABIOMED, Inc.(a)		1,567		637,111
Align Technology, Inc.(a)		1,703		658,192
AMN Healthcare Services, Inc.(a)		7,757		452,233
athenahealth, Inc.(a)		3,144		483,862
Biogen, Inc.(a)		1,621		573,007
Cambrex Corp.(a)		8,177		551,130
Celgene Corp.(a)		5,014		473,572
Cerner Corp.(a)		7,280		474,001
ChemoCentryx, Inc.(a)		35,903		473,202
Concert Pharmaceuticals, Inc.(a)		19,582		308,808
Corcept Therapeutics, Inc.(a)		25,610		384,662
Cutera, Inc.(a)		8,616		292,944
Eagle Pharmaceuticals, Inc.(a)(b)		8,198		566,728
Emergent BioSolutions, Inc.(a)		8,690		538,780
Enanta Pharmaceuticals, Inc.(a)		5,326		484,293
Exelixis, Inc.(a)		18,515		347,897
Halozyme Therapeutics, Inc.(a)		21,928		403,694
HealthEquity, Inc.(a)		7,799		734,744
Illumina, Inc.(a)		1,811		642,597
Innoviva, Inc.(a)		29,531		428,790
Laboratory Corp. of America Holdings(a)		2,628		454,302
Lantheus Holdings, Inc.(a)		27,914		449,415
LeMaitre Vascular, Inc.		12,423		465,987
MiMedx Group, Inc.(a)(b)		62,303		330,206
OraSure Technologies, Inc.(a)		24,689		395,271
PDL BioPharma, Inc.(a)		148,598		359,607
Pfizer, Inc.		12,493		518,709
Prestige Consumer Healthcare, Inc.(a)		12,755		491,068
Regeneron Pharmaceuticals, Inc.(a)		1,359		552,773
Repligen Corp.(a)		12,743		699,336
Supernus Pharmaceuticals, Inc.(a)		10,227		453,056
Tivity Health, Inc.(a)(b)		11,240		386,656
Universal Health Services, Inc., Class B		3,705		482,243
Veeva Systems, Inc., Class A(a)		6,005		626,682
WellCare Health Plans, Inc.(a)		2,361		714,368
Zoetis, Inc.		5,426		491,596
Total Health Care				18,149,605
Industrials (19.91%)
AAON, Inc.		11,878		479,871
ACCO Brands Corp.		35,052		434,645

Security Description	Shares		Value
Industrials (continued)
Aerovironment, Inc.(a)		9,637	$	847,671
Air Lease Corp.		10,455		483,126
Alaska Air Group, Inc.		6,671		450,226
Allegiant Travel Co.		2,556		348,255
Allison Transmission Holdings, Inc.		11,909		591,401
Apogee Enterprises, Inc.		9,929		488,705
Applied Industrial Technologies, Inc.		6,213		478,712
Argan, Inc.		11,064		440,347
ASGN, Inc.(a)		5,502		509,430
Atkore International Group, Inc.(a)		22,139		606,166
Barrett Business Services, Inc.		5,285		396,534
Boeing Co.		1,355		464,480
Continental Building Products, Inc.(a)		16,366		610,452
Copart, Inc.(a)		9,044		581,620
CoStar Group, Inc.(a)		1,263		558,448
Dover Corp.		5,686		488,257
Encore Wire Corp.		8,113		407,678
ESCO Technologies, Inc.		7,400		500,610
Expeditors International of Washington, Inc.		7,058		517,210
Fastenal Co.		7,946		463,729
Federal Signal Corp.		20,273		527,706
Fortive Corp.		5,889		494,558
Fortune Brands Home & Security, Inc.		7,341		388,926
Forward Air Corp.		8,215		527,896
GATX Corp.		6,671		563,366
Generac Holdings, Inc.(a)		9,873		547,853
Gibraltar Industries, Inc.(a)		13,028		591,471
Graco, Inc.		9,908		465,775
H&E Equipment Services, Inc.		10,958		381,448
Hawaiian Holdings, Inc.		12,163		504,764
HEICO Corp., Class A		8,097		603,226
Hexcel Corp.		6,740		445,649
Hub Group, Inc., Class A(a)		10,203		539,229
IDEX Corp.		3,138		480,773
Insperity, Inc.		6,609		792,089
JB Hunt Transport Services, Inc.		3,765		454,624
JetBlue Airways Corp.(a)		20,542		391,941
Knight-Swift Transportation Holdings, Inc.		9,306		317,614
Knoll, Inc.		20,591		484,712
Korn/Ferry International		9,120		612,226
Landstar System, Inc.		4,112		476,170
Lincoln Electric Holdings, Inc.		4,894		460,819
Lydall, Inc.(a)		9,332		399,410
McGrath RentCorp		8,692		504,136
Mercury Systems, Inc.(a)		9,210		502,037
Meritor, Inc.(a)		19,990		432,983
National Presto Industries, Inc.(b)		4,794		635,684
Nordson Corp.		3,274		455,151
Norfolk Southern Corp.		3,224		560,460
NV5 Global, Inc.(a)		8,385		741,653
Old Dominion Freight Line, Inc.		3,095		471,678
Oshkosh Corp.		5,785		406,454
PACCAR, Inc.		6,816		466,351
Patrick Industries, Inc.(a)		6,872		439,808
PGT Innovations, Inc.(a)		24,294		590,344
Quad/Graphics, Inc.		17,151		390,528
Raven Industries, Inc.		11,972		579,445

Security Description	Shares		Value
Industrials (continued)
RBC Bearings, Inc.(a)		3,620	$	542,312
Schneider National, Inc., Class B		16,893		456,956
Snap-on, Inc.		3,020		533,876
Southwest Airlines Co.		7,608		466,370
Spartan Motors, Inc.		27,248		393,734
Spirit Airlines, Inc.(a)		10,183		483,896
Teledyne Technologies, Inc.(a)		2,388		566,577
TPI Composites, Inc.(a)		20,060		562,282
TransUnion		7,872		592,762
Trex Co., Inc.(a)		8,478		718,087
TriNet Group, Inc.(a)		9,818		579,949
Triton International, Ltd.		14,807		559,408
Union Pacific Corp.		3,357		505,631
United Rentals, Inc.(a)		2,460		383,440
Vectrus, Inc.(a)		11,520		378,086
Verisk Analytics, Inc.(a)		4,393		523,162
WABCO Holdings, Inc.(a)		3,271		402,595
WageWorks, Inc.(a)		9,574		512,209
Total Industrials				38,937,862
Information Technology (15.10%)
Adobe Systems, Inc.(a)		2,087		549,945
Advanced Energy Industries, Inc.(a)		6,535		389,355
Alliance Data Systems Corp.		1,974		470,957
Amkor Technology, Inc.(a)		41,182		359,519
Apple, Inc.		2,552		580,912
Applied Materials, Inc.		7,692		330,910
Applied Optoelectronics, Inc.(a)(b)		15,560		643,562
Arista Networks, Inc.(a)		1,583		473,285
Aspen Technology, Inc.(a)		5,613		647,516
Axcelis Technologies, Inc.(a)		17,492		353,338
Broadridge Financial Solutions, Inc.		4,235		572,318
Casa Systems, Inc.(a)		15,306		224,845
Ciena Corp.(a)		16,702		527,449
Cognex Corp.		8,360		449,768
Coherent, Inc.(a)		2,060		392,636
DXC Technology Co.		4,927		448,800
Electro Scientific Industries, Inc.(a)		23,560		517,142
Electronic Arts, Inc.(a)		3,627		411,338
Etsy, Inc.(a)		16,445		800,707
F5 Networks, Inc.(a)		3,104		587,029
Facebook, Inc., Class A(a)		2,524		443,543
Fiserv, Inc.(a)		6,225		498,436
FormFactor, Inc.(a)		30,011		463,670
GrubHub, Inc.(a)		4,204		605,838
Ichor Holdings, Ltd.(a)(b)		15,898		412,235
IPG Photonics Corp.(a)		1,797		315,338
Jack Henry & Associates, Inc.		3,698		585,911
KEMET Corp.(a)		23,201		599,514
Lam Research Corp.		2,050		354,835
LogMeIn, Inc.		3,603		309,678
Lumentum Holdings, Inc.(a)(b)		6,386		433,609
Manhattan Associates, Inc.(a)		10,197		591,324
Match Group, Inc.(a)(b)		10,107		505,855
MAXIMUS, Inc.		6,758		449,407
Micron Technology, Inc.(a)		7,725		405,717
MKS Instruments, Inc.		3,723		345,867
Nanometrics, Inc.(a)		15,230		667,226
NIC, Inc.		32,449		545,143
Novanta, Inc.(a)		8,099		620,383

Security Description	Shares		Value
Information Technology (continued)
NVIDIA Corp.		1,853	$	520,100
Oclaro, Inc.(a)		45,734		436,302
ON Semiconductor Corp.(a)		17,643		376,502
Paychex, Inc.		6,882		504,107
Paycom Software, Inc.(a)(b)		4,194		650,573
Qualys, Inc.(a)		5,943		541,110
Red Hat, Inc.(a)		2,982		440,531
Rogers Corp.(a)		3,351		462,673
Sabre Corp.		20,655		539,302
Skyworks Solutions, Inc.		4,100		374,330
SMART Global Holdings, Inc.(a)(b)		11,829		390,239
Stamps.com, Inc.(a)		2,296		570,441
Teradyne, Inc.		9,372		386,033
Texas Instruments, Inc.		4,151		466,572
Total System Services, Inc.		5,131		498,425
Trade Desk, Inc., Class A(a)(b)		7,925		1,124,399
TTM Technologies, Inc.(a)		27,105		506,864
Ultra Clean Holdings, Inc.(a)		22,086		337,032
Universal Display Corp.		3,635		444,924
Versum Materials, Inc.		11,654		463,713
Xcerra Corp.(a)		41,778		604,945
Total Information Technology				29,523,977
Materials (5.43%)
AdvanSix, Inc.(a)		10,884		368,315
American Vanguard Corp.		19,836		434,408
Berry Global Group, Inc.(a)		8,157		389,334
Celanese Corp., Series A		4,258		497,462
Chemours Co.		9,186		400,510
Eagle Materials, Inc.		4,477		413,361
Eastman Chemical Co.		4,200		407,526
Huntsman Corp.		14,033		427,866
Ingevity Corp.(a)		5,837		589,595
Kronos Worldwide, Inc.		19,219		386,878
Louisiana-Pacific Corp.		16,079		468,864
Martin Marietta Materials, Inc.		2,181		433,408
Mesabi Trust		16,973		466,758
Neenah, Inc.		5,670		517,388
Nucor Corp.		6,800		425,000
Packaging Corp. of America		3,819		419,785
PPG Industries, Inc.		3,953		436,965
Rayonier Advanced Materials, Inc.		22,842		477,398
Sherwin-Williams Co.		1,109		505,238
Silgan Holdings, Inc.		15,554		423,847
Steel Dynamics, Inc.		9,721		444,541
Trinseo SA		5,603		432,271
Warrior Met Coal, Inc.		20,246		486,916
Westlake Chemical Corp.		3,885		367,404
Total Materials				10,621,038
Real Estate (0.53%)
HFF, Inc., Class A		9,387		426,264
RMR Group, Inc., Class A		6,560		619,592
Total Real Estate				1,045,856
Telecommunication Services (0.50%)
T-Mobile US, Inc.(a)		7,066		466,639

Security Description	Shares		Value
Telecommunication Services (continued)
Verizon Communications, Inc.		9,438	$	513,144
Total Telecommunication Services				979,783
Utilities (1.03%)
Atmos Energy Corp.		5,664		522,391
Dominion Energy, Inc.		6,289		445,072
NextEra Energy, Inc.		2,968		504,857
OGE Energy Corp.		14,569		536,576
Total Utilities				2,008,896
TOTAL COMMON STOCKS
(Cost $149,265,640)				180,533,046
LIMITED PARTNERSHIPS (5.07%)
Consumer Discretionary (0.19%)
Cedar Fair LP		7,146		379,739
Total Consumer Discretionary				379,739
Energy (4.14%)
Andeavor Logistics LP		9,658		469,186
Antero Midstream Partners LP		16,819		492,292
Black Stone Minerals LP		26,312		487,298
CNX Midstream Partners LP		24,358		477,417
Dominion Energy Midstream Partners LP		17,660		289,624
EQT GP Holdings LP		19,230		403,830
EQT Midstream Partners LP		14,957		854,942
Holly Energy Partners LP		15,070		436,427
Magellan Midstream Partners LP		7,136		487,032
MPLX LP		12,983		460,507
Noble Midstream Partners LP		9,322		408,304
Phillips 66 Partners LP		8,846		455,215
Shell Midstream Partners LP		18,076		404,360
TC PipeLines LP		9,136		305,143
Valero Energy Partners LP		11,975		428,585
Viper Energy Partners LP		20,542		799,289
Western Gas Equity Partners LP		12,669		428,972
Total Energy				8,088,423
Financials (0.74%)
Apollo Global Management LLC, Class A		13,908		480,243
Blackstone Group LP		13,400		494,594
Carlyle Group LP		19,964		463,165
Total Financials				1,438,002
TOTAL LIMITED PARTNERSHIPS
(Cost $10,122,224)				9,906,164

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (3.57%)
Money Market Fund (2.58%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $5,052,482)		1.851	%		5,052,482		5,052,482

	Shares		Value
Investments Purchased With Collateral From Securities Loaned (0.99%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $1,928,079)		1,928,079	$	1,928,079
TOTAL SHORT TERM INVESTMENTS
(Cost $6,980,561)				6,980,561
TOTAL INVESTMENTS (100.96%)
(Cost $166,368,425)			$	197,419,771
NET LIABILITIES LESS OTHER ASSETS (0.96%)				(1,873,810	)
NET ASSETS (100.00%)			$	195,545,961

(a)	Non-income producing security.
(b)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $5,993,295.

See Notes to Quarterly Schedule of Investments.

ALPS Clean Energy ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
Common Stocks (88.04%)
Consumer Discretionary (5.02%)
Tesla, Inc.(a)		2,181	$	657,920
Energy (7.34%)
Green Plains, Inc.		16,998		301,715
Pacific Ethanol, Inc.(a)		18,607		34,423
Renewable Energy Group, Inc.(a)		15,845		427,022
REX American Resources Corp.(a)		2,470		199,033
Total Energy				962,193
Financials (3.50%)
Hannon Armstrong Sustainable Infrastructure Capital, Inc.		21,259		458,344
Industrials (17.36%)
Ameresco, Inc., Class A(a)		8,452		121,286
Ballard Power Systems, Inc.(a)		76,206		269,769
Covanta Holding Corp.		39,209		692,039
Enphase Energy, Inc.(a)		34,612		169,253
FuelCell Energy, Inc.(a)		33,647		39,367
Plug Power, Inc.(a)		92,791		182,798
Sunrun, Inc.(a)		38,614		506,616
TPI Composites, Inc.(a)		8,142		228,220
Vivint Solar, Inc.(a)		12,513		65,693
Total Industrials				2,275,041
Information Technology (21.79%)
Cree, Inc.(a)		13,464		647,753
First Solar, Inc.(a)		9,663		503,249
Itron, Inc.(a)		11,186		742,750
SunPower Corp.(a)		26,640		179,021
Universal Display Corp.		6,401		783,483
Total Information Technology				2,856,256
Utilities (33.03%)
Boralex, Inc., Class A		33,322		490,510
Innergex Renewable Energy, Inc.		53,042		544,239
Northland Power, Inc.		34,372		574,974
NRG Yield, Inc., Class C		28,510		565,924
Ormat Technologies, Inc.		12,373		651,438
Pattern Energy Group, Inc., Class A		34,552		704,169
TerraForm Power, Inc., Class A		29,003		324,254
TransAlta Renewables, Inc.		51,022		472,687
Total Utilities				4,328,195

Security Description	Shares		Value
TOTAL COMMON STOCKS
(Cost $11,194,755)				11,537,949
Limited Partnerships (11.66%)
Energy (1.48%)
Enviva Partners LP		6,062	$	193,984
Utilities (10.18%)
Brookfield Renewable Partners LP		20,598		633,093
NextEra Energy Partners LP		14,464		701,504
Total Utilities				1,334,597
TOTAL LIMITED PARTNERSHIPS
(Cost $1,476,570)				1,528,581

	7 Day Yield			Shares		Value
Short Term Investments (0.10%)
Money Market Fund (0.10%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $13,359)		1.851	%		13,359		13,359
TOTAL SHORT TERM INVESTMENTS
(Cost $13,359)							13,359
TOTAL INVESTMENTS (99.80%)
(Cost $12,684,684)						$	13,079,889
NET OTHER ASSETS AND LIABILITIES (0.20%)							26,015
NET ASSETS (100.00%)						$	13,105,904

^(a) Non-income producing security.

See Notes to Quarterly Schedule of Investments.

COHEN & STEERS GLOBAL REALTY MAJORS ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.45%)
Australia (5.91%)
Dexus		61,896	$	477,008
Goodman Group		98,218		755,516
The GPT Group		110,280		409,879
Scentre Group, Ltd.		325,601		962,047
Stockland		149,072		442,603
Vicinity Centres		197,881		394,051
Total Australia				3,441,104
Brazil (0.20%)
Multiplan Empreendimentos Imobiliarios SA		25,034		115,610
Canada (1.14%)
Allied Properties Real Estate Investment Trust		6,189		206,727
Boardwalk Real Estate Investment Trust		2,239		85,030
RioCan Real Estate Investment Trust		19,355		374,642
Total Canada				666,399
France (5.24%)
Covivio		3,300		344,934
Gecina SA		2,956		507,471
Klepierre SA		12,793		458,849
Unibail-Rodamco-Westfield		8,279		1,739,384
Total France				3,050,638
Germany (5.69%)
alstria office REIT-AG		8,817		133,251
Deutsche Wohnen SE		21,756		1,099,528
LEG Immobilien AG		3,853		470,270
Vonovia SE		31,373		1,609,233
Total Germany				3,312,282
Hong Kong (10.20%)
China Overseas Land & Investment, Ltd.		235,000		744,036
CK Asset Holdings, Ltd.		161,000		1,147,692
Hang Lung Properties, Ltd.		125,000		246,855
Hongkong Land Holdings, Ltd.		72,600		502,392
Link REIT		131,664		1,311,817
Sun Hung Kai Properties, Ltd.		101,500		1,506,577
Wharf Real Estate Investment Co., Ltd.		73,000		484,109
Total Hong Kong				5,943,478
Japan (9.80%)
Japan Real Estate Investment Corp.		88		468,077
Japan Retail Fund Investment Corp.		158		285,825
Mitsubishi Estate Co., Ltd.		85,300		1,416,037
Mitsui Fudosan Co., Ltd.		60,800		1,392,364
Nippon Building Fund, Inc.		88		512,429
Nippon Prologis REIT, Inc.		135		263,050
Nomura Real Estate Master Fund, Inc.		263		366,415

Security Description	Shares		Value
Japan (9.80%) (continued)
Sumitomo Realty & Development Co., Ltd.		29,000	$	1,004,860
Total Japan				5,709,057
Singapore (2.06%)
Ascendas Real Estate Investment Trust		148,205		295,859
CapitaLand Mall Trust		166,647		259,826
CapitaLand, Ltd.		155,300		388,095
City Developments, Ltd.		38,100		257,599
Total Singapore				1,201,379
Spain (0.39%)
Inmobiliaria Colonial Socimi SA		21,065		228,008
Sweden (0.52%)
Castellum AB		16,871		305,130
Switzerland (0.42%)
PSP Swiss Property AG		2,479		246,301
United Kingdom (3.69%)
British Land Co. PLC		60,932		502,094
Derwent London PLC		6,834		269,520
Hammerson PLC		48,957		299,009
Land Securities Group PLC		46,087		547,605
Segro PLC		62,156		530,392
Total United Kingdom				2,148,620
United States (54.19%)
Alexandria Real Estate Equities, Inc.		6,298		808,348
American Campus Communities, Inc.		8,410		352,631
American Homes 4 Rent		15,842		367,534
American Tower Corp.		15,181		2,263,791
AvalonBay Communities, Inc.		8,457		1,550,084
Boston Properties, Inc.		9,443		1,231,839
Digital Realty Trust, Inc.		12,614		1,567,668
Douglas Emmett, Inc.		9,852		384,819
Duke Realty Corp.		21,830		621,937
Equinix, Inc.		4,861		2,120,028
Equity LifeStyle Properties, Inc.		5,467		529,643
Equity Residential		22,544		1,527,356
Essex Property Trust, Inc.		4,043		995,710
Extra Space Storage, Inc.		7,715		711,400
Federal Realty Investment Trust		4,481		585,263
Highwoods Properties, Inc.		6,335		315,103
Host Hotels & Resorts, Inc.		45,353		976,450
Kilroy Realty Corp.		6,056		442,936
National Retail Properties, Inc.		9,418		434,076
Park Hotels & Resorts, Inc.		12,365		413,609
Prologis, Inc.		38,548		2,589,655
Public Storage		9,179		1,951,272
Realty Income Corp.		17,397		1,018,942
Regency Centers Corp.		8,993		593,808
Simon Property Group, Inc.		12,860		2,353,766
SL Green Realty Corp.		5,447		568,667

Security Description	Shares		Value
United States (54.19%) (continued)
UDR, Inc.		16,360	$	653,909
Ventas, Inc.		21,808		1,305,645
Vornado Realty Trust		10,606		816,662
Welltower, Inc.		22,784		1,519,921
Total United States				31,572,472
TOTAL COMMON STOCKS
(Cost $49,895,044)				57,940,478

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.34%)
State Street Institutional Treasury Plus Money Market Fund		1.851	%		196,319		196,319
TOTAL SHORT TERM INVESTMENTS
(Cost $196,319)							196,319
TOTAL INVESTMENTS (99.79%)
(Cost $50,091,363)						$	58,136,797
NET OTHER ASSETS AND LIABILITIES (0.21%)							121,525
NET ASSETS (100.00%)						$	58,258,322

See Notes to Quarterly Schedule of Investments.

RIVERFRONT DYNAMIC CORE INCOME ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Principal Amount		Value
CORPORATE BONDS (85.14%)
Communications (6.03%)
21st Century Fox America, Inc.
3.00%, 09/15/2022	$	200,000	$	197,326
Alphabet, Inc.
2.00%, 08/15/2026		300,000		273,307
AT&T, Inc.
3.40%, 05/15/2025		200,000		190,433
4.10%, 02/15/2028(a)		600,000		581,874
CBS Corp.
2.50%, 02/15/2023		150,000		141,484
3.50%, 01/15/2025		300,000		289,032
3.70%, 06/01/2028(a)		54,000		50,712
Charter Communications Operating LLC / Charter Communications Operating Capital
3.58%, 07/23/2020		400,000		401,367
Comcast Corp.
5.15%, 03/01/2020		400,000		412,564
Discovery Communications LLC
3.95%, 03/20/2028		400,000		382,234
Lamar Media Corp.
5.00%, 05/01/2023		300,000		306,750
Level 3 Financing, Inc.
5.38%, 01/15/2024		75,000		75,188
Sprint Communications, Inc.
9.00%, 11/15/2018(a)		118,000		119,475
T-Mobile USA, Inc.
4.00%, 04/15/2022		300,000		298,875
VeriSign, Inc.
4.63%, 05/01/2023		300,000		305,760
Verizon Communications, Inc.
3.38%, 02/15/2025		200,000		195,077
4.33%, 09/21/2028(a)		900,000		907,937
Virgin Media Secured Finance PLC
5.25%, 01/15/2021		350,000		359,625
Walt Disney Co.
2.45%, 03/04/2022		100,000		97,667
3.15%, 09/17/2025		67,000		65,896
Warner Media LLC
4.75%, 03/29/2021		200,000		206,334
2.95%, 07/15/2026		400,000		364,282
Total Communications				6,223,199
Consumer Discretionary (8.50%)
Alibaba Group Holding, Ltd.
3.60%, 11/28/2024		400,000		396,416
Amazon.com, Inc.
3.15%, 08/22/2027		400,000		387,110
3.88%, 08/22/2037		300,000		297,772

Security Description	Principal Amount		Value
Consumer Discretionary (continued)
American Honda Finance Corp.
2.60%, 11/16/2022	$	200,000	$	195,298
Aramark Services, Inc.
5.13%, 01/15/2024		320,000		325,757
Delta Air Lines, Inc.
3.40%, 04/19/2021		300,000		298,361
eBay, Inc.
2.88%, 08/01/2021		200,000		197,555
3.45%, 08/01/2024		200,000		196,205
Ford Motor Credit Co. LLC
3M US L + 1.00%, 01/09/2020(b)		300,000		300,700
4.14%, 02/15/2023		300,000		296,127
4.13%, 08/04/2025		200,000		189,211
General Motors Financial Co., Inc.
3.20%, 07/13/2020		150,000		149,590
4.38%, 09/25/2021		100,000		101,900
3.70%, 05/09/2023		400,000		392,353
GLP Capital LP / GLP Financing II, Inc.
4.88%, 11/01/2020		500,000		513,750
Goodyear Tire & Rubber Co.
5.13%, 11/15/2023		300,000		300,000
Hilton Worldwide Finance LLC / Hilton Worldwide Finance Corp.
4.63%, 04/01/2025		300,000		297,000
Home Depot, Inc.
2.70%, 04/01/2023		200,000		196,414
Lennar Corp.
4.50%, 06/15/2019		100,000		100,625
4.50%, 11/15/2019		300,000		303,000
Lowe's Cos., Inc.
2.50%, 04/15/2026		300,000		277,589
3.10%, 05/03/2027		200,000		192,332
Marriott International, Inc.
4.00%, 04/15/2028		250,000		249,612
McDonald's Corp.
3.70%, 01/30/2026		500,000		498,845
3.50%, 03/01/2027		100,000		97,909
Newell Brands, Inc.
4.20%, 04/01/2026		300,000		289,927
PulteGroup, Inc.
4.25%, 03/01/2021		300,000		302,340
Scotts Miracle-Gro Co.
6.00%, 10/15/2023		200,000		204,000
Service Corp. International
5.38%, 01/15/2022		18,000		18,310
5.38%, 05/15/2024		300,000		307,125
Starbucks Corp.
3.85%, 10/01/2023		300,000		305,121
TJX Cos., Inc.
2.75%, 06/15/2021		100,000		99,363
Toyota Motor Credit Corp.
3M US L + 0.39%, 01/11/2023(b)		300,000		299,901
3.20%, 01/11/2027		200,000		195,456
Total Consumer Discretionary				8,772,974

Security Description	Principal Amount		Value
Consumer Staples (3.28%)
Anheuser-Busch InBev Finance, Inc.
2.65%, 02/01/2021	$	500,000	$	494,566
Anheuser-Busch InBev Worldwide, Inc.
4.00%, 04/13/2028		200,000		199,783
Constellation Brands, Inc.
2.70%, 05/09/2022		100,000		97,059
4.25%, 05/01/2023		300,000		306,179
4.75%, 12/01/2025		100,000		103,711
Dollar Tree, Inc.
4.20%, 05/15/2028		250,000		246,675
General Mills, Inc.
3.65%, 02/15/2024		150,000		149,197
Kellogg Co.
3.25%, 05/14/2021		300,000		300,238
Kraft Heinz Foods Co.
5.38%, 02/10/2020		200,000		206,435
PepsiCo, Inc.
3.10%, 07/17/2022		300,000		300,475
Procter & Gamble Co.
2.45%, 11/03/2026		300,000		279,550
Tyson Foods, Inc.
2.65%, 08/15/2019		200,000		199,602
Walmart, Inc.
3.30%, 04/22/2024		300,000		300,982
3.70%, 06/26/2028		200,000		202,276
Total Consumer Staples				3,386,728
Energy (8.91%)
Andeavor
3.80%, 04/01/2028		400,000		386,471
Andeavor Logistics LP / Tesoro Logistics Finance Corp.
5.25%, 01/15/2025		300,000		307,500
BP Capital Markets PLC
3.72%, 11/28/2028		200,000		200,389
Chevron Corp.
2.90%, 03/03/2024		500,000		490,352
3.33%, 11/17/2025		300,000		297,517
Concho Resources, Inc.
3.75%, 10/01/2027		500,000		479,436
ConocoPhillips Co.
4.95%, 03/15/2026		200,000		216,725
Continental Resources, Inc.
4.50%, 04/15/2023		300,000		307,235
3.80%, 06/01/2024		300,000		295,824
4.38%, 01/15/2028		350,000		348,449
DCP Midstream Operating LP
5.35%, 03/15/2020(a)		200,000		205,000
Energy Transfer Equity LP
4.25%, 03/15/2023		35,000		35,186
Enterprise Products Operating LLC
3.35%, 03/15/2023		500,000		496,396

Security Description	Principal Amount		Value
Energy (continued)
Exxon Mobil Corp.
2.22%, 03/01/2021	$	200,000	$	196,973
3.04%, 03/01/2026		300,000		293,211
4.11%, 03/01/2046		100,000		102,922
Halliburton Co.
3.80%, 11/15/2025		500,000		500,133
Kinder Morgan Energy Partners LP
4.25%, 09/01/2024		300,000		302,355
Kinder Morgan, Inc.
3.05%, 12/01/2019		500,000		500,133
Marathon Oil Corp.
4.40%, 07/15/2027		56,000		56,241
MPLX LP
4.50%, 07/15/2023		250,000		257,426
Nabors Industries, Inc.
5.00%, 09/15/2020		300,000		302,593
Newfield Exploration Co.
5.63%, 07/01/2024		300,000		321,375
ONEOK Partners LP
3.38%, 10/01/2022		500,000		494,578
Petroleos Mexicanos
6.88%, 08/04/2026		400,000		415,000
Sabine Pass Liquefaction LLC
5.63%, 02/01/2021		100,000		104,358
5.63%, 04/15/2023		400,000		428,391
Shell International Finance BV
2.88%, 05/10/2026		400,000		383,507
Targa Resources Partners LP / Targa Resources Partners Finance Corp.
5.00%, 01/15/2028(a)		175,000		170,406
Williams Cos., Inc.
3.90%, 01/15/2025		300,000		297,388
Total Energy				9,193,470
Financials (26.81%)
Aflac, Inc.
3.63%, 11/15/2024		500,000		501,213
American Express Credit Corp.
2.25%, 05/05/2021		400,000		390,711
American International Group, Inc.
4.13%, 02/15/2024		150,000		152,155
3.90%, 04/01/2026		200,000		196,694
Bank of America Corp.
3M US L + 0.77%, 02/05/2026(b)		1,000,000		986,243
3M US L + 1.37%, 07/21/2028(b)		500,000		479,232
Bank of Montreal
2.35%, 09/11/2022		300,000		289,030
Bank of New York Mellon Corp.
2.45%, 11/27/2020		500,000		493,684
BB&T Corp.
2.63%, 06/29/2020		150,000		149,079
Berkshire Hathaway, Inc.
3.13%, 03/15/2026		300,000		292,224
Boston Properties LP
3.85%, 02/01/2023		500,000		505,517

Security Description	Principal Amount		Value
Financials (continued)
Branch Banking & Trust Co.
2.10%, 01/15/2020	$	300,000	$	296,645
2.25%, 06/01/2020		300,000		295,934
Capital One Financial Corp.
3.50%, 06/15/2023		600,000		593,862
4.20%, 10/29/2025		150,000		147,919
3.80%, 01/31/2028		72,000		68,714
Capital One NA
2.25%, 09/13/2021		300,000		289,365
Charles Schwab Corp.
2.65%, 01/25/2023		300,000		292,288
Chubb INA Holdings, Inc.
3.35%, 05/03/2026		400,000		393,459
Citigroup, Inc.
2.65%, 10/26/2020		300,000		296,677
2.70%, 03/30/2021		200,000		197,162
3M US L + 1.43%, 09/01/2023(b)		500,000		511,516
4.45%, 09/29/2027		500,000		496,279
Cooperatieve Rabobank UA
4.63%, 12/01/2023		700,000		715,169
Credit Suisse Group Funding Guernsey, Ltd.
3.13%, 12/10/2020		175,000		173,857
3.45%, 04/16/2021		150,000		149,759
4.55%, 04/17/2026		700,000		711,451
Crown Castle International Corp.
4.88%, 04/15/2022		135,000		139,503
Deutsche Bank AG
4.25%, 10/14/2021		300,000		299,391
3.95%, 02/27/2023		200,000		194,851
Discover Bank
7.00%, 04/15/2020		175,000		184,062
3.20%, 08/09/2021		100,000		99,152
Discover Financial Services
4.10%, 02/09/2027		99,000		96,167
Fidelity National Information Services, Inc.
2.25%, 08/15/2021		200,000		193,745
3.50%, 04/15/2023		152,000		151,350
GE Capital International Funding Co.
2.34%, 11/15/2020		200,000		195,981
Goldman Sachs Group, Inc.
3M US L + 0.75%, 02/23/2023(b)		800,000		802,725
3M US L + 1.60%, 11/29/2023(b)		200,000		208,848
3.50%, 11/16/2026		40,000		38,154
Host Hotels & Resorts LP
4.00%, 06/15/2025		500,000		491,015
HSBC Holdings PLC
3.90%, 05/25/2026		400,000		394,186
Huntington Bancshares, Inc.
3.15%, 03/14/2021		400,000		398,495
4.00%, 05/15/2025		45,000		45,346
Huntington National Bank
3.25%, 05/14/2021		400,000		399,280

Security Description	Principal Amount		Value
Financials (continued)
Intercontinental Exchange, Inc.
3.75%, 12/01/2025	$	300,000	$	302,742
3.10%, 09/15/2027		200,000		190,902
International Lease Finance Corp.
8.25%, 12/15/2020		500,000		549,304
5.88%, 08/15/2022		250,000		266,673
Iron Mountain, Inc.
6.00%, 08/15/2023		25,000		25,719
iStar, Inc.
4.63%, 09/15/2020		200,000		199,500
JPMorgan Chase & Co.
3.38%, 05/01/2023		400,000		393,925
3M US L + 1.23%, 10/24/2023(b)		500,000		510,026
KeyCorp
5.10%, 03/24/2021		600,000		627,427
Lincoln National Corp.
3.35%, 03/09/2025		400,000		388,490
Lloyds Banking Group PLC
4.50%, 11/04/2024		250,000		248,784
3M US L + 1.205%, 11/07/2028(b)		100,000		92,405
Manufacturers & Traders Trust Co.
3M US L + 0.27%, 01/25/2021(b)		600,000		600,270
MetLife, Inc.
3.60%, 04/10/2024		300,000		302,118
Mitsubishi UFJ Financial Group, Inc.
3.85%, 03/01/2026		700,000		699,112
Mizuho Financial Group, Inc.
2.95%, 02/28/2022		300,000		294,434
3.17%, 09/11/2027		100,000		94,524
Morgan Stanley
5.63%, 09/23/2019		400,000		411,315
3M US L + 1.40%, 10/24/2023(b)		500,000		513,745
5.00%, 11/24/2025		600,000		625,107
National Australia Bank, Ltd.
2.50%, 07/12/2026		300,000		272,875
PNC Financial Services Group, Inc.
3.15%, 05/19/2027		400,000		384,096
Prudential Financial, Inc.
4.50%, 11/16/2021		200,000		207,127
Royal Bank of Canada
2.15%, 10/26/2020		300,000		294,472
Royal Bank of Scotland Group PLC
3M US L + 1.47%, 05/15/2023(b)		500,000		505,549
3M US L + 1.48%, 05/15/2023(b)		400,000		389,291
Simon Property Group LP
4.13%, 12/01/2021		400,000		410,509
3.38%, 10/01/2024		100,000		98,853
3.38%, 12/01/2027		200,000		193,801
Starwood Property Trust, Inc.
5.00%, 12/15/2021		250,000		252,500
SunTrust Bank/Atlanta GA
3.30%, 05/15/2026		400,000		381,795
UBS Group Funding Switzerland AG
3.49%, 05/23/2023(a)		300,000		296,405
4.13%, 09/24/2025(a)		150,000		150,806
4.13%, 04/15/2026(a)		100,000		100,116

Security Description	Principal Amount		Value
Financials (continued)
US Bancorp
2.63%, 01/24/2022	$	200,000	$	196,310
3.00%, 03/15/2022		400,000		397,400
Visa, Inc.
3.15%, 12/14/2025		300,000		294,209
2.75%, 09/15/2027		150,000		141,381
Wells Fargo & Co.
2.55%, 12/07/2020		200,000		197,610
3M US L + 0.93%, 02/11/2022(b)		200,000		202,209
3.00%, 04/22/2026		200,000		187,889
Westpac Banking Corp.
3.65%, 05/15/2023		300,000		302,750
2.70%, 08/19/2026		100,000		92,522
Total Financials				27,685,086
Health Care (8.46%)
AbbVie, Inc.
2.90%, 11/06/2022		600,000		586,147
Aetna, Inc.
3.50%, 11/15/2024		400,000		392,656
Allergan Funding SCS
3.00%, 03/12/2020		500,000		498,852
3.85%, 06/15/2024		300,000		299,492
Amgen, Inc.
3.63%, 05/22/2024		400,000		402,901
Anthem, Inc.
3.50%, 08/15/2024		100,000		98,389
Becton Dickinson and Co.
2.13%, 06/06/2019		200,000		198,943
3M US L + 0.875%, 12/29/2020(b)		200,000		200,401
Centene Corp.
5.63%, 02/15/2021		37,000		37,833
CVS Health Corp.
2.25%, 08/12/2019		300,000		298,501
3M US L + 0.63%, 03/09/2020(b)		400,000		402,472
4.00%, 12/05/2023		150,000		151,338
Endo Dac / Endo Finance LLC / Endo Finco, Inc.
5.88%, 10/15/2024(a)		200,000		200,750
Express Scripts Holding Co.
4.75%, 11/15/2021		250,000		258,647
3.00%, 07/15/2023		500,000		480,463
Fresenius Medical Care US Finance II, Inc.
4.13%, 10/15/2020(a)		400,000		404,132
Gilead Sciences, Inc.
4.40%, 12/01/2021		200,000		206,882
2.50%, 09/01/2023		200,000		191,769
HCA, Inc.
6.50%, 02/15/2020		600,000		624,300
Johnson & Johnson
2.45%, 03/01/2026		500,000		473,575
Medtronic, Inc.
3.50%, 03/15/2025		600,000		600,221

Security Description	Principal Amount		Value
Health Care (continued)
Merck & Co., Inc.
2.80%, 05/18/2023	$	200,000	$	197,101
Pfizer, Inc.
3.00%, 12/15/2026		500,000		486,122
Teva Pharmaceutical Finance Netherlands III BV
1.70%, 07/19/2019		300,000		294,991
Thermo Fisher Scientific, Inc.
3.65%, 12/15/2025		150,000		149,052
UnitedHealth Group, Inc.
2.88%, 03/15/2023		300,000		294,551
3.75%, 07/15/2025		300,000		303,520
Total Health Care				8,734,001
Industrials (7.22%)
Boeing Co.
3.50%, 03/01/2045		100,000		91,920
Burlington Northern Santa Fe LLC
3.05%, 09/01/2022		300,000		298,198
Caterpillar Financial Services Corp.
2.75%, 08/20/2021		50,000		49,597
2.40%, 06/06/2022		300,000		292,130
CNH Industrial Capital LLC
4.88%, 04/01/2021		300,000		307,500
CNH Industrial NV
4.50%, 08/15/2023		400,000		409,272
CSX Corp.
3.40%, 08/01/2024		300,000		298,154
2.60%, 11/01/2026		100,000		91,665
FedEx Corp.
3.40%, 02/15/2028		300,000		289,529
General Dynamics Corp.
3.50%, 05/15/2025		300,000		303,171
2.63%, 11/15/2027		300,000		279,554
General Electric Co.
2.70%, 10/09/2022		200,000		195,155
3M US L + 0.38%, 05/05/2026(b)		400,000		385,947
Honeywell International, Inc.
2.50%, 11/01/2026		300,000		279,463
John Deere Capital Corp.
3M US L + 0.16%, 01/08/2021(b)		200,000		199,979
2.65%, 06/24/2024		400,000		384,884
Lockheed Martin Corp.
3.55%, 01/15/2026		700,000		696,989
3.60%, 03/01/2035		55,000		52,257
Northrop Grumman Corp.
3.50%, 03/15/2021		35,000		35,340
3.25%, 01/15/2028		300,000		285,121
Textron, Inc.
3.65%, 03/01/2021		89,000		89,620
United Parcel Service, Inc.
2.50%, 04/01/2023		400,000		387,803
United Rentals North America, Inc.
4.63%, 07/15/2023		700,000		710,150

Security Description	Principal Amount		Value
Industrials (continued)
United Technologies Corp.
2.80%, 05/04/2024	$	400,000	$	382,268
4.50%, 06/01/2042		100,000		99,520
4.15%, 05/15/2045		50,000		47,273
WESCO Distribution, Inc.
5.38%, 12/15/2021		200,000		203,250
XPO Logistics, Inc.
6.13%, 09/01/2023(a)		300,000		310,125
Total Industrials				7,455,834
Materials (5.69%)
Ashland LLC
4.75%, 08/15/2022		300,000		303,810
Ball Corp.
4.00%, 11/15/2023		300,000		294,375
Celanese US Holdings LLC
5.88%, 06/15/2021		200,000		211,429
4.63%, 11/15/2022		200,000		205,695
Dow Chemical Co.
4.25%, 11/15/2020		200,000		204,400
3.00%, 11/15/2022		300,000		294,166
Freeport-McMoRan, Inc.
4.55%, 11/14/2024		300,000		290,250
Glencore Funding LLC
3.00%, 10/27/2022(a)		500,000		479,930
Graphic Packaging International LLC
4.75%, 04/15/2021		200,000		203,122
Huntsman International LLC
4.88%, 11/15/2020		300,000		308,025
International Paper Co.
3.00%, 02/15/2027		500,000		463,929
LyondellBasell Industries NV
5.75%, 04/15/2024		300,000		326,257
Nutrien, Ltd.
3.50%, 06/01/2023		300,000		295,940
4.00%, 12/15/2026		100,000		97,509
Sealed Air Corp.
6.50%, 12/01/2020(a)		200,000		211,500
Sherwin-Williams Co.
3.45%, 08/01/2025		300,000		289,612
3.45%, 06/01/2027		200,000		191,012
Steel Dynamics, Inc.
5.50%, 10/01/2024		250,000		256,875
USG Corp.
4.88%, 06/01/2027(a)		500,000		507,354
Vale Overseas, Ltd.
6.25%, 08/10/2026		400,000		440,552
Total Materials				5,875,742
Technology (6.28%)
Apple, Inc.
2.40%, 05/03/2023		500,000		484,239
3.45%, 05/06/2024		300,000		302,595
3.20%, 05/11/2027		400,000		389,726

Security Description	Principal Amount		Value
Technology (continued)
Broadcom Corp. / Broadcom Cayman Finance, Ltd.
3.00%, 01/15/2022	$	200,000	$	195,233
3.63%, 01/15/2024		300,000		290,833
Cisco Systems, Inc.
4.95%, 02/15/2019		200,000		202,182
2.20%, 09/20/2023		200,000		191,528
Corning, Inc.
2.90%, 05/15/2022		100,000		98,587
Dell International LLC / EMC Corp.
5.88%, 06/15/2021(a)		50,000		51,571
4.42%, 06/15/2021(a)		300,000		305,348
Flex, Ltd.
5.00%, 02/15/2023		700,000		725,799
IBM Credit LLC
3M US L + 0.16%, 02/05/2021(b)		750,000		752,754
Intel Corp.
2.60%, 05/19/2026		300,000		281,551
Microsoft Corp.
3.45%, 08/08/2036		250,000		239,351
4.10%, 02/06/2037		300,000		313,418
3.70%, 08/08/2046		200,000		193,753
Moody's Corp.
4.50%, 09/01/2022		72,000		74,548
Oracle Corp.
3.40%, 07/08/2024		300,000		299,304
QUALCOMM, Inc.
2.60%, 01/30/2023		400,000		384,971
S&P Global, Inc.
4.00%, 06/15/2025		600,000		607,288
Xerox Corp.
3.50%, 08/20/2020		100,000		99,794
Total Technology				6,484,373
Utilities (3.96%)
AES Corp.
4.50%, 03/15/2023		300,000		301,125
Alabama Power Co.
3.55%, 12/01/2023		150,000		151,108
Calpine Corp.
5.25%, 06/01/2026(a)		100,000		94,783
CMS Energy Corp.
3.60%, 11/15/2025		150,000		147,364
Consumers Energy Co.
3.38%, 08/15/2023		200,000		200,669
3.13%, 08/31/2024		200,000		195,719
Dominion Energy, Inc.
5.20%, 08/15/2019		150,000		153,323
3.63%, 12/01/2024		400,000		393,831
4.25%, 06/01/2028		250,000		252,794
Duke Energy Carolinas LLC
2.95%, 12/01/2026		200,000		192,032
6.10%, 06/01/2037		70,000		86,289
Duke Energy Corp.
1.80%, 09/01/2021		600,000		575,394

Security Description	Principal Amount		Value
Utilities (continued)
Exelon Corp.
3.50%, 06/01/2022	$	200,000	$	197,809
3.40%, 04/15/2026		175,000		168,985
Exelon Generation Co. LLC
4.25%, 06/15/2022		100,000		102,189
Pacific Gas & Electric Co.
3.50%, 10/01/2020		100,000		100,054
3.75%, 02/15/2024		300,000		294,506
Southern Co.
2.95%, 07/01/2023		500,000		482,745
Total Utilities				4,090,719
TOTAL CORPORATE BONDS
(Cost $88,030,021)				87,902,126
GOVERNMENT BONDS (8.80%)
United States Treasury Bond
2.75%, 02/15/2028		2,000,000		1,982,422
3.88%, 08/15/2040		402,300		460,767
2.75%, 11/15/2047		1,900,000		1,804,295
United States Treasury Inflation Indexed Bonds
2.13%, 02/15/2040(c)		555,853		691,983
United States Treasury Strip Principal
0.00%, 02/15/2038(d)		5,000,000		2,856,154
0.00%, 11/15/2046(d)		3,000,000		1,290,745
TOTAL GOVERNMENT BONDS
(Cost $8,984,700)				9,086,366

Security Description	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (5.26%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $5,426,316)		1.851	%		5,426,316		5,426,316
TOTAL SHORT TERM INVESTMENTS
(Cost $5,426,316)							5,426,316
TOTAL INVESTMENTS (99.20%)
(Cost $102,441,037)						$	102,414,808
NET OTHER ASSETS AND LIABILITIES (0.80%)							823,960
NET ASSETS (100.00%)						$	103,238,768

Investment Abbreviations:

LIBOR - London Interbank Offered Rate

LIBOR Rate:

3M US L - 3 Month LIBOR as of August 31, 2018 was 2.32%

(a)	Securities exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be sold in the ordinary course of business in transactions exempt from registration, normally to qualified institutional buyers. At period end, the aggregate market value of those securities was $5,148,224, representing 4.99% of net assets.
(b)	Floating or variable rate security.  The reference rate is described above.  The Rate in effect as of August 31, 2018 is based on the reference rate plus the displayed spread as of the security's last reset date.
(c)	Principal amount of security is adjusted for inflation.
(d)	Zero coupon bond.

See Notes to Quarterly Schedule of Investments.

RIVERFRONT DYNAMIC UNCONSTRAINED INCOME ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Principal Amount		Value
CONVERTIBLE CORPORATE BOND (0.27%)
Energy (0.27%)
Weatherford International, Ltd.
5.88%, 07/01/2021	$	150,000	$	140,772
TOTAL CONVERTIBLE CORPORATE BOND
(Cost $148,576)				140,772

Security Description	Principal Amount		Value
CORPORATE BONDS (97.41%)
Communications (19.62%)
Altice Financing SA
6.63%, 02/15/2023(a)		400,000		403,496
Altice France SA
7.38%, 05/01/2026(a)		450,000		443,813
Altice US Finance I Corp.
5.38%, 07/15/2023(a)		400,000		403,500
Cablevision Systems Corp.
5.88%, 09/15/2022		675,000		688,499
CCO Holdings LLC / CCO Holdings Capital Corp.
5.13%, 05/01/2027(a)		400,000		382,500
CenturyLink, Inc.
6.45%, 06/15/2021		300,000		313,500
6.75%, 12/01/2023		150,000		156,750
7.50%, 04/01/2024		160,000		171,600
Cequel Communications Holdings I LLC / Cequel Capital Corp.
5.13%, 12/15/2021(a)		200,000		201,000
Clear Channel Worldwide Holdings, Inc.
6.50%, 11/15/2022		400,000		411,000
CSC Holdings LLC
10.13%, 01/15/2023(a)		250,000		274,375
DISH DBS Corp.
5.88%, 07/15/2022		400,000		385,500
Hughes Satellite Systems Corp.
7.63%, 06/15/2021		100,000		108,000
6.63%, 08/01/2026		200,000		192,000
Lamar Media Corp.
5.75%, 02/01/2026		350,000		364,875
Level 3 Financing, Inc.
5.38%, 01/15/2024		360,000		360,900
Netflix, Inc.
5.50%, 02/15/2022		330,000		341,963
4.38%, 11/15/2026		100,000		94,719

Security Description	Principal Amount		Value
Communications (continued)
Outfront Media Capital LLC / Outfront Media Capital Corp.
5.25%, 02/15/2022	$	450,000	$	453,933
Sinclair Television Group, Inc.
5.13%, 02/15/2027(a)		250,000		232,500
Sirius XM Radio, Inc.
4.63%, 05/15/2023(a)		200,000		199,800
Sprint Communications, Inc.
6.00%, 11/15/2022		310,000		314,554
Sprint Corp.
7.88%, 09/15/2023		200,000		215,750
7.13%, 06/15/2024		300,000		312,000
T-Mobile USA, Inc.
6.50%, 01/15/2024		350,000		363,125
Unitymedia GmbH
6.13%, 01/15/2025(a)		450,000		472,500
Univision Communications, Inc.
5.13%, 05/15/2023(a)		260,000		247,650
VeriSign, Inc.
4.75%, 07/15/2027		100,000		96,750
Viacom, Inc.
5.88%, 02/28/2057		410,000		402,603
Virgin Media Finance PLC
6.38%, 04/15/2023(a)		300,000		310,500
6.00%, 10/15/2024(a)		260,000		257,725
Zayo Group LLC / Zayo Capital, Inc.
6.38%, 05/15/2025		87,000		91,241
5.75%, 01/15/2027(a)		400,000		402,000
Ziggo BV
5.50%, 01/15/2027(a)		350,000		330,533
Total Communications				10,401,154
Consumer Discretionary (10.09%)
ADT Corp.
6.25%, 10/15/2021		100,000		106,000
American Axle & Manufacturing, Inc.
6.25%, 04/01/2025		350,000		349,563
Aramark Services, Inc.
5.13%, 01/15/2024		350,000		356,297
Avis Budget Car Rental LLC / Avis Budget Finance, Inc.
5.50%, 04/01/2023		350,000		349,563
Boyd Gaming Corp.
6.38%, 04/01/2026		450,000		461,813
Dana, Inc.
5.50%, 12/15/2024		350,000		348,688
International Game Technology PLC
6.25%, 02/15/2022(a)		350,000		362,950
KB Home
7.50%, 09/15/2022		477,000		509,197
KFC Holding Co./Pizza Hut Holdings LLC/Taco Bell of America LLC
5.00%, 06/01/2024(a)		250,000		250,000
LKQ Corp.
4.75%, 05/15/2023		350,000		352,625

Security Description	Principal Amount		Value
Consumer Discretionary (continued)
Mattamy Group Corp.
6.88%, 12/15/2023(a)	$	300,000	$	306,750
MGM Resorts International
6.63%, 12/15/2021		500,000		529,999
Scientific Games International, Inc.
10.00%, 12/01/2022		200,000		212,270
ServiceMaster Co. LLC
5.13%, 11/15/2024(a)		475,000		467,874
Six Flags Entertainment Corp.
5.50%, 04/15/2027(a)		150,000		149,250
Toll Brothers Finance Corp.
4.88%, 03/15/2027		250,000		240,000
Total Consumer Discretionary				5,352,839
Consumer Staples (2.74%)
B&G Foods, Inc.
5.25%, 04/01/2025		300,000		292,125
JBS Investments GmbH
7.25%, 04/03/2024(a)		200,000		199,202
Post Holdings, Inc.
5.50%, 03/01/2025(a)		150,000		150,000
Spectrum Brands, Inc.
5.75%, 07/15/2025		450,000		456,750
TreeHouse Foods, Inc.
6.00%, 02/15/2024(a)		350,000		355,688
Total Consumer Staples				1,453,765
Energy (19.86%)
Ascent Resources Utica Holdings LLC / ARU Finance Corp.
10.00%, 04/01/2022(a)		200,000		222,000
Bruin E&P Partners LLC
8.88%, 08/01/2023(a)		200,000		207,500
Callon Petroleum Co.
6.38%, 07/01/2026(a)		500,000		514,375
Carrizo Oil & Gas, Inc.
8.25%, 07/15/2025		16,000		17,240
Chesapeake Energy Corp.
8.00%, 01/15/2025		200,000		204,750
Citgo Holding, Inc.
10.75%, 02/15/2020(a)		200,000		214,500
CNX Resources Corp.
5.88%, 04/15/2022		500,000		501,225
CrownRock LP / CrownRock Finance, Inc.
5.63%, 10/15/2025(a)		150,000		146,250
Denbury Resources, Inc.
9.25%, 03/31/2022(a)		250,000		267,813
Diamond Offshore Drilling, Inc.
7.88%, 08/15/2025		200,000		204,500
Endeavor Energy Resources LP / EER Finance, Inc.
5.50%, 01/30/2026(a)		300,000		300,750

Security Description	Principal Amount		Value
Energy (continued)
Ensco PLC
4.50%, 10/01/2024	$	200,000	$	166,750
7.75%, 02/01/2026		250,000		239,688
Genesis Energy LP / Genesis Energy Finance Corp.
6.25%, 05/15/2026		350,000		330,750
Gulfport Energy Corp.
6.00%, 10/15/2024		600,000		595,499
Murphy Oil Corp.
5.75%, 08/15/2025		300,000		301,426
Nabors Industries, Inc.
5.75%, 02/01/2025(a)		550,000		530,524
Oasis Petroleum, Inc.
6.25%, 05/01/2026(a)		500,000		509,375
Parkland Fuel Corp.
6.00%, 04/01/2026(a)		250,000		250,625
Parsley Energy LLC / Parsley Finance Corp.
5.38%, 01/15/2025(a)		500,000		506,200
Peabody Energy Corp.
6.00%, 03/31/2022(a)		200,000		201,500
Range Resources Corp.
5.00%, 08/15/2022		310,000		306,900
5.00%, 03/15/2023		35,000		34,416
Rowan Cos., Inc.
4.88%, 06/01/2022		150,000		140,250
Sanchez Energy Corp.
7.25%, 02/15/2023(a)		200,000		195,500
SESI LLC
7.13%, 12/15/2021		350,000		355,687
7.75%, 09/15/2024		296,000		307,100
SM Energy Co.
6.13%, 11/15/2022		343,000		354,576
Sunoco LP / Sunoco Finance Corp.
5.50%, 02/15/2026(a)		250,000		240,000
Targa Resources Partners LP / Targa Resources Partners Finance Corp.
5.88%, 04/15/2026(a)		300,000		307,875
Transocean, Inc.
9.00%, 07/15/2023(a)		500,000		540,624
USA Compression Partners LP / USA Compression Finance Corp.
6.88%, 04/01/2026(a)		500,000		519,375
Whiting Petroleum Corp.
6.63%, 01/15/2026		300,000		313,125
WPX Energy, Inc.
6.00%, 01/15/2022		69,000		71,588
5.75%, 06/01/2026		400,000		405,000
Total Energy				10,525,256
Financials (10.98%)
Aircastle, Ltd.
5.00%, 04/01/2023		125,000		130,113
4.13%, 05/01/2024		240,000		238,896

Security Description	Principal Amount		Value
Financials (continued)
Ally Financial, Inc.
5.75%, 11/20/2025	$	350,000	$	364,000
CIT Group, Inc.
5.00%, 08/15/2022		236,000		241,310
5.25%, 03/07/2025		325,000		331,296
Equinix, Inc.
5.75%, 01/01/2025		400,000		414,000
First Data Corp.
5.38%, 08/15/2023(a)		350,000		357,053
Genworth Holdings, Inc.
7.70%, 06/15/2020		325,000		339,625
Icahn Enterprises LP / Icahn Enterprises Finance Corp.
5.88%, 02/01/2022		350,000		357,277
Iron Mountain, Inc.
5.75%, 08/15/2024		400,000		397,500
iStar, Inc.
5.25%, 09/15/2022		500,000		496,250
Jefferies Finance LLC / JFIN Co.-Issuer Corp.
7.38%, 04/01/2020(a)		274,000		280,165
Jefferies Financial Group, Inc.
5.50%, 10/18/2023		350,000		364,282
MGM Growth Properties Operating Partnership LP / MGP Finance Co.-Issuer, Inc.
5.63%, 05/01/2024		500,000		516,250
Navient Corp.
6.50%, 06/15/2022		250,000		258,825
Park Aerospace Holdings, Ltd.
5.25%, 08/15/2022(a)		350,000		357,875
Springleaf Finance Corp.
5.63%, 03/15/2023		380,000		380,000
Total Financials				5,824,717
Health Care (10.41%)
Avantor, Inc.
6.00%, 10/01/2024(a)		450,000		457,875
Bausch Health Cos., Inc.
5.50%, 03/01/2023(a)		600,000		568,577
6.13%, 04/15/2025(a)		200,000		186,750
Centene Corp.
6.13%, 02/15/2024		250,000		263,437
5.38%, 06/01/2026(a)		250,000		258,708
CHS/Community Health Systems, Inc.
5.13%, 08/01/2021		350,000		339,500
DaVita, Inc.
5.00%, 05/01/2025		350,000		333,375
Encompass Health Corp.
5.75%, 11/01/2024		250,000		254,063
Envision Healthcare Corp.
6.25%, 12/01/2024(a)		350,000		375,375
HCA, Inc.
5.88%, 05/01/2023		250,000		263,125

Security Description	Principal Amount		Value
Health Care (continued)
Kinetic Concepts, Inc. / KCI USA, Inc.
7.88%, 02/15/2021(a)	$	532,000	$	550,620
LifePoint Health, Inc.
5.38%, 05/01/2024		250,000		260,625
Mallinckrodt International Finance SA / Mallinckrodt CB LLC
5.63%, 10/15/2023(a)		350,000		313,688
Tenet Healthcare Corp.
4.38%, 10/01/2021		200,000		200,500
8.13%, 04/01/2022		400,000		424,000
Teva Pharmaceutical Finance Netherlands III BV
6.75%, 03/01/2028		450,000		470,337
Total Health Care				5,520,555
Industrials (4.91%)
Bombardier, Inc.
7.75%, 03/15/2020(a)		225,000		237,094
6.13%, 01/15/2023(a)		250,000		253,124
Energizer Gamma Acquisition, Inc.
6.38%, 07/15/2026(a)		250,000		259,063
Novelis Corp.
6.25%, 08/15/2024(a)		150,000		152,250
Terex Corp.
5.63%, 02/01/2025(a)		250,000		248,438
TransDigm, Inc.
6.00%, 07/15/2022		350,000		354,375
United Rentals North America, Inc.
5.75%, 11/15/2024		200,000		207,190
5.88%, 09/15/2026		250,000		258,437
WESCO Distribution, Inc.
5.38%, 06/15/2024		250,000		249,063
XPO Logistics, Inc.
6.50%, 06/15/2022(a)		369,000		382,549
Total Industrials				2,601,583
Materials (10.36%)
AK Steel Corp.
7.63%, 10/01/2021		100,000		102,500
7.50%, 07/15/2023		300,000		315,000
Allegheny Technologies, Inc.
5.95%, 01/15/2021		121,000		123,420
Ardagh Packaging Finance PLC / Ardagh Holdings USA, Inc.
7.25%, 05/15/2024(a)		200,000		211,000
BWAY Holding Co.
5.50%, 04/15/2024(a)		200,000		199,250
Cascades, Inc.
5.50%, 07/15/2022(a)		399,000		400,995
Chemours Co.
7.00%, 05/15/2025		250,000		268,125
FMG Resources August 2006 Pty, Ltd.
5.13%, 03/15/2023(a)		350,000		343,000
Freeport-McMoRan, Inc.
3.88%, 03/15/2023		300,000		289,125

Security Description	Principal Amount		Value
Materials (continued)
Koppers, Inc.
6.00%, 02/15/2025(a)	$	520,000	$	523,900
NOVA Chemicals Corp.
5.25%, 06/01/2027(a)		300,000		285,750
OCI NV
6.63%, 04/15/2023(a)		525,000		545,344
Owens-Brockway Glass Container, Inc.
5.00%, 01/15/2022(a)		200,000		201,250
Rayonier AM Products, Inc.
5.50%, 06/01/2024(a)		500,000		478,915
Reynolds Group Issuer, Inc. / Reynolds Group Issuer LLC / Reynolds Group Issuer Lu
5.13%, 07/15/2023(a)		340,000		339,150
Silgan Holdings, Inc.
4.75%, 03/15/2025		150,000		144,375
SunCoke Energy Partners LP / SunCoke Energy Partners Finance Corp.
7.50%, 06/15/2025(a)		400,000		418,000
United States Steel Corp.
6.88%, 08/15/2025		300,000		306,000
Total Materials				5,495,099
Technology (3.74%)
Anixter, Inc.
5.50%, 03/01/2023		250,000		262,188
CommScope Technologies LLC
6.00%, 06/15/2025(a)		300,000		312,000
5.00%, 03/15/2027(a)		100,000		97,500
Dell International LLC / EMC Corp.
5.88%, 06/15/2021(a)		150,000		154,712
7.13%, 06/15/2024(a)		100,000		106,925
6.02%, 06/15/2026(a)		100,000		106,174
j2 Cloud Services LLC / j2 Global Co.-Obligor, Inc.
6.00%, 07/15/2025(a)		427,000		441,411
NCR Corp.
5.00%, 07/15/2022		514,000		503,720
Total Technology				1,984,630
Utilities (4.70%)
AmeriGas Partners LP / AmeriGas Finance Corp.
5.75%, 05/20/2027		350,000		347,375
Calpine Corp.
5.38%, 01/15/2023		450,000		429,188
Cemig Geracao e Transmissao SA
9.25%, 12/05/2024(a)		200,000		200,250
NGL Energy Partners LP / NGL Energy Finance Corp.
6.13%, 03/01/2025		560,000		530,600
NRG Energy, Inc.
6.63%, 01/15/2027		400,000		420,500

Security Description	Principal Amount		Value
Utilities (continued)
Suburban Propane Partners LP/Suburban Energy Finance Corp.
5.50%, 06/01/2024	$	150,000	$	147,750
Vistra Energy Corp.
7.38%, 11/01/2022		400,000		417,500
Total Utilities				2,493,163
TOTAL CORPORATE BONDS
(Cost $51,617,992)				51,652,761

Security Description	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.83%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $442,110)		1.851	%		442,110		442,110
TOTAL SHORT TERM INVESTMENTS
(Cost $442,110)							442,110
TOTAL INVESTMENTS (98.51%)
(Cost $52,208,678)						$	52,235,643
NET OTHER ASSETS AND LIABILITIES (1.49%)							791,238
NET ASSETS (100.00%)						$	53,026,881

^(a) Securities exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be sold in the ordinary course of business in transactions exempt from registration, normally to qualified institutional buyers. At period end, the aggregate market value of those securities was $23,083,122, representing 43.53% of net assets.

See Notes to Quarterly Schedule of Investments.

RIVERFRONT DYNAMIC US DIVIDEND ADVANTAGE ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.75%)
Consumer Discretionary (15.95%)
Amazon.com, Inc.(a)		2,596	$	5,224,995
Bed Bath & Beyond, Inc.		33,341		598,138
Dana, Inc.		46,635		912,647
Dick's Sporting Goods, Inc.		19,466		728,807
Ford Motor Co.		89,086		844,535
H&R Block, Inc.		50,851		1,376,028
John Wiley & Sons, Inc., Class A		10,411		672,030
Macy's, Inc.		26,682		975,227
Meredith Corp.		17,371		897,212
Modine Manufacturing Co.(a)		43,505		733,059
Netflix, Inc.(a)		7,903		2,905,775
NVR, Inc.(a)		263		701,802
Office Depot, Inc.		383,393		1,284,367
Target Corp.		17,305		1,514,188
Thor Industries, Inc.		10,365		989,236
TripAdvisor, Inc.(a)		28,841		1,566,355
Wyndham Destinations, Inc.		15,556		687,575
Total Consumer Discretionary				22,611,976
Consumer Staples (4.77%)
British American Tobacco PLC, Sponsored ADR		19,811		958,456
Edgewell Personal Care Co.(a)		17,420		983,707
Philip Morris International, Inc.		10,733		835,993
TreeHouse Foods, Inc.(a)		16,717		870,956
Unilever NV		15,759		905,827
Walgreens Boots Alliance, Inc.		10,204		699,586
Walmart, Inc.		15,701		1,505,099
Total Consumer Staples				6,759,624
Energy (5.27%)
Archrock, Inc.		65,975		834,584
Chevron Corp.		11,340		1,343,336
Exxon Mobil Corp.		19,604		1,571,652
Occidental Petroleum Corp.		12,906		1,030,802
ONEOK, Inc.		16,501		1,087,581
Phillips 66		5,684		673,611
Williams Cos., Inc.		31,618		935,577
Total Energy				7,477,143
Financials (18.32%)
Ameriprise Financial, Inc.		7,187		1,020,267
Bank of America Corp.		70,296		2,174,255
CME Group, Inc.		2,075		362,565
Cullen/Frost Bankers, Inc.		6,266		694,837
Discover Financial Services		13,741		1,073,447
Everest Re Group, Ltd.		5,357		1,194,718
Fifth Third Bancorp		27,779		817,536

Security Description	Shares		Value
Financials (continued)
Goldman Sachs Group, Inc.		6,052	$	1,439,226
JPMorgan Chase & Co.		20,310		2,327,120
Legg Mason, Inc.		24,652		769,142
M&T Bank Corp.		898		159,081
MetLife, Inc.		23,316		1,069,971
Navient Corp.		104,820		1,429,745
New York Community Bancorp, Inc.		48,043		517,423
Old Republic International Corp.		42,815		949,637
Principal Financial Group, Inc.		19,133		1,055,950
Prudential Financial, Inc.		14,052		1,380,609
Regions Financial Corp.		58,006		1,128,797
SunTrust Banks, Inc.		15,675		1,153,053
Synchrony Financial		41,952		1,328,620
T Rowe Price Group, Inc.		21,102		2,445,510
Wells Fargo & Co.		25,332		1,481,415
Total Financials				25,972,924
Health Care (12.02%)
AbbVie, Inc.		17,539		1,683,393
Amgen, Inc.		10,699		2,137,767
Biogen, Inc.(a)		3,420		1,208,936
Cardinal Health, Inc.		11,001		574,142
CVS Health Corp.		10,209		768,125
Edwards Lifesciences Corp.(a)		6,980		1,006,795
Eli Lilly & Co.		19,786		2,090,391
Gilead Sciences, Inc.		24,132		1,827,516
Owens & Minor, Inc.		52,024		883,368
Pfizer, Inc.		89,133		3,700,803
Quest Diagnostics, Inc.		10,493		1,154,020
Total Health Care				17,035,256
Industrials (6.51%)
AO Smith Corp.		10,143		589,105
Boeing Co.		3,050		1,045,510
Cummins, Inc.		10,678		1,514,141
Delta Air Lines, Inc.		20,804		1,216,618
Eaton Corp. PLC		2,603		216,413
Lennox International, Inc.		4,668		1,040,077
Matson, Inc.		34,192		1,277,413
Pitney Bowes, Inc.		59,980		435,455
Ryder System, Inc.		13,315		1,023,125
WW Grainger, Inc.		2,447		866,409
Total Industrials				9,224,266
Information Technology (20.22%)
Accenture PLC, Class A		10,143		1,714,877
Apple, Inc.		22,231		5,060,443
Broadcom, Inc.		6,672		1,461,368
Cadence Design Systems, Inc.(a)		22,904		1,077,404
CommVault Systems, Inc.(a)		18,282		1,273,341
CSG Systems International, Inc.		20,251		756,375
Cypress Semiconductor Corp.		64,873		1,116,464
Facebook, Inc., Class A(a)		13,577		2,385,886
InterDigital, Inc.		10,891		899,597
International Business Machines Corp.		4,313		631,768

Security Description	Shares		Value
Information Technology (continued)
Intuit, Inc.		7,643	$	1,677,409
j2 Global, Inc.		11,309		933,784
Juniper Networks, Inc.		25,878		735,712
Lam Research Corp.		3,706		641,472
Manhattan Associates, Inc.(a)		25,768		1,494,286
Micron Technology, Inc.(a)		20,322		1,067,311
National Instruments Corp.		29,332		1,400,603
Red Hat, Inc.(a)		8,896		1,314,206
Texas Instruments, Inc.		18,928		2,127,507
Western Digital Corp.		14,157		895,289
Total Information Technology				28,665,102
Materials (3.66%)
CF Industries Holdings, Inc.		22,131		1,149,705
Freeport-McMoRan, Inc.		40,123		563,728
LyondellBasell Industries NV, Class A		10,141		1,143,702
RPM International, Inc.		19,893		1,342,778
WestRock Co.		18,000		991,440
Total Materials				5,191,353
Real Estate (4.58%)
CoreCivic, Inc.		48,347		1,251,704
DDR Corp.		46,387		648,954
Hospitality Properties Trust		26,314		762,843
Macerich Co.		11,932		700,886
RMR Group, Inc., Class A		8,278		781,857
Tanger Factory Outlet Centers, Inc.(b)		30,730		739,364
Uniti Group, Inc.		38,806		807,941
Washington Prime Group, Inc.		103,710		802,715
Total Real Estate				6,496,264
Telecommunication Services (1.84%)
AT&T, Inc.		35,336		1,128,632
CenturyLink, Inc.		48,401		1,033,845
Verizon Communications, Inc.		8,138		442,463
Total Telecommunication Services				2,604,940
Utilities (6.61%)
AES Corp.		58,122		782,322
Aqua America, Inc.		28,470		1,058,515
Black Hills Corp.		16,358		962,668
Dominion Energy, Inc.		13,947		987,029
Duke Energy Corp.		11,919		968,300
FirstEnergy Corp.		27,733		1,036,660
NRG Energy, Inc.		33,304		1,178,628
PPL Corp.		32,122		955,308
SCANA Corp.		17,858		684,676
Southern Co.		17,241		754,811
Total Utilities				9,368,917
TOTAL COMMON STOCKS
(Cost $131,577,918)				141,407,765

Security Description	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.03%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $44,550)		1.851	%		44,550	$	44,550
TOTAL SHORT TERM INVESTMENTS
(Cost $44,550)							44,550
TOTAL INVESTMENTS (99.78%)
(Cost $131,622,468)						$	141,452,315
NET OTHER ASSETS AND LIABILITIES (0.22%)							315,926
NET ASSETS (100.00%)						$	141,768,241

(a)	Non income producing security.
(b)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $494,962.

See Notes to Quarterly Schedule of Investments.

RIVERFRONT DYNAMIC US FLEX-CAP ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.82%)
Consumer Discretionary (14.35%)
Amazon.com, Inc.(a)		2,617	$	5,267,262
Comcast Corp., Class A		47,168		1,744,744
Deckers Outdoor Corp.(a)		7,028		856,292
Fossil Group, Inc.(a)		28,624		648,906
Home Depot, Inc.		10,231		2,054,078
Lowe's Cos., Inc.		11,744		1,277,160
Macy's, Inc.		22,352		816,966
McDonald's Corp.		9,760		1,583,365
Michael Kors Holdings, Ltd.(a)		13,615		988,721
Netflix, Inc.(a)		4,162		1,530,284
Office Depot, Inc.		331,874		1,111,778
Signet Jewelers, Ltd.		19,567		1,256,201
Tailored Brands, Inc.		31,020		730,211
TJX Cos., Inc.		11,796		1,297,206
Vista Outdoor, Inc.(a)		48,190		890,069
Wyndham Destinations, Inc.		18,653		824,463
Total Consumer Discretionary				22,877,706
Consumer Staples (5.44%)
British American Tobacco PLC, Sponsored ADR		13,819		668,563
Coca-Cola Co.		36,852		1,642,494
Coca-Cola European Partners PLC		18,076		770,761
Conagra Brands, Inc.		21,975		807,581
Kroger Co.		30,947		974,831
PepsiCo, Inc.		6,922		775,333
Unilever NV		26,433		1,519,369
Walmart, Inc.		15,683		1,503,372
Total Consumer Staples				8,662,304
Energy (5.36%)
Chevron Corp.		3,229		382,507
Cloud Peak Energy, Inc.(a)		170,765		403,005
Ensco PLC, Class A		143,871		984,078
Exxon Mobil Corp.		8,320		667,014
ION Geophysical Corp.(a)		24,183		434,085
National Oilwell Varco, Inc.		22,944		1,079,974
Noble Corp. PLC(a)		130,065		793,397
Oceaneering International, Inc.		30,919		874,080
Oil States International, Inc.(a)		30,175		1,021,424
Transocean, Ltd.(a)		157,540		1,907,809
Total Energy				8,547,373
Financials (17.62%)
American Equity Investment Life Holding Co.		25,286		937,858
Bank of America Corp.		24,339		752,805
BB&T Corp.		17,413		899,556
Brighthouse Financial, Inc.(a)		19,143		794,626
Capital One Financial Corp.		10,894		1,079,486

Security Description	Shares		Value
Financials (continued)
Capstead Mortgage Corp.		106,546	$	894,986
CME Group, Inc.		6,422		1,122,116
Comerica, Inc.		8,723		850,318
Community Bank System, Inc.		13,123		867,824
Cullen/Frost Bankers, Inc.		7,755		859,952
E*TRADE Financial Corp.(a)		14,170		834,046
Enova International, Inc.(a)		20,863		692,652
Everest Re Group, Ltd.		3,640		811,793
Fifth Third Bancorp		30,095		885,696
Genworth Financial, Inc., Class A(a)		171,977		799,693
Janus Henderson Group PLC		26,793		756,902
JPMorgan Chase & Co.		19,428		2,226,061
Maiden Holdings, Ltd.		97,185		369,303
MetLife, Inc.		23,221		1,065,612
Navient Corp.		59,441		810,775
Northern Trust Corp.		6,755		725,892
Principal Financial Group, Inc.		15,799		871,947
Prudential Financial, Inc.		10,377		1,019,540
Regions Financial Corp.		49,667		966,520
SunTrust Banks, Inc.		13,815		1,016,231
Synchrony Financial		26,472		838,368
TCF Financial Corp.		30,330		768,866
UMB Financial Corp.		10,455		786,634
Walker & Dunlop, Inc.		13,577		739,947
Wells Fargo & Co.		8,184		478,600
Westwood Holdings Group, Inc.		12,683		729,653
Zions Bancorporation		15,600		831,324
Total Financials				28,085,582
Health Care (11.28%)
Abbott Laboratories		21,173		1,415,203
Allergan PLC		6,335		1,214,483
Amgen, Inc.		7,504		1,499,374
Biogen, Inc.(a)		3,635		1,284,936
Cigna Corp.		4,669		879,359
Eli Lilly & Co.		14,174		1,497,483
Endo International PLC(a)		78,782		1,351,111
Gilead Sciences, Inc.		18,390		1,392,675
HCA Healthcare, Inc.		7,552		1,012,799
Humana, Inc.		4,085		1,361,367
Johnson & Johnson		19,938		2,685,450
Medtronic PLC		16,111		1,553,262
Teleflex, Inc.		3,366		832,849
Total Health Care				17,980,351
Industrials (12.35%)
AECOM(a)		22,514		757,371
ArcBest Corp.		22,468		1,080,711
Arconic, Inc.		50,712		1,134,935
Boeing Co.		5,357		1,836,326
Caterpillar, Inc.		7,911		1,098,442
CSX Corp.		16,621		1,232,613
Cummins, Inc.		6,612		937,582
Esterline Technologies Corp.(a)		10,734		922,587
Genesee & Wyoming, Inc., Class A(a)		10,132		890,501
Honeywell International, Inc.		8,900		1,415,634
Lockheed Martin Corp.		3,856		1,235,501
Marten Transport, Ltd.		34,395		758,410

Security Description	Shares		Value
Industrials (continued)
Norfolk Southern Corp.		6,431	$	1,117,965
Old Dominion Freight Line, Inc.		6,218		947,623
Saia, Inc.(a)		10,786		854,791
SkyWest, Inc.		15,029		981,394
Union Pacific Corp.		9,521		1,434,053
United Rentals, Inc.(a)		6,674		1,040,276
Total Industrials				19,676,715
Information Technology (23.74%)
Adobe Systems, Inc.(a)		6,728		1,772,895
Alphabet, Inc., Class A(a)		2,417		2,977,261
Alphabet, Inc., Class C(a)		2,286		2,784,782
Apple, Inc.		30,424		6,925,415
Broadridge Financial Solutions, Inc.		7,949		1,074,228
CACI International, Inc.(a)		5,361		1,045,395
Cisco Systems, Inc.		9,587		457,971
ExlService Holdings, Inc.(a)		12,836		822,531
Facebook, Inc., Class A(a)		16,434		2,887,947
HP, Inc.		42,431		1,045,924
Mastercard, Inc., Class A		9,079		1,957,069
Microchip Technology, Inc.		9,535		820,296
Micron Technology, Inc.(a)		20,655		1,084,801
Microsoft Corp.		50,485		5,670,980
NCR Corp.(a)		24,551		697,494
Oracle Corp.		13,324		647,280
PayPal Holdings, Inc.(a)		18,392		1,698,133
Skyworks Solutions, Inc.		8,381		765,185
Total System Services, Inc.		9,898		961,492
Virtusa Corp.(a)		17,459		1,017,161
Western Digital Corp.		11,445		723,782
Total Information Technology				37,838,022
Materials (5.43%)
Air Products & Chemicals, Inc.		5,987		995,578
Ingevity Corp.(a)		10,798		1,090,707
Koppers Holdings, Inc.(a)		23,478		832,295
Kraton Corp.(a)		14,369		675,774
Olin Corp.		28,393		872,517
Packaging Corp. of America		7,311		803,625
PPG Industries, Inc.		8,821		975,073
Schweitzer-Mauduit International, Inc.		18,192		740,232
SunCoke Energy, Inc.(a)		76,470		853,405
WestRock Co.		14,848		817,828
Total Materials				8,657,034
Real Estate (1.42%)
CBL & Associates Properties, Inc.(b)		177,213		790,370
Pennsylvania Real Estate Investment Trust		72,063		735,043
Washington Prime Group, Inc.		94,623		732,382
Total Real Estate				2,257,795
Telecommunication Services (0.58%)
Iridium Communications, Inc.(a)		45,511		921,598
Total Telecommunication Services				921,598

Security Description	Shares		Value
Utilities (2.25%)
Avangrid, Inc.		16,671	$	822,547
Exelon Corp.		24,160		1,056,034
PG&E Corp.		20,069		926,786
SCANA Corp.		20,536		787,350
Total Utilities				3,592,717
TOTAL COMMON STOCKS
(Cost $144,705,262)				159,097,197

Security Description	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.07%)
Money Market Fund (0.04%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $58,917)		1.851	%		58,917		58,917
Investments Purchased with Collateral from Securities Loaned (0.03%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $47,377)					47,377		47,377
TOTAL SHORT TERM INVESTMENTS
(Cost $106,294)							106,294
TOTAL INVESTMENTS (99.89%)
(Cost $144,811,556)						$	159,203,491
NET OTHER ASSETS AND LIABILITIES (0.11%)							172,826
NET ASSETS (100.00%)						$	159,376,317

(a)	Non income producing security.
(b)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $592,774.

See Notes to Quarterly Schedule of Investments.

RIVERFRONT STRATEGIC INCOME FUND	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Principal Amount		Value
CORPORATE BONDS (95.91%)
Communications (13.26%)
Cablevision Systems Corp.
8.00%, 04/15/2020	$	1,750,000	$	1,846,250
CenturyLink, Inc.
5.63%, 04/01/2020		3,540,000		3,628,500
Charter Communications Operating LLC / Charter Communications Operating Capital
3.58%, 07/23/2020		2,000,000		2,006,834
DISH DBS Corp.
7.88%, 09/01/2019		3,000,000		3,108,750
Hughes Satellite Systems Corp.
6.50%, 06/15/2019		300,000		308,295
7.63%, 06/15/2021		1,500,000		1,620,000
Lamar Media Corp.
5.00%, 05/01/2023		3,267,000		3,340,508
Level 3 Financing, Inc.
5.38%, 08/15/2022		1,000,000		1,012,500
Netflix, Inc.
5.38%, 02/01/2021		1,000,000		1,033,750
Sinclair Television Group, Inc.
5.38%, 04/01/2021		1,000,000		1,006,250
Sprint Communications, Inc.
9.00%, 11/15/2018(a)		1,113,000		1,126,913
7.00%, 08/15/2020		3,050,000		3,202,499
T-Mobile USA, Inc.
6.50%, 01/15/2024		2,958,000		3,068,925
VeriSign, Inc.
5.25%, 04/01/2025		650,000		662,220
Virgin Media Secured Finance PLC
5.25%, 01/15/2021		1,500,000		1,541,250
Total Communications				28,513,444
Consumer Discretionary (11.44%)
ADT Corp.
6.25%, 10/15/2021		2,000,000		2,120,000
Allegiant Travel Co.
5.50%, 07/15/2019		1,000,000		1,015,000
American Airlines Group, Inc.
5.50%, 10/01/2019(a)		1,000,000		1,017,500
Aramark Services, Inc.
5.13%, 01/15/2024		2,388,000		2,430,960
DR Horton, Inc.
4.38%, 09/15/2022		2,640,000		2,694,866
GLP Capital LP / GLP Financing II, Inc.
4.88%, 11/01/2020		1,750,000		1,798,125
Goodyear Tire & Rubber Co.
5.13%, 11/15/2023		1,391,000		1,391,000

Security Description	Principal Amount		Value
Consumer Discretionary (continued)
Hanesbrands, Inc.
4.63%, 05/15/2024(a)	$	944,000	$	925,120
Hilton Worldwide Finance LLC / Hilton Worldwide Finance Corp.
4.63%, 04/01/2025		186,000		184,140
International Game Technology PLC
6.25%, 02/15/2022(a)		2,477,000		2,568,649
KB Home
4.75%, 05/15/2019		1,700,000		1,712,750
KFC Holding Co./Pizza Hut Holdings LLC/Taco Bell of America LLC
5.00%, 06/01/2024(a)		1,288,000		1,288,000
Lennar Corp.
4.50%, 11/15/2019		1,000,000		1,010,000
MGM Resorts International
6.75%, 10/01/2020		1,000,000		1,053,750
Service Corp. International
5.38%, 01/15/2022		3,145,000		3,199,142
5.38%, 05/15/2024		175,000		179,156
Total Consumer Discretionary				24,588,158
Consumer Staples (2.65%)
Pinnacle Foods Finance LLC / Pinnacle Foods Finance Corp.
5.88%, 01/15/2024		1,682,000		1,774,510
Spectrum Brands, Inc.
5.75%, 07/15/2025		1,384,000		1,404,760
TreeHouse Foods, Inc.
6.00%, 02/15/2024(a)		2,475,000		2,515,219
Total Consumer Staples				5,694,489
Energy (20.59%)
Andeavor
5.38%, 10/01/2022		3,044,000		3,108,495
Antero Resources Corp.
5.38%, 11/01/2021		1,500,000		1,530,000
Cheniere Corpus Christi Holdings LLC
7.00%, 06/30/2024		2,217,000		2,460,870
Concho Resources, Inc.
4.38%, 01/15/2025		2,280,000		2,304,231
Continental Resources, Inc.
5.00%, 09/15/2022		2,398,000		2,430,348
DCP Midstream Operating LP
5.35%, 03/15/2020(a)		3,304,000		3,386,600
Energy Transfer Equity LP
7.50%, 10/15/2020		2,000,000		2,157,500
Kinder Morgan Energy Partners LP
5.00%, 10/01/2021		2,800,000		2,919,747
MPLX LP
5.50%, 02/15/2023		3,000,000		3,073,333
Nabors Industries, Inc.
5.00%, 09/15/2020		2,895,000		2,920,020
Newfield Exploration Co.
5.75%, 01/30/2022		3,530,000		3,741,800

Security Description	Principal Amount		Value
Energy (continued)
Petroleos Mexicanos
8.00%, 05/03/2019	$	1,500,000	$	1,544,625
Range Resources Corp.
5.75%, 06/01/2021		1,547,000		1,589,543
5.00%, 08/15/2022		2,065,000		2,044,350
Rockies Express Pipeline LLC
5.63%, 04/15/2020(a)		1,900,000		1,968,875
SESI LLC
7.13%, 12/15/2021		1,500,000		1,524,375
Southwestern Energy Co.
4.10%, 03/15/2022		1,569,000		1,537,620
Targa Resources Partners LP / Targa Resources Partners Finance Corp.
5.25%, 05/01/2023		2,575,000		2,613,625
6.75%, 03/15/2024		923,000		971,458
Whiting Petroleum Corp.
5.75%, 03/15/2021		450,000		462,375
Total Energy				44,289,790
Financials (12.55%)
AerCap Ireland Capital DAC / AerCap Global Aviation Trust
4.63%, 10/30/2020		3,381,000		3,459,062
Aircastle, Ltd.
6.25%, 12/01/2019		3,000,000		3,105,000
Ally Financial, Inc.
4.75%, 09/10/2018		2,530,000		2,530,252
4.25%, 04/15/2021		1,000,000		1,005,180
CIT Group, Inc.
5.00%, 08/15/2022		3,285,000		3,358,913
Icahn Enterprises LP / Icahn Enterprises Finance Corp.
6.00%, 08/01/2020		2,000,000		2,036,900
Iron Mountain, Inc.
4.38%, 06/01/2021(a)		2,186,000		2,196,930
iStar, Inc.
5.00%, 07/01/2019		194,000		194,364
4.63%, 09/15/2020		2,600,000		2,593,500
Navient Corp.
5.50%, 01/15/2019		2,400,000		2,421,720
SBA Communications Corp.
4.88%, 07/15/2022		1,000,000		1,015,000
Springleaf Finance Corp.
5.25%, 12/15/2019		1,000,000		1,016,250
8.25%, 12/15/2020		500,000		541,875
Starwood Property Trust, Inc.
5.00%, 12/15/2021		1,500,000		1,515,000
Total Financials				26,989,946
Health Care (5.82%)
Centene Corp.
5.63%, 02/15/2021		1,500,000		1,533,750
DaVita, Inc.
5.75%, 08/15/2022		3,000,000		3,048,750

Security Description	Principal Amount		Value
Health Care (continued)
HCA, Inc.
5.88%, 03/15/2022	$	2,924,000	$	3,114,060
LifePoint Health, Inc.
5.50%, 12/01/2021		2,250,000		2,295,000
Tenet Healthcare Corp.
6.00%, 10/01/2020		1,000,000		1,042,500
Teva Pharmaceutical Finance Netherlands III BV
1.70%, 07/19/2019		1,500,000		1,474,957
Total Health Care				12,509,017
Industrials (3.85%)
United Rentals North America, Inc.
5.75%, 11/15/2024		2,840,000		2,942,098
WESCO Distribution, Inc.
5.38%, 12/15/2021		3,025,000		3,074,156
XPO Logistics, Inc.
6.50%, 06/15/2022(a)		2,175,000		2,254,866
Total Industrials				8,271,120
Materials (19.03%)
AK Steel Corp.
7.50%, 07/15/2023		2,756,000		2,893,800
ArcelorMittal
5.13%, 06/01/2020		500,000		513,238
6.00%, 08/05/2020		1,000,000		1,030,687
Ashland LLC
4.75%, 08/15/2022		2,765,000		2,800,116
Ball Corp.
5.00%, 03/15/2022		2,961,000		3,068,336
Cascades, Inc.
5.50%, 07/15/2022(a)		1,494,000		1,501,470
5.75%, 07/15/2023(a)		1,612,000		1,620,221
Celanese US Holdings LLC
5.88%, 06/15/2021		2,670,000		2,822,576
Crown Americas LLC / Crown Americas Capital Corp. IV
4.50%, 01/15/2023		2,791,000		2,797,978
Freeport-McMoRan, Inc.
3.10%, 03/15/2020		1,500,000		1,491,225
Glencore Funding LLC
4.63%, 04/29/2024(a)		500,000		504,140
Graphic Packaging International LLC
4.75%, 04/15/2021		645,000		655,068
4.88%, 11/15/2022		2,111,000		2,132,110
Huntsman International LLC
4.88%, 11/15/2020		3,025,000		3,105,919
Owens-Brockway Glass Container, Inc.
5.00%, 01/15/2022(a)		3,013,000		3,031,831
Reynolds Group Issuer, Inc. / Reynolds Group Issuer LLC / Reynolds Group Issuer Lu
5.75%, 10/15/2020		1,647,483		1,651,602

Security Description	Principal Amount		Value
Materials (continued)
Sealed Air Corp.
6.50%, 12/01/2020(a)	$	1,500,000	$	1,586,250
Steel Dynamics, Inc.
4.13%, 09/15/2025		1,160,000		1,110,700
USG Corp.
5.50%, 03/01/2025(a)		1,764,000		1,810,305
Vale Overseas, Ltd.
5.88%, 06/10/2021		3,340,000		3,518,690
WR Grace & Co.-Conn
5.13%, 10/01/2021(a)		1,250,000		1,287,500
Total Materials				40,933,762
Technology (2.48%)
Flex, Ltd.
5.00%, 02/15/2023		1,770,000		1,835,234
NCR Corp.
4.63%, 02/15/2021		1,500,000		1,477,500
Nielsen Finance LLC / Nielsen Finance Co.
4.50%, 10/01/2020		1,000,000		1,000,000
NXP BV / NXP Funding LLC
4.13%, 06/15/2020(a)		1,000,000		1,011,250
Total Technology				5,323,984
Utilities (4.24%)
AES Corp.
4.00%, 03/15/2021		1,000,000		1,005,200
AmeriGas Partners LP / AmeriGas Finance Corp.
5.63%, 05/20/2024		1,287,000		1,283,783
Calpine Corp.
6.00%, 01/15/2022(a)		950,000		970,188
DPL, Inc.
7.25%, 10/15/2021		2,991,000		3,248,973
NRG Energy, Inc.
6.25%, 07/15/2022		500,000		517,500
Vistra Energy Corp.
7.38%, 11/01/2022		2,000,000		2,087,500
Total Utilities				9,113,144
TOTAL CORPORATE BONDS
(Cost $205,506,736)				206,226,854

Security Description	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (2.49%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $5,357,125)		1.851	%		5,357,125		5,357,125
TOTAL SHORT TERM INVESTMENTS
(Cost $5,357,125)							5,357,125

Security Description	Shares	Value
TOTAL INVESTMENTS (98.40%)
(Cost $210,863,861)		$	211,583,979
NET OTHER ASSETS AND LIABILITIES (1.60%)			3,430,531
NET ASSETS (100.00%)		$	215,014,510

^(a) Securities exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be sold in the ordinary course of business in transactions exempt from registration, normally to qualified institutional buyers. At period end, the aggregate market value of those securities was $32,571,827, representing 15.15% of net assets.

See Notes to Quarterly Schedule of Investments.

SPROTT GOLD MINERS ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.97%)
Gold Mining (89.40%)
Alamos Gold, Inc., Class A		1,290,240	$	5,664,154
AngloGold Ashanti, Ltd., Sponsored ADR		411,026		3,251,216
B2Gold Corp.(a)(b)		2,068,375		4,839,997
Barrick Gold Corp.		614,212		6,400,089
Cia de Minas Buenaventura SAA, ADR		487,297		6,135,069
Gold Fields, Ltd., Sponsored ADR		962,023		2,395,437
Goldcorp, Inc.		1,817,267		19,699,174
Harmony Gold Mining Co., Ltd., Sponsored ADR(a)		438,517		727,938
IAMGOLD Corp.(b)		1,392,998		5,683,432
Kinross Gold Corp.(b)		1,261,911		3,785,733
Kirkland Lake Gold, Ltd.		1,035,612		19,324,520
McEwen Mining, Inc.(a)		1,130,154		2,226,403
New Gold, Inc.(b)		1,291,582		1,254,255
Newmont Mining Corp.		607,655		18,855,535
Randgold Resources, Ltd., ADR		94,878		6,194,585
Royal Gold, Inc.		78,449		5,982,521
Seabridge Gold, Inc.(b)		55,485		626,980
Sibanye Gold, Ltd., Sponsored ADR(a)(b)		298,546		704,569
SSR Mining, Inc.(b)		123,877		1,077,730
Yamana Gold, Inc.		1,949,358		5,419,215
Total Gold Mining				120,248,552
Silver Mining (10.57%)
Coeur Mining, Inc.(b)		195,120		1,108,282
First Majestic Silver Corp.(a)(b)		427,957		2,379,441
Fortuna Silver Mines, Inc.(b)		505,568		2,315,501
Pan American Silver Corp.		385,378		6,008,043
Silvercorp Metals, Inc.		890,445		2,404,202
Total Silver Mining				14,215,469
TOTAL COMMON STOCKS
(Cost $155,488,904)				134,464,021

7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (2.29%)
Money Market Fund (0.05%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $73,917)	1.851	%		73,917		73,917
Investments Purchased with Collateral from Securities Loaned (2.24%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $3,016,656)				3,016,656		3,016,656
TOTAL SHORT TERM INVESTMENTS
(Cost $3,090,573)						3,090,573
TOTAL INVESTMENTS (102.26%)
(Cost $158,579,477)					$	137,554,594
NET LIABILITIES LESS OTHER ASSETS (-2.26%)						(3,046,442	)
NET ASSETS (100.00%)					$	134,508,152

(a)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $3,432,347.
(b)	Non-income producing security.

See Notes to Quarterly Schedule of Investments.

SPROTT JUNIOR GOLD MINERS ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.94%)
Gold Mining (80.19%)
Alacer Gold Corp.(a)		1,630,486	$	2,948,618
Argonaut Gold, Inc.(a)		636,987		888,365
Asanko Gold, Inc.(a)(b)		1,342,204		1,110,790
Centerra Gold, Inc.(a)		1,555,217		6,649,893
China Gold International Resources Corp., Ltd.(a)(b)		2,247,969		3,152,324
Continental Gold, Inc.(a)(b)		330,933		892,632
Detour Gold Corp.(a)		313,325		2,559,421
Eldorado Gold Corp.(a)(b)		1,395,440		1,367,252
Endeavour Mining Corp.(a)		394,225		5,984,366
Gold Resource Corp.		312,401		1,611,989
Gold Standard Ventures Corp.(a)(b)		466,865		728,309
Golden Star Resources, Ltd.(a)(b)		1,377,748		1,014,023
Guyana Goldfields, Inc.(a)		635,734		1,797,593
Harmony Gold Mining Co., Ltd., Sponsored ADR(b)		1,630,075		2,705,924
New Gold, Inc.(a)		2,059,462		1,999,944
Novagold Resources, Inc.(a)(b)		570,925		2,095,295
OceanaGold Corp.		3,427,289		10,137,422
Osisko Gold Royalties, Ltd.		568,786		4,511,061
Premier Gold Mines, Ltd.(a)		377,433		543,735
Pretium Resources, Inc.(a)(b)		1,001,486		8,302,319
Roxgold, Inc.(a)		2,069,026		1,537,897
Sandstorm Gold, Ltd.(a)(b)		344,444		1,329,554
Seabridge Gold, Inc.(a)		104,071		1,176,002
SEMAFO, Inc.(a)		614,198		1,539,025
Sibanye Gold, Ltd., Sponsored ADR(a)(b)		2,039,672		4,813,626
SSR Mining, Inc.(a)		441,225		3,838,657
Tahoe Resources, Inc.(a)		1,108,543		3,813,388
Teranga Gold Corp.(a)		593,633		1,783,173
Torex Gold Resources, Inc.(a)		151,219		1,020,873
Total Gold Mining				81,853,470
Precious Metals (1.31%)
Leagold Mining Corp.(a)(b)		833,522		1,341,300
Total Precious Metals				1,341,300
Silver Mining (18.44%)
Coeur Mining, Inc.(a)		976,391		5,545,901
Endeavour Silver Corp.(a)(b)		661,279		1,481,265
First Majestic Silver Corp.(a)(b)		646,287		3,593,356
Fortuna Silver Mines, Inc.(a)		819,863		3,754,972
Hecla Mining Co.		658,018		1,868,771
MAG Silver Corp.(a)		141,272		1,085,792
Silvercorp Metals, Inc.		551,760		1,492,500
Total Silver Mining				18,822,557
TOTAL COMMON STOCKS
(Cost $129,502,328)				102,017,327

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (13.93%)
Money Market Fund (0.03%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $32,048)		1.851	%		32,048	$	32,048
Investments Purchased with Collateral from Securities Loaned (13.90%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $14,193,849)					14,193,849		14,193,849
TOTAL SHORT TERM INVESTMENTS
(Cost $14,225,897)							14,225,897
TOTAL INVESTMENTS (113.87%)
(Cost $143,728,225)						$	116,243,224
NET LIABILITIES LESS OTHER ASSETS (-13.87%)							(14,164,774	)
NET ASSETS (100.00%)						$	102,078,450

(a)	Non-income producing security.
(b)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $15,717,228.

See Notes to Quarterly Schedule of Investments.

BUZZ US SENTIMENT LEADERS ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.85%)
Consumer Discretionary (14.02%)
Amazon.com, Inc.(a)		176	$	354,237
Comcast Corp., Class A		1,876		69,393
Ford Motor Co.		13,223		125,354
McDonald's Corp.		442		71,706
Netflix, Inc.(a)		415		152,587
Starbucks Corp.		1,805		96,477
Tesla, Inc.(a)		989		298,342
TripAdvisor, Inc.(a)		2,396		130,127
Under Armour, Inc., Class C(a)		3,807		72,219
Walt Disney Co.		2,217		248,348
Total Consumer Discretionary				1,618,790
Consumer Staples (0.80%)
Walmart, Inc.		965		92,505
Total Consumer Staples				92,505
Energy (1.47%)
Exxon Mobil Corp.		1,240		99,411
Halliburton Co.		1,751		69,847
Total Energy				169,258
Financials (8.97%)
Bank of America Corp.		7,854		242,924
BlackRock, Inc.		141		67,547
Citigroup, Inc.		1,179		83,992
Discover Financial Services		2,169		169,442
Goldman Sachs Group, Inc.		683		162,424
JPMorgan Chase & Co.		1,425		163,277
KeyCorp		3,465		73,008
Morgan Stanley		1,491		72,806
Total Financials				1,035,420
Health Care (11.99%)
AbbVie, Inc.		925		88,781
Align Technology, Inc.(a)		193		74,593
Bausch Health Cos., Inc.(a)		9,217		213,005
Biogen, Inc.(a)		387		136,801
Bristol-Myers Squibb Co.		1,065		64,486
Celgene Corp.(a)		1,718		162,265
CVS Health Corp.		1,143		85,999
Eli Lilly & Co.		779		82,301
Gilead Sciences, Inc.		1,723		130,483
Intuitive Surgical, Inc.(a)		145		81,200
Merck & Co., Inc.		1,150		78,878
Nektar Therapeutics(a)		1,377		91,557
Pfizer, Inc.		2,283		94,790
Total Health Care				1,385,139
Industrials (8.07%)
Boeing Co.		391		134,031
Caterpillar, Inc.		655		90,947
CSX Corp.		1,137		84,320
General Electric Co.		18,052		233,593
Lockheed Martin Corp.		240		76,898

Security Description	Shares		Value
Industrials (continued)
ManpowerGroup, Inc.		1,439	$	134,877
United Continental Holdings, Inc.(a)		961		84,011
United Parcel Service, Inc., Class B		758		93,143
Total Industrials				931,820
Information Technology (51.17%)
Activision Blizzard, Inc.		1,756		126,608
Advanced Micro Devices, Inc.(a)		17,156		431,817
Alphabet, Inc., Class A(a)		271		333,818
Apple, Inc.		1,555		353,965
Applied Materials, Inc.		2,214		95,246
BlackBerry, Ltd.(a)		32,900		351,043
Broadcom, Inc.		816		178,728
Electronic Arts, Inc.(a)		618		70,087
Facebook, Inc., Class A(a)		1,015		178,366
GrubHub, Inc.(a)		592		85,313
Intel Corp.		3,146		152,361
International Business Machines Corp.		1,458		213,568
Lam Research Corp.		766		132,587
Mastercard, Inc., Class A		556		119,851
Match Group, Inc.(a)		2,761		138,188
Micron Technology, Inc.(a)		7,041		369,793
Microsoft Corp.		3,081		346,089
NVIDIA Corp.		1,005		282,083
NXP Semiconductors NV(a)		1,978		184,231
PayPal Holdings, Inc.(a)		3,004		277,359
QUALCOMM, Inc.		1,594		109,524
ServiceNow, Inc.(a)		388		76,188
Skyworks Solutions, Inc.		690		62,997
Square, Inc., Class A(a)		4,558		404,021
Take-Two Interactive Software, Inc.(a)		824		110,053
TE Connectivity, Ltd.		1,349		123,676
Texas Instruments, Inc.		595		66,878
Twilio, Inc., Class A(a)		1,266		102,116
Twitter, Inc.(a)		7,012		246,682
Visa, Inc., Class A		1,266		185,963
Total Information Technology				5,909,199
Materials (0.58%)
United States Steel Corp.(b)		2,270		67,374
Total Materials				67,374
Telecommunication Services (2.78%)
AT&T, Inc.		7,046		225,049
Verizon Communications, Inc.		1,758		95,583
Total Telecommunication Services				320,632
TOTAL COMMON STOCKS
(Cost $10,532,151)				11,530,137

7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.10%)
Money Market Fund (0.10%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $11,194)	1.851	%		11,194		11,194
TOTAL SHORT TERM INVESTMENTS
(Cost $11,194)						11,194

	Value
TOTAL INVESTMENTS (99.95%)
(Cost $10,543,345)	$	11,541,331
NET OTHER ASSETS AND LIABILITIES (0.05%)		6,414
NET ASSETS (100.00%)	$	11,547,745

(a)	Non-income producing security.
(b)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $50,515.

See Notes to Quarterly Schedule of Investments.

WORKPLACE EQUALITY PORTFOLIO	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.72%)
Consumer Discretionary (19.22%)
Abercrombie & Fitch Co., Class A		3,204	$	69,431
Amazon.com, Inc.(a)		47		94,597
American Eagle Outfitters, Inc.		3,391		88,030
Aramark		2,030		83,392
Best Buy Co., Inc.		1,100		87,516
Caesars Entertainment Corp.(a)		7,058		71,992
CBS Corp., Class B		1,464		77,621
Choice Hotels International, Inc.		1,007		78,596
Comcast Corp., Class A		2,386		88,258
Darden Restaurants, Inc.		875		101,535
Dollar General Corp.		837		90,170
Ford Motor Co.		6,788		64,350
GameStop Corp., Class A		6,281		83,349
Gap, Inc.		2,576		78,182
General Motors Co.		1,852		66,765
Global Eagle Entertainment, Inc.(a)(b)		31,286		83,221
Groupon, Inc.(a)		17,471		74,601
Hilton Grand Vacations, Inc.(a)		2,094		68,390
Hilton Worldwide Holdings, Inc.		973		75,524
Home Depot, Inc.		404		81,111
Hyatt Hotels Corp., Class A		972		75,194
InterContinental Hotels Group PLC,  ADR		1,212		75,289
Interpublic Group of Cos., Inc.		3,423		79,927
Kohl's Corp.		1,101		87,100
L Brands, Inc.		2,262		59,785
Live Nation Entertainment, Inc.(a)		1,734		86,145
Macy's, Inc.		2,149		78,546
Marriott International, Inc., Class A		581		73,479
Mattel, Inc.(a)(b)		4,594		70,885
McDonald's Corp.		483		78,357
MGM Resorts International		2,599		75,345
Netflix, Inc.(a)		205		75,374
NIKE, Inc., Class B		1,080		88,776
Nordstrom, Inc.		1,618		101,691
Office Depot, Inc.		27,643		92,604
Pearson PLC,  Sponsored ADR(b)		6,875		81,331
Royal Caribbean Cruises, Ltd.		711		87,154
Sirius XM Holdings, Inc.		10,937		77,653
Sony Corp.,  Sponsored ADR		1,642		93,315
Starbucks Corp.		1,415		75,632
Tapestry, Inc.		1,772		89,823
Target Corp.		1,045		91,438
TEGNA, Inc.		7,093		82,563
Tesla, Inc.(a)		225		67,874
Tiffany & Co.		594		72,854
TJX Cos., Inc.		853		93,804
Toyota Motor Corp.,  Sponsored ADR		595		73,828
Under Armour, Inc., Class C(a)(b)		3,784		71,783
Viacom, Inc., Class B		2,792		81,750
Visteon Corp.(a)		619		68,331
Walt Disney Co.		742		83,119
Whirlpool Corp.		534		66,739

Security Description	Shares		Value
Consumer Discretionary (continued)
Wyndham Destinations, Inc.		1,671	$	73,858
Wyndham Hotels & Resorts, Inc.		1,333		75,648
Wynn Resorts, Ltd.		467		69,275
Total Consumer Discretionary				4,382,900
Consumer Staples (8.59%)
Altria Group, Inc.		1,423		83,274
Avon Products, Inc.(a)		52,415		104,830
Brown-Forman Corp., Class B		1,524		79,583
Campbell Soup Co.		2,210		87,185
Clorox Co.		631		91,482
Coca-Cola Co.		1,852		82,544
Colgate-Palmolive Co.		1,274		84,606
Constellation Brands, Inc., Class A		347		72,245
Diageo PLC,  Sponsored ADR		545		75,978
Estee Lauder Cos., Inc., Class A		516		72,302
General Mills, Inc.		1,813		83,416
Hain Celestial Group, Inc.(a)		2,870		81,967
Hershey Co.		876		88,056
Hormel Foods Corp.(b)		2,235		87,500
Kellogg Co.		1,212		87,009
Kimberly-Clark Corp.		791		91,392
Kraft Heinz Co.		1,330		77,499
Kroger Co.		3,135		98,753
Mondelez International, Inc., Class A		1,998		85,355
PepsiCo, Inc.		767		85,912
Procter & Gamble Co.		1,062		88,093
Unilever NV, NY Shares		1,493		85,818
Walgreens Boots Alliance, Inc.		1,244		85,289
Total Consumer Staples				1,960,088
Energy (1.43%)
BP PLC,  Sponsored ADR		1,798		77,098
Chevron Corp.		658		77,947
ConocoPhillips		1,244		91,347
Royal Dutch Shell PLC, Class A,  Sponsored ADR		1,206		78,667
Total Energy				325,059
Financials (19.90%)
American Express Co.		829		87,857
American International Group, Inc.		1,472		78,266
Ameriprise Financial, Inc.		546		77,510
Aon PLC		575		83,697
Aviva PLC,  Sponsored ADR		5,891		73,991
Bank of America Corp.		2,736		84,625
Bank of Montreal		1,038		85,075
Bank of New York Mellon Corp.		1,421		74,105
Barclays PLC,  Sponsored ADR		7,674		71,829
BB&T Corp.		1,539		79,505
BlackRock, Inc.		154		73,775
Capital One Financial Corp.		838		83,037
Charles Schwab Corp.		1,455		73,899
Chubb, Ltd.		620		83,849
Citigroup, Inc.		1,230		87,625
CNA Financial Corp.		1,702		76,420
Comerica, Inc.		848		82,663
Credit Suisse Group AG,  Sponsored ADR		5,267		78,742

Security Description	Shares		Value
Financials (continued)
Deutsche Bank AG		7,304	$	82,243
Discover Financial Services		1,073		83,823
FactSet Research Systems, Inc.		378		86,709
Fifth Third Bancorp		2,657		78,196
First American Financial Corp.		1,555		88,417
Franklin Resources, Inc.		2,434		77,255
Genworth Financial, Inc., Class A(a)		17,447		81,129
Goldman Sachs Group, Inc.		345		82,044
Hartford Financial Services Group, Inc.		1,520		76,562
HSBC Holdings PLC,  Sponsored ADR		1,671		73,541
Huntington Bancshares, Inc.		5,272		85,459
JPMorgan Chase & Co.		747		85,591
KeyCorp		3,931		82,826
M&T Bank Corp.		462		81,843
Marsh & McLennan Cos., Inc.		985		83,361
MetLife, Inc.		1,755		80,537
Moody's Corp.		458		81,533
Morgan Stanley		1,577		77,005
Navient Corp.		6,183		84,336
Northern Trust Corp.		754		81,025
PNC Financial Services Group, Inc.		571		81,961
Principal Financial Group, Inc.		1,434		79,143
Progressive Corp.		1,304		88,059
Prudential Financial, Inc.		817		80,270
Royal Bank of Canada		1,057		84,053
S&P Global, Inc.		389		80,542
State Street Corp.		821		71,353
Sun Life Financial, Inc.		1,931		76,738
SunTrust Banks, Inc.		1,171		86,139
T Rowe Price Group, Inc.		652		75,560
Thomson Reuters Corp.		1,964		87,457
Toronto-Dominion Bank		1,427		86,334
Travelers Cos., Inc.		626		82,382
UBS Group AG		5,218		81,714
Unum Group		2,078		76,637
US Bancorp		1,584		85,710
Voya Financial, Inc.		1,561		78,159
Wells Fargo & Co.		1,474		86,200
Total Financials				4,538,316
Health Care (12.78%)
AbbVie, Inc.		816		78,320
Aetna, Inc.		429		85,916
AmerisourceBergen Corp.		864		77,734
Amgen, Inc.		434		86,718
Anthem, Inc.		333		88,155
AstraZeneca PLC,  Sponsored ADR		2,212		84,808
athenahealth, Inc.(a)		512		78,797
Baxter International, Inc.		1,070		79,576
Becton Dickinson and Co.		346		90,607
Biogen, Inc.(a)		264		93,321
Boston Scientific Corp.(a)		2,482		88,260
Bristol-Myers Squibb Co.		1,505		91,128
Cardinal Health, Inc.		1,477		77,085
Centene Corp.(a)		653		95,651
Cerner Corp.(a)		1,321		86,010
Cigna Corp.		460		86,636
CVS Health Corp.		1,167		87,805
Eli Lilly & Co.		934		98,677

Security Description	Shares		Value
Health Care (continued)
Express Scripts Holding Co.(a)		981	$	86,348
Gilead Sciences, Inc.		1,154		87,392
GlaxoSmithKline PLC,  Sponsored ADR		1,954		79,137
Henry Schein, Inc.(a)		1,107		85,992
Humana, Inc.		265		88,314
Johnson & Johnson		659		88,761
Laboratory Corp. of America Holdings(a)		429		74,161
McKesson Corp.		538		69,267
Medtronic PLC		932		89,854
Merck & Co., Inc.		1,311		89,921
Novartis AG,  Sponsored ADR		1,062		88,157
Pfizer, Inc.		2,232		92,673
Sanofi,  Sponsored ADR		2,070		88,699
Teva Pharmaceutical Industries, Ltd.,  Sponsored ADR		3,394		77,757
Thermo Fisher Scientific, Inc.		372		88,945
UnitedHealth Group, Inc.		317		85,102
Total Health Care				2,915,684
Industrials (11.36%)
3M Co.		396		83,524
Alaska Air Group, Inc.		1,291		87,130
American Airlines Group, Inc.		1,873		75,819
Arconic, Inc.		4,634		103,709
Boeing Co.		227		77,813
Cummins, Inc.		575		81,535
Emerson Electric Co.		1,107		84,940
FedEx Corp.		306		74,649
Fortive Corp.		1,007		84,568
General Electric Co.		6,100		78,934
Harris Corp.		538		87,430
Herman Miller, Inc.		2,312		88,550
Huron Consulting Group, Inc.(a)		1,983		98,158
IHS Markit, Ltd.(a)		1,590		87,450
JetBlue Airways Corp.(a)		4,239		80,880
Lockheed Martin Corp.		259		82,986
ManpowerGroup, Inc.		867		81,264
Navigant Consulting, Inc.(a)		3,293		78,670
Nielsen Holdings PLC		2,560		66,560
Norfolk Southern Corp.		525		91,266
Northrop Grumman Corp.		250		74,623
Owens Corning		1,238		70,096
Raytheon Co.		403		80,374
Republic Services, Inc.		1,165		85,464
Rockwell Automation, Inc.		451		81,613
Rockwell Collins, Inc.		585		79,531
Southwest Airlines Co.		1,554		95,260
Steelcase, Inc., Class A		5,417		79,088
United Continental Holdings, Inc.(a)		1,105		96,599
United Technologies Corp.		635		83,630
WW Grainger, Inc.		254		89,934
Total Industrials				2,592,047
Information Technology (15.48%)
Accenture PLC, Class A		495		83,690
Adobe Systems, Inc.(a)		322		84,850
Alliance Data Systems Corp.		356		84,935
Alphabet, Inc., Class C(a)		70		85,273

Security Description	Shares		Value
Information Technology (continued)
Apple, Inc.		428	$	97,426
Autodesk, Inc.(a)		583		89,986
Automatic Data Processing, Inc.		577		84,675
Booz Allen Hamilton Holding Corp.		1,805		92,344
Broadridge Financial Solutions, Inc.		702		94,868
CA, Inc.		2,178		95,396
CDW Corp.		962		84,233
Cisco Systems, Inc.		1,846		88,183
Convergys Corp.		3,279		81,090
Corning, Inc.		2,794		93,627
eBay, Inc.(a)		2,069		71,608
Electronic Arts, Inc.(a)		559		63,396
Facebook, Inc., Class A(a)		410		72,049
Fidelity National Information Services, Inc.		749		81,019
Hewlett Packard Enterprise Co.		5,102		84,336
HP, Inc.		3,441		84,821
Intel Corp.		1,453		70,369
International Business Machines Corp.		555		81,296
Intuit, Inc.		386		84,715
Leidos Holdings, Inc.		1,348		95,398
Mastercard, Inc., Class A		404		87,086
Microsoft Corp.		815		91,549
NCR Corp.(a)		2,543		72,247
NetApp, Inc.		1,041		90,369
Nokia OYJ,  Sponsored ADR		13,211		73,321
NVIDIA Corp.		302		84,765
Oracle Corp.		1,765		85,744
PayPal Holdings, Inc.(a)		942		86,975
QUALCOMM, Inc.		1,357		93,240
salesforce.com, Inc.(a)		583		89,012
Symantec Corp.		3,778		76,165
Tech Data Corp.(a)		931		67,730
Texas Instruments, Inc.		703		79,017
Twitter, Inc.(a)		1,776		62,480
Visa, Inc., Class A		597		87,693
Workday, Inc., Class A(a)		629		97,206
Xerox Corp.		2,990		83,301
Yelp, Inc.(a)		1,983		93,439
Total Information Technology				3,530,922
Materials (2.84%)
Alcoa Corp.(a)		1,787		79,825
Ball Corp.		2,188		91,634
Chemours Co.		1,621		70,676
DowDuPont, Inc.		1,200		84,156
Eastman Chemical Co.		747		72,481
Ecolab, Inc.		555		83,516
PPG Industries, Inc.		776		85,779
Praxair, Inc.		504		79,728
Total Materials				647,795
Real Estate (2.15%)
CBRE Group, Inc., Class A(a)		1,671		81,562
DiamondRock Hospitality Co.		6,738		80,586
Iron Mountain, Inc.		2,444		88,228
Jones Lang LaSalle, Inc.		483		73,667
Park Hotels & Resorts, Inc.		2,715		90,817

Security Description	Shares		Value
Real Estate (continued)
Weyerhaeuser Co.		2,166	$	75,182
Total Real Estate				490,042
Telecommunication Services (2.09%)
AT&T, Inc.		3,878		123,863
BT Group PLC,  Sponsored ADR		5,763		81,835
Sprint Corp.(a)		14,783		90,324
T-Mobile US, Inc.(a)		1,355		89,484
Verizon Communications, Inc.		1,687		91,722
Total Telecommunication Services				477,228
Utilities (3.88%)
American Electric Power Co., Inc.		1,249		89,591
Duke Energy Corp.		1,098		89,201
Entergy Corp.		1,052		87,937
Exelon Corp.		1,965		85,890
NiSource, Inc.		3,364		91,063
PG&E Corp.		2,040		94,207
Portland General Electric Co.		1,974		91,594
PPL Corp.		2,981		88,655
Public Service Enterprise Group, Inc.		1,545		80,881
Sempra Energy		732		84,971
Total Utilities				883,990
TOTAL COMMON STOCKS
(Cost $19,112,566)				22,744,071

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.39%)
Money Market Fund (0.11%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $25,971)		1.851	%		25,971		25,971
Investments Purchased with Collateral from Securities Loaned (0.28%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $64,526)					64,526		64,526
TOTAL SHORT TERM INVESTMENTS
(Cost  $90,497)							90,497
TOTAL INVESTMENTS (100.11%)
(Cost 19,203,063)						$	22,834,568
NET LIABILITIES LESS OTHER ASSETS (-0.11%)							(26,455	)
NET ASSETS (100.00%)						$	22,808,113

(a)	Non-income producing security.
(b)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $204,358.

See Notes to Quarterly Schedule of Investments.

ALPS | Dorsey Wright Sector Momentum ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.75%)
Consumer Discretionary (17.10%)
Amazon.com, Inc.(a)		130	$	261,652
Booking Holdings, Inc.(a)		104		202,961
Domino's Pizza, Inc.		804		240,042
NIKE, Inc., Class B		2,941		241,750
O'Reilly Automotive, Inc.(a)		788		264,311
Scientific Games Corp.(a)		3,886		117,746
Sirius XM Holdings, Inc.		29,424		208,911
VF Corp.		2,643		243,500
Wyndham Destinations, Inc.		4,529		200,182
Total Consumer Discretionary				1,981,055
Energy (10.21%)
Cheniere Energy, Inc.(a)		3,466		231,979
Continental Resources, Inc.(a)		3,669		241,971
HollyFrontier Corp.		3,085		229,894
Marathon Petroleum Corp.		3,032		249,503
Valero Energy Corp.		1,936		228,216
Total Energy				1,181,563
Financials (13.31%)
American Financial Group, Inc.		2,021		225,059
Discover Financial Services		2,991		233,657
E*TRADE Financial Corp.(a)		3,468		204,126
MarketAxess Holdings, Inc.		1,037		196,843
Mastercard, Inc., Class A		1,118		240,996
MSCI, Inc.		1,291		232,716
Western Alliance Bancorp(a)		3,627		209,097
Total Financials				1,542,494
Health Care (10.69%)
ABIOMED, Inc.(a)		503		204,510
Align Technology, Inc.(a)		615		237,691
Becton Dickinson and Co.		961		251,657
Exact Sciences Corp.(a)		3,255		243,767
Sarepta Therapeutics, Inc.(a)		2,180		300,927
Total Health Care				1,238,552
Industrials (7.96%)
AMETEK, Inc.		2,970		228,571
Lockheed Martin Corp.		719		230,375
Roper Technologies, Inc.		785		234,220
TransDigm Group, Inc.(a)		656		229,600
Total Industrials				922,766
Information Technology (24.59%)
Amphenol Corp., Class A		2,442		230,964
ANSYS, Inc.(a)		1,255		233,405
Apple, Inc.		1,181		268,831

Security Description	Shares		Value
Information Technology (continued)
DXC Technology Co.		2,660	$	242,299
Electronic Arts, Inc.(a)		1,521		172,497
Facebook, Inc., Class A(a)		1,139		200,156
Monolithic Power Systems, Inc.		1,575		236,045
NVIDIA Corp.		841		236,052
Square, Inc., Class A(a)		3,459		306,606
Tyler Technologies, Inc.(a)		942		232,627
Ultimate Software Group, Inc.(a)		797		246,807
Visa, Inc., Class A		1,651		242,515
Total Information Technology				2,848,804
Materials (11.76%)
Air Products & Chemicals, Inc.		1,358		225,822
Ashland Global Holdings, Inc.		2,851		240,054
Louisiana-Pacific Corp.		8,029		234,126
The Sherwin-Williams Co.		555		252,847
Steel Dynamics, Inc.		4,770		218,132
Westlake Chemical Corp.		2,028		191,788
Total Materials				1,362,769
Real Estate (4.13%)
American Tower Corp.		1,610		240,083
Sun Communities, Inc.		2,311		238,449
Total Real Estate				478,532
TOTAL COMMON STOCKS
(Cost $10,050,244)				11,556,535

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (0.21%)
Money Market Fund (0.21%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $23,885)		1.851	%		23,885		23,885
TOTAL SHORT TERM INVESTMENTS
(Cost $23,885)							23,885
TOTAL INVESTMENTS (99.96%)
(Cost $10,074,129)						$	11,580,420
NET OTHER ASSETS AND LIABILITIES (0.04%)							5,592
NET ASSETS (100.00%)						$	11,586,012

^(a) Non-income producing security.

See Notes to Quarterly Schedule of Investments.

ALPS DISRUPTIVE TECHNOLOGIES ETF	SCHEDULE OF INVESTMENTS
	August 31, 2018 (Unaudited)
Security Description	Shares		Value
COMMON STOCKS (99.95%)
Consumer Discretionary (2.50%)
iRobot Corp.(a)(b)		5,923	$	672,260
Netflix, Inc.(b)		1,131		415,846
Total Consumer Discretionary				1,088,106
Financials (5.78%)
American Express Co.		4,030		427,099
LendingClub Corp.(b)		116,618		420,991
LendingTree, Inc.(a)(b)		1,520		385,092
Moody's Corp.		2,308		410,870
S&P Global, Inc.		1,995		413,065
Thomson Reuters Corp.		10,215		454,313
Total Financials				2,511,430
Health Care (11.80%)
ABIOMED, Inc.(b)		1,008		409,833
Align Technology, Inc.(b)		1,210		467,653
Boston Scientific Corp.(b)		13,152		467,685
Cochlear, Ltd.		2,664		413,309
CYBERDYNE, Inc.(a)(b)		34,400		270,903
DENTSPLY SIRONA, Inc.		9,498		379,160
DexCom, Inc.(b)		4,569		659,672
DiaSorin SpA		3,914		426,150
Intuitive Surgical, Inc.(b)		842		471,520
Mazor Robotics, Ltd., Sponsored ADR(a)(b)		6,952		332,236
Smith & Nephew PLC, Sponsored ADR		11,110		398,071
William Demant Holding A/S(b)		10,746		437,055
Total Health Care				5,133,247
Industrials (18.02%)
ABB, Ltd., Sponsored ADR		17,717		416,527
Aerovironment, Inc.(b)		6,803		598,392
ATS Automation Tooling Systems, Inc.(b)		26,533		449,740
Experian PLC		16,176		402,651
FANUC Corp.		1,995		390,974
Hyundai Heavy Industries Holdings Co., Ltd.(b)		1,115		378,127
IHS Markit, Ltd.(b)		8,002		440,110
Nielsen Holdings PLC		13,225		343,850
Proto Labs, Inc.(b)		3,228		501,793
Prysmian SpA		16,012		412,980
RELX NV, Sponsored ADR		18,413		409,505
Schneider Electric SE		4,666		380,424
Sensata Technologies Holding PLC(b)		7,578		401,255
Siemens Gamesa Renewable Energy SA(a)(b)		26,296		392,374
SLM Solutions Group AG(b)		9,950		277,187
Verisk Analytics, Inc.(b)		3,756		447,302
Vestas Wind Systems A/S		6,275		437,243
Wolters Kluwer NV		7,250		459,483
Xinjiang Goldwind Science & Technology Co., Ltd., Class H		279,000		298,595
Total Industrials				7,838,512

Security Description	Shares		Value
Information Technology (57.88%)
3D Systems Corp.(a)(b)		29,417	$	598,636
Advanced Energy Industries, Inc.(b)		6,214		370,230
Alarm.com Holdings, Inc.(b)		9,044		509,087
Ambarella, Inc.(a)(b)		9,444		361,800
ams AG		4,278		338,886
ANSYS, Inc.(b)		2,395		445,422
Arista Networks, Inc.(b)		1,509		451,161
Autodesk, Inc.(b)		3,048		470,459
Black Knight, Inc.(b)		7,926		423,248
Check Point Software Technologies, Ltd.(b)		4,174		484,977
Citrix Systems, Inc.(b)		3,776		430,539
Cognex Corp.		8,756		471,073
Dassault Systemes SE		2,868		464,733
Ellie Mae, Inc.(b)		3,806		401,038
FARO Technologies, Inc.(b)		7,271		495,882
FireEye, Inc.(a)(b)		24,037		399,014
First Data Corp., Class A(b)		20,453		526,051
First Solar, Inc.(b)		7,681		400,026
Fiserv, Inc.(b)		5,455		436,782
Fitbit, Inc., Class A(b)		62,880		378,538
FleetCor Technologies, Inc.(b)		2,049		437,953
Fortinet, Inc.(b)		6,659		557,758
Gartner, Inc.(b)		2,981		446,435
Gemalto NV(b)		6,915		401,490
Global Payments, Inc.		3,501		436,155
Guidewire Software, Inc.(b)		4,694		472,076
InterDigital, Inc.		4,989		412,091
Intuit, Inc.		1,979		434,331
Keyence Corp.		687		388,853
Mastercard, Inc., Class A		2,053		442,545
Nemetschek SE		3,316		544,255
NETGEAR, Inc.(b)		6,435		455,920
Omron Corp.		8,100		362,681
Palo Alto Networks, Inc.(b)		2,062		476,631
PayPal Holdings, Inc.(b)		4,917		453,987
Proofpoint, Inc.(b)		3,374		400,325
PTC, Inc.(b)		4,730		472,716
Qorvo, Inc.(b)		5,052		404,615
Qualys, Inc.(b)		5,156		469,454
Red Hat, Inc.(b)		2,423		357,950
salesforce.com, Inc.(b)		3,077		469,796
SAP SE, Sponsored ADR(a)		3,502		419,329
ServiceNow, Inc.(b)		2,310		453,592
Silicon Laboratories, Inc.(b)		3,792		371,616
SimCorp A/S		4,993		472,307
Skyworks Solutions, Inc.		3,995		364,743
Sophos Group PLC(c)(d)		52,448		356,640
SS&C Technologies Holdings, Inc.		7,946		471,516
Stratasys, Ltd.(b)		20,765		518,087
Symantec Corp.		19,218		387,435
Temenos AG		2,753		497,060
Total System Services, Inc.		4,714		457,918
Trend Micro, Inc.		7,088		446,548
Visa, Inc., Class A		3,062		449,777
VMware, Inc., Class A(b)		2,723		417,327

Security Description	Shares		Value
Information Technology (57.88%) (continued)
Worldpay, Inc., Class A(b)		5,003	$	487,242
Xero, Ltd.(b)		12,179		447,142
Total Information Technology				25,173,878
Real Estate (2.11%)
Digital Realty Trust, Inc.		3,784		470,276
Equinix, Inc.		1,024		446,597
Total Real Estate				916,873
Utilities (1.86%)
Brookfield Renewable Partners LP		13,336		409,891
China Longyuan Power Group Corp., Ltd., Class H		472,000		397,505
Total Utilities				807,396
TOTAL COMMON STOCKS
(Cost $40,485,438)				43,469,442

	7 Day Yield			Shares		Value
SHORT TERM INVESTMENTS (4.20%)
Money Market Fund (0.02%)
State Street Institutional Treasury Plus Money Market Fund
(Cost $10,321)		1.851	%		10,321		10,321
Investments Purchased with Collateral from Securities Loaned (4.18%)
State Street Navigator Securities Lending Government Money Market Portfolio, 1.92%
(Cost $1,818,938)					1,818,938		1,818,938
TOTAL SHORT TERM INVESTMENTS
(Cost $1,829,259)							1,829,259
TOTAL INVESTMENTS (104.15%)
(Cost $42,314,697)						$	45,298,701
NET LIABILITIES LESS OTHER ASSETS (-4.15%)							(1,808,347	)
NET ASSETS (100.00%)						$	43,490,354

(a)	Security, or a portion of the security position, is currently on loan. The total market value of securities on loan is $2,430,051.
(b)	Non-income producing security.
(c)	These securities initially sold to other parties pursuant to Regulation S under the 1933 Act and subsequently resold to the Fund. As of August 31, 2018, the aggregate market value of these securities were $356,640, representing 0.82% of net assets.
(d)	Securities exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be sold in the ordinary course of business in transactions exempt from registration, normally to qualified institutional buyers. At period end, the aggregate value of those securities was $356,640, representing 0.82% of net assets.

ALPS ETF Trust

Notes to Quarterly Schedules of Investments

August 31, 2018 (Unaudited)

1. Portfolio Valuation

Shares of the ALPS | Dorsey Wright Sector Momentum ETF are listed on the NASDAQ Stock Market LLC (“NASDAQ”) and shares of the ALPS Disruptive Technologies ETF and the ALPS Clean Energy ETF are listed on the Cboe BZX Exchange, Inc. (the “Cboe BZX”). Shares of the Alerian Energy Infrastructure ETF, the Alerian MLP ETF, the ALPS Emerging Sector Dividend Dogs ETF, the ALPS Equal Sector Weight ETF, the ALPS International Sector Dividend Dogs ETF, the ALPS Medical Breakthroughs ETF, the ALPS Sector Dividend Dogs ETF, the Barron’s 400 ETF, the Cohen & Steers Global Realty Majors ETF, the RiverFront Dynamic Core Income ETF, the RiverFront Dynamic Unconstrained Income ETF, the RiverFront Dynamic US Dividend Advantage ETF, the RiverFront Dynamic US Flex-Cap ETF, the RiverFront Strategic Income Fund, the Sprott Gold Miners ETF, the Sprott Junior Gold Miners ETF, the BUZZ US Sentiment Leaders ETF, and the Workplace Equality Portfolio (each a “Fund” and along with ALPS | Dorsey Wright Sector Momentum ETF, ALPS Disruptive Technologies ETF and ALPS Clean Energy ETF collectively, the “Funds”) are listed on the New York Stock Exchange (“NYSE”) Arca. Each Fund’s Net Asset Value (“NAV”) is determined daily, as of the close of regular trading on the NYSE, normally 4:00 p.m. Eastern time, on each day the NYSE is open for trading. The NAV is computed by dividing the value of all assets of each Fund (including accrued interest and dividends), less all liabilities (including accrued expenses and dividends declared but unpaid), by the total number of shares outstanding.

Portfolio securities listed on any exchange other than the NASDAQ Stock Market LLC (“NASDAQ”) are valued at the last sale price on the business day as of which such value is being determined. If there has been no sale on such day, the securities are valued at the mean of the most recent bid and ask prices on such day. Securities traded on the NASDAQ are valued at the NASDAQ Official Closing Price as determined by NASDAQ. Portfolio securities traded on more than one securities exchange are valued at the last sale price on the business day as of which such value is being determined at the close of the exchange representing the principal market for such securities. Portfolio securities traded in the over-the-counter market, but excluding securities traded on the NASDAQ, are valued at the latest quoted sale price in such market. Fixed-income obligations are typically valued at the mean between the evaluated bid and ask prices formulated by an independent pricing service. Treasury Bills and Treasury Notes are typically valued at the mean between the evaluated bid and ask prices formulated by an independent pricing service. Listed put options are valued at the mean of the most recent bid and ask prices.

Each Fund’s investments are valued at market value or, in the absence of market value with respect to any portfolio securities, at fair value according to procedures adopted by the Trust’s Board of Trustees (the “Board”). When market quotations are not readily available or when events occur that make established valuation methods unreliable, securities of each Fund may be valued in good faith by or under the direction of the Board. These securities generally include, but are not limited to, restricted securities (securities which may not be publicly sold without registration under the Securities Act of 1933) for which a pricing service is unable to provide a market price; securities whose trading has been formally suspended; a security whose market price is not available from a pre-established primary pricing source or the pricing source is not willing to provide a price; a security with respect to which an event has occurred that is most likely to materially affect the value of the security after the market has closed but before the calculation of the Fund’s NAV or make it difficult or impossible to obtain a reliable market quotation; or a security whose price, as provided by the pricing service, does not reflect the security’s “fair value” due to the security being de-listed from a national exchange or the security’s primary trading market is temporarily closed at a time when, under normal conditions, it would be open. As a general principle, the current “fair value” of a security would be the amount which the owner might reasonably expect to receive from the sale on the applicable exchange or principal market. A variety of factors may be considered in determining the fair value of such securities.

The accounting records of each Fund are maintained in U.S. dollars.

Certain Funds may directly purchase securities of foreign issuers. Investments in non-U.S. issuers may involve unique risks compared to investing in securities of U.S. issuers, including, among others, greater market volatility than U.S. securities and less complete financial information than for U.S. issuers. In addition, adverse political, economic or social developments could undermine the value of a Fund’s investments or prevent a Fund from realizing the full value of its investments. Financial reporting standards for companies based in foreign markets differ from those in the United States. Finally, the value of the currency of the country in which a Fund has invested could decline relative to the value of the U.S. dollar, which may affect the value of the investment to U.S. investors.

Because foreign markets may be open on different days than the days during which investors may purchase the shares of each Fund, the value of each Fund’s securities may change on the days when investors are not able to purchase the shares of the Funds. The value of securities denominated in foreign currencies is converted into U.S. dollars using exchange rates determined daily as of the close of regular trading on the NYSE or NASDAQ. Any use of a different rate from the rates used by the Index may adversely affect a Fund’s ability to track their Index.

2. Fair Value Measurements

Each Fund discloses the classification of its fair value measurements following a three-tier hierarchy based on the inputs used to measure fair value. Inputs refer broadly to the assumptions that market participants would use in pricing the asset or liability, including assumptions about risk. Inputs may be observable or unobservable. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability that are developed based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing the asset or liability that are developed based on the best information available.

Valuation techniques used to value each Fund’s investments by major category are as follows:

Equity securities, including restricted securities, Exchange Traded Funds, Closed-End Funds and Limited Partnerships, for which market quotations are readily available, are valued at the last reported sale price or official closing price as reported by a third party pricing vendor on the primary market or exchange on which they are traded and are categorized as Level 1 in the hierarchy. In the event there were no sales during the day or closing prices are not available, securities are valued at the mean of the most recent quoted bid and ask prices on such day and are generally categorized as Level 2 in the hierarchy. Investments in open-end mutual funds are valued at their closing NAV each business day and are categorized as Level 1 in the hierarchy.

Debt securities, including restricted securities, are valued based on evaluated prices received from third party pricing vendors or from brokers who make markets in such securities. For corporate bonds, pricing vendors utilize matrix pricing which considers yield or price of bonds of comparable quality, coupon, maturity and type as well as broker-supplied prices. When independent prices are unavailable or unreliable, debt securities may be valued utilizing pricing methodologies which consider similar factors that would be used by third party pricing vendors. Debt securities are generally categorized as Level 2 in the hierarchy but may be Level 3 depending on the circumstances. Certain Funds may invest a significant portion of its assets in below investment grade securities. The value of these securities can be more volatile due to changes in the credit quality of the issuer and is sensitive to changes in economic, market and regulatory conditions.

Treasury Bills and Treasury Notes are typically valued at the mean between the evaluated bid and ask prices formulated by an independent pricing service and are categorized as Level 2 in the hierarchy, due to their active trading, short-term maturity and liquidity.

Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy.

Various inputs are used in determining the value of each Fund’s investments as of the end of the reporting period. When inputs used fall into different levels of the fair value hierarchy, the level in the hierarchy within which the fair value measurement falls is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The designated input levels are not necessarily an indication of the risk or liquidity associated with these investments.

These inputs are categorized in the following hierarchy under applicable financial accounting standards:

Level 1 –	Unadjusted quoted prices in active markets for identical investments, unrestricted assets or liabilities that a Fund has the ability to access at the measurement date;
Level 2 –	Quoted prices which are not active, quoted prices for similar assets or liabilities in active markets or inputs other than quoted prices that are observable (either directly or indirectly) for substantially the full term of the asset or liability; and
Level 3 –	Significant unobservable prices or inputs (including the Fund’s own assumptions in determining the fair value of investments) where there is little or no market activity for the asset or liability at the measurement date.

The following is a summary of the inputs used to value each Fund’s investments at August 31, 2018:

Alerian Energy Infrastructure ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2  - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Canadian Energy Infrastructure Companies*	$	13,046,685	$	–	$	–	$	13,046,685
U.S. Energy Infrastructure Companies*		12,232,673		–		–		12,232,673
U.S. Energy Infrastructure MLPs*		11,328,519		–		–		11,328,519
U.S. General Partners*		7,284,349		–		–		7,284,349
Short Term Investments
Money Market Fund		97,491		–		–		97,491
Investments Purchased with Collateral from Securities Loaned		76,210		–		–		76,210
TOTAL	$	44,065,927	$	–	$	–	$	44,065,927

Alerian MLP ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2  - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Master Limited Partnerships*	$	9,992,856,705	$	–	$	–	$	9,992,856,705
Short Term Investments		15,433,992		–		–		15,433,992
TOTAL	$	10,008,290,697	$	–	$	–	$	10,008,290,697

ALPS Emerging Sector Dividend Dogs ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	36,298,862	$	–	$	–	$	36,298,862
Warrants		–		–		–		–
Short Term Investments
Money Market Fund		165,372		–		–		165,372
Investments Purchased with Collateral from Securities Loaned		580,669		–		–		580,669
TOTAL	$	37,044,903	$	–	$	–	$	37,044,903

ALPS Equal Sector Weight ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Exchange Traded Funds*	$	160,846,472	$	–	$	–	$	160,846,472
Short Term Investments
Money Market Fund		33,053		–		–		33,053
TOTAL	$	160,879,525	$	–	$	–	$	160,879,525

ALPS International Sector Dividend Dogs ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	319,765,176	$	–	$	–	$	319,765,176
Short Term Investments
Money Market Fund		1,077,307		–		–		1,077,307
Investments Purchased with Collateral from Securities Loaned		1,129,700		–		–		1,129,700
TOTAL	$	321,972,183	$	–	$	–	$	321,972,183

ALPS Medical Breakthroughs ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	284,248,456	$	–	$	–	$	284,248,456
Rights*		–		1,700		–		1,700
Short Term Investments
Money Market Fund		15,012		–		–		15,012
Investments Purchased with Collateral from Securities Loaned		10,160,778		–		–		10,160,778
TOTAL	$	294,424,246	$	1,700	$	–	$	294,425,946

ALPS Sector Dividend Dogs ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	2,267,923,987	$	–	$	–	$	2,267,923,987
Short Term Investments		2,431,103		–		–		2,431,103
TOTAL	$	2,270,355,090	$	–	$	–	$	2,270,355,090

Barron's 400 ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	180,533,046	$	–	$	–	$	180,533,046
Limited Partnerships*		9,906,164		–		–		9,906,164
Short Term Investments
Money Market Fund		5,052,482		–		–		5,052,482
Investments Purchased with Collateral from Securities Loaned		1,928,079		–		–		1,928,079
TOTAL	$	197,419,771	$	–	$	–	$	197,419,771

Cohen & Steers Global Realty Majors ETF

Investments in Securities at Value	Level 1- Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3- Significant Unobservable Inputs		Total
Common Stocks*	$	57,940,478	$	–	$	–	$	57,940,478
Short Term Investments		196,319		–		–		196,319
TOTAL	$	58,136,797	$	–	$	–	$	58,136,797

RiverFront Dynamic Core Income ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Corporate Bonds*	$	–	$	87,902,126	$	–	$	87,902,126
Government Bonds		–		9,086,366		–		9,086,366
Short Term Investments		5,426,316		–		–		5,426,316
TOTAL	$	5,426,316	$	96,988,492	$	–	$	102,414,808

RiverFront Dynamic Unconstrained Income ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Convertible Corporate Bond*	$	–	$	140,772	$	–	$	140,772
Corporate Bonds*		–		51,652,761		–		51,652,761
Short Term Investments		442,110		–		–		442,110
TOTAL	$	442,110	$	51,793,533	$	–	$	52,235,643

RiverFront Dynamic US Dividend Advantage ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	141,407,765	$	–	$	–	$	141,407,765
Short Term Investments		44,550		–		–		44,550
TOTAL	$	141,452,315	$	–	$	–	$	141,452,315

RiverFront Dynamic US Flex-Cap ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	159,097,197	$	–	$	–	$	159,097,197
Short Term Investments
Money Market Fund		58,917		–		–		58,917
Investments Purchased with Collateral from Securities Loaned		47,377		–		–		47,377
TOTAL	$	159,203,491	$	–	$	–	$	159,203,491

RiverFront Strategic Income Fund

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Corporate Bonds*	$	–	$	206,226,854	$	–	$	206,226,854
Short Term Investments		5,357,125		–		–		5,357,125
TOTAL	$	5,357,125	$	206,226,854	$	–	$	211,583,979

Sprott Gold Miners ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	134,464,021	$	–	$	–	$	134,464,021
Short Term Investments
Money Market Fund		73,917		–		–		73,917
Investments Purchased with Collateral from Securities Loaned		3,016,656		–		–		3,016,656
TOTAL	$	137,554,594	$	–	$	–	$	137,554,594

Sprott Junior Gold Miners ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	102,017,327	$	–	$	–	$	102,017,327
Short Term Investments
Money Market Fund		32,048		–		–		32,048
Investments Purchased with Collateral from Securities Loaned		14,193,849		–		–		14,193,849
TOTAL	$	116,243,224	$	–	$	–	$	116,243,224

BUZZ US Sentiment Leaders ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	11,530,137	$	–	$	–	$	11,530,137
Short Term Investments
Money Market Fund		11,194		–		–		11,194
TOTAL	$	11,541,331	$	–	$	–	$	11,541,331

ALPS Disruptive Technologies ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	43,469,442	$	–	$	–	$	43,469,442
Short Term Investments
Money Market Fund		10,321		–		–		10,321
Investments Purchased with Collateral from Securities Loaned		1,818,938		–		–		1,818,938
TOTAL	$	45,298,701	$	–	$	–	$	45,298,701

Workplace Equality Portfolio

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	22,744,071	$	–	$	–	$	22,744,071
Short Term Investments
Money Market Fund		25,971		–		–		25,971
Investments Purchased with Collateral from Securities Loaned		64,526		–		–		64,526
TOTAL	$	22,834,568	$	–	$	–	$	22,834,568

ALPS | Dorsey Wright Sector Momentum ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	11,556,535	$	–	$	–	$	11,556,535
Short Term Investments		23,885		–		–		23,885
TOTAL	$	11,580,420	$	–	$	–	$	11,580,420

ALPS Clean Energy ETF

Investments in Securities at Value	Level 1 - Unadjusted Quoted Prices		Level 2 - Other Significant Observable Inputs		Level 3 - Significant Unobservable Inputs		Total
Common Stocks*	$	11,537,949	$	–	$	–	$	11,537,949
Limited Partnerships*		1,528,581		–		–		1,528,581
Short Term Investments		13,359		–		–		13,359
TOTAL	$	13,079,889	$	–	$	–	$	13,079,889

* For a detailed sector or country breakdown, see the accompanying Schedule of Investments.

Each Fund recognizes transfers between levels as of the end of the period. For the nine months or period ended August 31, 2018, the Funds did not have any significant transfers between Level 1 and Level 2 securities. The Funds did not have any securities which used significant unobservable inputs (Level 3) in determining fair value.

3. Lending of Portfolio Securities

Alerian Energy Infrastructure ETF, ALPS Clean Energy ETF, ALPS Disruptive Technologies ETF, ALPS Emerging Sector Dividend Dogs ETF, ALPS Equal Sector Weight ETF, ALPS International Sector Dividend Dogs ETF, ALPS Medical Breakthroughs ETF, ALPS Sector Dividend Dogs ETF, ALPS | Dorsey Wright Sector Momentum ETF, Barron’s 400 ETF, BUZZ US Sentiment Leaders ETF, Cohen & Steers Global Realty Majors ETF, RiverFront Dynamic US Dividend Advantage ETF, RiverFront Dynamic US Flex-Cap ETF, Sprott Gold Miners ETF, Sprott Junior Gold Miners ETF, and Workplace Equality Portfolio have entered into a securities lending agreement with State Street Bank & Trust Co. (“SSB”), the Funds’ lending agent. The Funds may lend their portfolio securities only to borrowers that are approved by SSB. Each Fund will limit such lending to not more than 33 1/3% of the value of its total assets. Each Fund’s securities held as SSB as custodian shall be available to be lent except those securities the Fund or ALPS Advisors Inc. specifically identifies in writing as not being available for lending. The borrower pledges and maintains with each Fund collateral consisting of cash (U.S. Dollars only), securities issued or guaranteed by the U.S. government or its agencies or instrumentalities, and by cash equivalents (including irrevocable bank letters of credit issued by a person other than the borrower or an affiliate of the borrower). The initial collateral received by each Fund is required to have a value of no less than 102% of the market value of the loaned securities for U.S equity securities and a value of no less than 105% of the market value for non-U.S. equity securities. The collateral is maintained thereafter, at a market value equal to not less than 102% of the current value of the U.S. equity securities on loan and not less than 105% of the current value of the non-U.S. equity securities on loan. The market value of the loaned securities is determined at the close of each business day and any additional required collateral is delivered to each Fund on the next business day. During the term of the loan, each Fund is entitled to all distributions made on or in respect of the loaned securities. Loans of securities are terminable at any time and the borrower, after notice, is required to return borrowed securities within the customary time period for settlement of securities transactions.

Any cash collateral received is reinvested in a money market fund managed by SSB as disclosed in each Fund’s Schedule of Investments. Non-cash collateral, in the form of securities issued or guaranteed by the U.S. government or its agencies or instrumentalities, is not disclosed in a Fund’s Schedule of Investments as it is held by the lending agent on behalf of each Fund, and each Fund does not have the ability to re-hypothecate these securities.

The following is a summary of each Fund’s securities lending agreements and related cash and non-cash collateral received as of August 31, 2018:

	Market Value of Securities on Loan		Cash Collateral Received		Non-Cash Collateral Received		Total Collateral Received
Alerian Energy Infrastructure ETF	$	73,695	$	76,210	$	-	$	76,210
ALPS Disruptive Technologies ETF		2,430,051		1,818,938		708,563		2,527,501
ALPS Emerging Sector Dividend Dogs ETF		964,447		580,669		439,960		1,020,629
ALPS International Sector Dividend Dogs ETF		4,333,163		1,129,700		3,460,499		4,590,199
ALPS Medical Breakthroughs ETF		71,127,594		10,160,778		62,147,834		72,308,612
Barron's 400 ETF		5,993,295		1,928,079		4,154,919		6,082,998
BUZZ US Sentiment Leaders ETF		50,515		-		51,060		51,060
RiverFront Dynamic US Dividend Advantage ETF		494,962		-		509,157		509,157
RiverFront Dynamic US Flex-Cap ETF		592,774		47,377		583,941		631,318
Sprott Gold Miners ETF		3,432,347		3,016,656		551,128		3,567,784
Sprott Junior Gold Miners ETF		15,717,228		14,193,849		2,700,235		16,894,084
Workplace Equality Portfolio		204,358		64,526		145,280		209,806

The risks of securities lending include the risk that the borrower may not provide additional collateral when required or may not return the securities when due. To mitigate these risks, each Fund benefits from a borrower default indemnity provided by SSB. SSB’s indemnity allows for full replacement of securities lent wherein SSB will purchase the unreturned loaned securities on the open market by applying the proceeds of the collateral, or to the extent such proceeds are insufficient or the collateral is unavailable, SSB will purchase the unreturned loan securities at SSB’s expense. However, the Funds could suffer a loss if the value of the investments purchased with cash collateral falls below the value of the cash collateral received.

4. Return of Capital Estimates

The Alerian MLP ETF (the “Alerian Fund”) expects a portion of the distributions it receives from Master Limited Partnerships (“MLPs”) to be treated as a tax-deferred return of capital, thus reducing the Alerian Fund’s current tax liability. Return of capital distributions are not taxable income to the shareholder, but reduce the investor’s tax basis in the investor’s Fund Shares. Such a reduction in tax basis will result in larger taxable gains and/or lower tax losses on a subsequent sale of Fund Shares. Shareholders who periodically receive the payment of dividends or other distributions consisting of a return of capital may be under the impression that they are receiving net profits from the Alerian Fund when, in fact, they are not. Shareholders should not assume that the source of the distributions is from the net profits of the Alerian Fund.

5. Master Limited Partnerships

MLPs are publicly traded partnerships engaged in, among other things, the transportation, storage and processing of minerals and natural resources and are treated as partnerships for U.S. federal income tax purposes. By confining their operations to these specific activities, their interests, or units, are able to trade on public securities exchanges exactly like the shares of a corporation, without entity level taxation. To qualify as a MLP and to not be taxed as a corporation, a partnership must receive at least 90% of its income from qualifying sources as set forth in Section 7704(d) of the Internal Revenue Code of 1986, as amended (the “Code”). These qualifying sources include, among other things, natural resource- based activities such as the processing, transportation and storage of mineral or natural resources. MLPs generally have two classes of owners; the general partner and limited partners. The general partner of an MLP is typically owned by a major energy company, an investment fund, the direct management of the MLP, or is an entity owned by one or more of such parties. The general partner may be structured as a private or publicly traded corporation or other entity. The general partner typically controls the operations and management of the MLP through an up to 2% equity interest in the MLP plus, in many cases, ownership of common units and subordinated units. Limited partners typically own the remainder of the partnership, through ownership of common units, and have a limited role in the partnership’s operations and management.

MLPs are typically structured such that common units and general partner interests have first priority to receive quarterly cash distributions up to an established minimum amount (“minimum quarterly distributions” or “MQD”). Common and general partner interests also accrue arrearages in distributions to the extent the MQD is not paid. Once common and general partner interests have been paid, subordinated units receive distributions of up to the MQD; however, subordinated units do not accrue arrearages. Distributable cash in excess of the MQD is paid to both common and subordinated units and is distributed to both common and subordinated units generally on a pro rata basis. The general partner is also eligible to receive incentive distributions if the general partner operates the business in a manner which results in distributions paid per common unit surpassing specified target levels. As the general partner increases cash distributions to the limited partners, the general partner receives an increasingly higher percentage of the incremental cash distributions.

6. Affiliated Companies

As defined by the Investment Company Act of 1940, an affiliated person, including an affiliated company, is one in which a Fund owns 5% or more of the outstanding voting securities, or a company which is under common ownership or control with the Fund.

For the nine months ended August 31, 2018, the Alerian MLP ETF held shares in the following affiliates, as defined by the Investment Company Act of 1940.

Security Name	Share Balance Balance as of November 30, 2017		Purchases		Purchases In-Kind		Sales			Corporate Actions			Share Balance as of August 31, 2018		Market Value as of August 31, 2018		Dividends*		Change in Unrealized Gain (Loss)			Realized Gain/(Loss)
Master Limited Partnerships
Buckeye Partners LP		11,471,355		2,084,330		3,235,609		(3,684,002	)		-			13,107,292	$	462,163,116	$	-		(102,810,940	)	$	20,211,790
Crestwood Equity Partners LP		-		4,724,984		232,932		(563,837	)		-			4,394,079	$	165,217,370	$	-		24,677,207		$	2,486,661
DCP Midstream LP		7,380,879		1,255,150		2,007,855		(2,531,899	)		-			8,111,985	$	334,294,902	$	-		32,920,671		$	26,737,264
EQT Midstream Partners LP		4,781,272		3,102,860		1,370,168		(1,811,110	)		-			7,443,190	$	425,452,741	$	-		(59,943,984	)	$	(3,178,251	)
Genesis Energy LP		8,762,589		1,647,595		2,411,087		(3,016,847	)		-			9,804,424	$	234,619,866	$	-		27,072,598		$	9,317,079
Magellan Midstream Partners LP		15,052,756		1,790,142		4,000,564		(6,291,281	)		-			14,552,181	$	993,186,353	$	-		(111,003,791	)	$	178,617,022
NGL Energy Partners LP		-		10,522,469		2,301,715		(2,753,877	)		-			10,070,307	$	114,801,500	$	-		(12,873,426	)	$	1,112,407
NuStar Energy LP		6,453,764		1,084,859		1,757,190		(2,197,999	)		-			7,097,814	$	196,467,492	$	-		7,991,271		$	(2,160,410	)
Plains All American Pipeline LP		34,141,368		6,097,765		9,369,304		(11,659,580	)		-			37,948,857	$	991,224,145	$	-		207,590,488		$	40,248,692
TC PipeLines LP		4,253,931		852,002		1,189,672		(1,439,062	)		-			4,856,543	$	162,208,536	$	-		(61,229,203	)	$	(486,587	)
Western Gas Partners LP		8,181,076		1,394,371		2,226,906		(2,803,623	)		-			8,998,730	$	439,587,960	$	-		18,527,922		$	35,494,902
															$	4,519,223,981	$	-	$	(29,081,187	)	$	308,400,569
Investments no longer affiliated as of August 31, 2018
Dominion Midstream Partners LP		3,944,909		45,300		853,279		(4,843,488	)		-			-	$	-	$	-		(9,070,121	)	$	(62,799,023	)
Enbridge Energy Partners LP		17,579,625		2,957,845		4,784,102		(5,990,375	)		-			19,331,197	$	217,669,278	$	-		(34,337,084	)	$	(3,908,516	)
MPLX LP		23,433,562		4,018,950		6,382,161		(8,026,278	)		-			25,808,395	$	915,423,771	$	-		(5,868,777	)	$	32,318,537
Rice Midstream Partners LP		5,981,093		117,055		1,418,732		(7,516,880	)		-			-	$	-	$	-		19,377,954		$	7,512
Tallgrass Energy LP**		-		6,343,788		501,684		(1,461,462	)		7,858,028			13,242,038	$	325,621,714	$	-		28,499,164		$	2,648,191
Tallgrass Energy Partners LP**		3,835,924		-		879,243		(786,153	)		(3,929,014	)		-	$	-	$	-		(4,161,339	)	$	11,139,840
															$	1,458,714,763	$	-	$	(5,560,203	)	$	(20,593,459	)
GRAND TOTAL															$	5,977,938,744	$	-	$	(34,641,390	)	$	287,807,110

* 100% of the Income received was estimated as Return of Capital

** On 06/30/2018, Tallgrass Energy Partners LP (TEP) and Tallgrass Energy GP (TEGP) merged to form Tallgrass Energy LP.

7. Subsequent Events

On September 20, 2018, the Board authorized an orderly liquidation of the ALPS/Dorsey Wright Sector Momentum ETF (the “Fund”). The Board determined that closing and liquidating the Fund was in the best interests of the Fund and the Fund’s shareholders. The Fund closed to new investors on October 18, 2018, and the NASDAQ halted trading in the Fund before the opening of trading on October 22, 2018. Effective October 22, 2018, the Fund liquidated and shareholders of record received cash at the net asset value of their shares as of that date.

Item 2. Controls and Procedures.

(a) The registrant’s principal executive officer and principal financial officer have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended) are effective based on their evaluation of these controls and procedures as of a date within 90 days of the filing date of this Report.

(b) There was no change in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940, as amended) during the registrant’s last fiscal quarter covered by this Report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting.

Item 3. Exhibits.

Separate certifications for the registrant's Principal Executive Officer and Principal Financial Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 and Rule 30a-2(a) under the Investment Company Act of 1940, are attached as Exhibit 99 Cert.

-2-

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

ALPS ETF TRUST
By:	/s/ Edmund J. Burke
	Edmund J. Burke
	President (Principal Executive Officer)
Date:	October 29, 2018

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

By:	/s/ Edmund J. Burke
	Edmund J. Burke
	President (Principal Executive Officer)
Date:	October 29, 2018
By:	/s/ Kathryn Burns
	Kathryn Burns
	Treasurer (Principal Financial Officer)
Date:	October 29, 2018

-3-