0000899243-19-024287.txt : 20190925
0000899243-19-024287.hdr.sgml : 20190925
20190925212953
ACCESSION NUMBER: 0000899243-19-024287
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190925
FILED AS OF DATE: 20190925
DATE AS OF CHANGE: 20190925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XII-A Limited Partnership
CENTRAL INDEX KEY: 0001496057
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 191115428
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XII Limited Partnership
CENTRAL INDEX KEY: 0001413950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 191115429
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XII GP LLC
CENTRAL INDEX KEY: 0001413877
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 191115430
BUSINESS ADDRESS:
STREET 1: 2550 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 2550 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 SEAPORT BLVD., SUITE 250
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: (650) 391-0214
MAIL ADDRESS:
STREET 1: 1600 SEAPORT BLVD., SUITE 250
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-09-25
0
0001538716
Oportun Financial Corp
OPRT
0001413877
Greylock XII GP LLC
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001413950
Greylock XII Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001496057
Greylock XII-A Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
Series B-1 Preferred Stock
Common Stock
181066
I
By Greylock XII Limited Partnership
Series C-1 Preferred Stock
Common Stock
93680
I
By Greylock XII Limited Partnership
Series D-1 Preferred Stock
Common Stock
401270
I
By Greylock XII Limited Partnership
Series E-1 Preferred Stock
Common Stock
279759
I
By Greylock XII Limited Partnership
Series F Preferred Stock
Common Stock
577865
I
By Greylock XII Limited Partnership
Series F-1 Preferred Stock
Common Stock
872190
I
By Greylock XII Limited Partnership
Series G Preferred Stock
Common Stock
190411
I
By Greylock XII Limited Partnership
Series B-1 Preferred Stock
Common Stock
20117
I
By Greylock XII-A Limited Partnership
Series C-1 Preferred Stock
Common Stock
10408
I
By Greylock XII-A Limited Partnership
Series D-1 Preferred Stock
Common Stock
44584
I
By Greylock XII-A Limited Partnership
Series E-1 Preferred Stock
Common Stock
31084
I
By Greylock XII-A Limited Partnership
Series F Preferred Stock
Common Stock
64204
I
By Greylock XII-A Limited Partnership
Series F-1 Preferred Stock
Common Stock
96910
I
By Greylock XII-A Limited Partnership
Series G Preferred Stock
Common Stock
21155
I
By Greylock XII-A Limited Partnership
Each share of the issuer's Series B-1 Preferred Stock will automatically convert into 1.1056056 shares of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
The shares are held directly by Greylock XII Limited Partnership ("Greylock XII LP"). Greylock XII GP Limited Liability Company ("Greylock XII GP") is the sole General Partner of Greylock XII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Each share of the issuer's Series C-1 Preferred Stock will automatically convert into 1.789396 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
Each share of the issuer's Series D-1 Preferred Stock will automatically convert into 1.789396 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
Each share of the issuer's Series E-1 Preferred Stock will automatically convert into 1.9291389 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
Each share of the issuer's Series F Preferred Stock will automatically convert into 2.697117 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
Each share of the issuer's Series F-1 Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
Each share of the issuer's Series G Preferred Stock will automatically convert into 1.48169754117647 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
The shares are held directly by Greylock XII-A Limited Partnership ("Greylock XII-A LP"). Greylock XII GP is the sole General Partner of Greylock XII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII-A LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII-A LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XII GP LLC
2019-09-25
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XII GP LLC, the general partner of Greylock XII Limited Partnership
2019-09-25
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XII GP LLC, the general partner of Greylock XII-A Limited Partnership
2019-09-25