0001104659-23-093946.txt : 20230821 0001104659-23-093946.hdr.sgml : 20230821 20230821163014 ACCESSION NUMBER: 0001104659-23-093946 CONFORMED SUBMISSION TYPE: 25 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230821 EFFECTIVENESS DATE: 20230821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 231189526 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 25 1 tm2324003d1_25.htm FORM 25

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 25

 

 

NOTIFICATION OF REMOVAL FROM LISTING AND/OR
REGISTRATION UNDER SECTION 12(b) OF THE
SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number: 001-36461

 

 

FIRST FOUNDATION INC.

 

NASDAQ Global Stock Market

(Exact name of Issuer as specified in its charter, and name of the Exchange where security is listed and/or registered)

 

 

200 Crescent Court, Suite 1400

Dallas, Texas 75201

(469) 638-9636

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

 

 

Common Stock, par value $0.001 per share

(Description of class of securities)

 

 

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

 

¨ 17 CFR 240.12d2-2(a)(1) 

 

¨ 17 CFR 240.12d2-2(a)(2) 

 

¨ 17 CFR 240.12d2-2(a)(3) 

 

¨ 17 CFR 240.12d2-2(a)(4) 

 

¨ Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.1

 

x Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

 

 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, First Foundation Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

 

       
August 21, 2023   By: /s/ SCOTT F. KAVANAUGH
Date   Name: Scott F. Kavanaugh
    Title: President and Chief Executive Officer

 

 

1  Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

 

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