X0306 4 2016-01-04 0001535929 Voya Financial, Inc. VOYA 0001413593 Becker Jeffrey T 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2016-01-04 4 M 0 14126 A 47013 D Common Stock 2016-01-04 4 F 0 5061 37.20 D 41952 D Common Stock 2016-01-05 4 S 0 9065 36.6829 D 32887 D Delivery of shares of the issuer's common stock were made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Represents shares of common stock withheld to satisfy tax obligations, following delivery of common stock underlying the restricted stock units described in footnote 1. This transaction was executed in multiple trades at prices ranging from $36.6810 to $36.6850. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Chief Executive Officer, Investment Management /s/ Jean Weng, Attorney in Fact 2016-01-06