0001144204-16-083720.txt : 20160222
0001144204-16-083720.hdr.sgml : 20160222
20160222210848
ACCESSION NUMBER: 0001144204-16-083720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160218
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resolute Energy Corp
CENTRAL INDEX KEY: 0001469510
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-573-4886
MAIL ADDRESS:
STREET 1: 1700 LINCOLN ST.
STREET 2: SUITE 2800
CITY: DENVER
STATE: CO
ZIP: 80203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hicks Thomas O Jr
CENTRAL INDEX KEY: 0001413409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34464
FILM NUMBER: 161446640
MAIL ADDRESS:
STREET 1: 100 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
v432485_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-02-18
0
0001469510
Resolute Energy Corp
REN
0001413409
Hicks Thomas O Jr
2200 ROSS AVENUE,
SUITE 5000
DALLAS
TX
75201
1
0
0
0
Common Stock
2016-02-18
4
A
0
56437
0.00
A
233366
D
Stock Appreciation Right
0.53
2016-02-18
4
A
0
104167
0
A
2017-02-18
Common Stock
104167
104167
D
This Restricted Stock was granted pursuant to the Issuer's 2009 Performance Incentive Plan. The Restricted Stock will vest pursuant to the vesting schedule set forth in the Restricted Stock Grant Agreement dated February 18, 2016. Pursuant to the Agreement, all 56,437 shares vest on the first anniversary of the date of grant.
This number includes 96,437 shares of restricted stock subject to future vesting provisions.
Represents a cash-settled Stock Appreciation Right ("SAR") granted to the reporting person pursuant to the Issuer's 2009 Performance Incentive Plan and the Cash-Settled Stock Appreciation Right Grant Agreement dated February 18, 2016 ("SAR Agreement").
Each SAR will terminate and may no longer be exercised upon the earlier to occur of (i) discontinuance of the reporting person's services, or (ii) upon expiration of the SAR agreement on February 17, 2026.
/s/ James M. Piccone, Attorney-in-Fact for Thomas O. Hicks, Jr.
2016-02-22