0001144204-16-083720.txt : 20160222 0001144204-16-083720.hdr.sgml : 20160222 20160222210848 ACCESSION NUMBER: 0001144204-16-083720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160222 DATE AS OF CHANGE: 20160222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Energy Corp CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-573-4886 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hicks Thomas O Jr CENTRAL INDEX KEY: 0001413409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 161446640 MAIL ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 v432485_4.xml OWNERSHIP DOCUMENT X0306 4 2016-02-18 0 0001469510 Resolute Energy Corp REN 0001413409 Hicks Thomas O Jr 2200 ROSS AVENUE, SUITE 5000 DALLAS TX 75201 1 0 0 0 Common Stock 2016-02-18 4 A 0 56437 0.00 A 233366 D Stock Appreciation Right 0.53 2016-02-18 4 A 0 104167 0 A 2017-02-18 Common Stock 104167 104167 D This Restricted Stock was granted pursuant to the Issuer's 2009 Performance Incentive Plan. The Restricted Stock will vest pursuant to the vesting schedule set forth in the Restricted Stock Grant Agreement dated February 18, 2016. Pursuant to the Agreement, all 56,437 shares vest on the first anniversary of the date of grant. This number includes 96,437 shares of restricted stock subject to future vesting provisions. Represents a cash-settled Stock Appreciation Right ("SAR") granted to the reporting person pursuant to the Issuer's 2009 Performance Incentive Plan and the Cash-Settled Stock Appreciation Right Grant Agreement dated February 18, 2016 ("SAR Agreement"). Each SAR will terminate and may no longer be exercised upon the earlier to occur of (i) discontinuance of the reporting person's services, or (ii) upon expiration of the SAR agreement on February 17, 2026. /s/ James M. Piccone, Attorney-in-Fact for Thomas O. Hicks, Jr. 2016-02-22