0001104659-18-052462.txt : 20180816 0001104659-18-052462.hdr.sgml : 20180816 20180816162143 ACCESSION NUMBER: 0001104659-18-052462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180814 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lipman Nathaniel CENTRAL INDEX KEY: 0001413103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 181023550 MAIL ADDRESS: STREET 1: 6 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Exela Technologies, Inc. CENTRAL INDEX KEY: 0001620179 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 471347291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12935 N. FORTY DRIVE, SUITE 201 CITY: ST. LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 314-548-6200 MAIL ADDRESS: STREET 1: 12935 N. FORTY DRIVE, SUITE 201 CITY: ST. LOUIS STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: Quinpario Acquisition Corp. 2 DATE OF NAME CHANGE: 20140922 4 1 a4.xml 4 X0306 4 2018-08-14 0 0001620179 Exela Technologies, Inc. XELA 0001413103 Lipman Nathaniel C/O EXELA TECHNOLOGIES, INC. 2701 E. GRAUWYLER RD. IRVING TX 75061 1 0 0 0 Common Stock 2018-08-14 4 M 0 29574 A 70328 D Restricted Stock Units 2018-08-14 4 M 0 9242 0 D Common Stock 9242 38816 D Restricted Stock Units 2018-08-14 4 M 0 20332 0 D Common Stock 20332 18484 D Restricted Stock Units 2018-08-14 4 A 0 21782 0 A Common Stock 21782 40266 D Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest in equal installments prior to each of the 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc. On April 2, 2018, the reporting person was granted 20,332 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock. Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2019 annual meeting of the stockholders of Exela Technologies, Inc. /s/ Nathaniel J. Lipman 2018-08-15