0001209191-19-045128.txt : 20190808 0001209191-19-045128.hdr.sgml : 20190808 20190808164321 ACCESSION NUMBER: 0001209191-19-045128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190807 FILED AS OF DATE: 20190808 DATE AS OF CHANGE: 20190808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosebrough Walter M Jr CENTRAL INDEX KEY: 0001413087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38848 FILM NUMBER: 191010179 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001757898 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 35312322000 MAIL ADDRESS: STREET 1: 70 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: STERIS Ltd DATE OF NAME CHANGE: 20181101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-07 0 0001757898 STERIS plc STE 0001413087 Rosebrough Walter M Jr C/O 70 SIR JOHN ROGERSON'S QUAY DUBLIN L2 2 IRELAND 1 1 0 0 President & CEO Ordinary Shares 2019-08-07 4 M 0 67000 67.98 A 119123 D Ordinary Shares 2019-08-07 4 S 0 37721 149.93 D 81402 D Ordinary Shares 2019-08-07 4 S 0 20779 150.83 D 60623 D Ordinary Shares 2019-08-08 4 M 0 44000 67.98 A 104623 D Ordinary Shares 2019-08-08 4 S 0 32865 153.65 D 71758 D Ordinary Shares 2019-08-08 4 S 0 11135 154.32 D 60623 D Ordinary Shares 2019-08-07 5 G 0 E 7000 0.00 D 6000 I See Footnote Below. Employee Stock Option (right to buy) 67.98 2019-08-07 4 M 0 67000 0.00 D 2025-08-10 Ordinary Shares 67000 44000 D Employee Stock Option (right to buy) 67.98 2019-08-08 4 M 0 44000 0.00 D 2025-08-10 Ordinary Shares 44000 0 D Price reflects a weighted average sale price for multiple transactions ranging from $149.44 to $150.40 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price reflects a weighted average sale price for multiple transactions ranging from $150.48 to $151.31 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price reflects a weighted average sale price for multiple transactions ranging from $153.02 to $154.01 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price reflects a weighted average sale price for multiple transactions ranging from $154.02 to $154.56 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. These 60,623 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 32,360 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023. These ordinary shares are held by the reporting person's spouse as trustee of a revocable trust established for her benefit. This option to purchase 111,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 111,000 Old STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2019-08-08