0001209191-19-045128.txt : 20190808
0001209191-19-045128.hdr.sgml : 20190808
20190808164321
ACCESSION NUMBER: 0001209191-19-045128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190807
FILED AS OF DATE: 20190808
DATE AS OF CHANGE: 20190808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosebrough Walter M Jr
CENTRAL INDEX KEY: 0001413087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38848
FILM NUMBER: 191010179
MAIL ADDRESS:
STREET 1: 5960 HEISLEY ROAD
CITY: MENTOR
STATE: OH
ZIP: 44060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERIS plc
CENTRAL INDEX KEY: 0001757898
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
BUSINESS PHONE: 35312322000
MAIL ADDRESS:
STREET 1: 70 SIR JOHN ROGERSON'S QUAY
CITY: DUBLIN
STATE: L2
ZIP: 2
FORMER COMPANY:
FORMER CONFORMED NAME: STERIS Ltd
DATE OF NAME CHANGE: 20181101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-07
0
0001757898
STERIS plc
STE
0001413087
Rosebrough Walter M Jr
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN
L2
2
IRELAND
1
1
0
0
President & CEO
Ordinary Shares
2019-08-07
4
M
0
67000
67.98
A
119123
D
Ordinary Shares
2019-08-07
4
S
0
37721
149.93
D
81402
D
Ordinary Shares
2019-08-07
4
S
0
20779
150.83
D
60623
D
Ordinary Shares
2019-08-08
4
M
0
44000
67.98
A
104623
D
Ordinary Shares
2019-08-08
4
S
0
32865
153.65
D
71758
D
Ordinary Shares
2019-08-08
4
S
0
11135
154.32
D
60623
D
Ordinary Shares
2019-08-07
5
G
0
E
7000
0.00
D
6000
I
See Footnote Below.
Employee Stock Option (right to buy)
67.98
2019-08-07
4
M
0
67000
0.00
D
2025-08-10
Ordinary Shares
67000
44000
D
Employee Stock Option (right to buy)
67.98
2019-08-08
4
M
0
44000
0.00
D
2025-08-10
Ordinary Shares
44000
0
D
Price reflects a weighted average sale price for multiple transactions ranging from $149.44 to $150.40 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflects a weighted average sale price for multiple transactions ranging from $150.48 to $151.31 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflects a weighted average sale price for multiple transactions ranging from $153.02 to $154.01 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflects a weighted average sale price for multiple transactions ranging from $154.02 to $154.56 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
These 60,623 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 32,360 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023.
These ordinary shares are held by the reporting person's spouse as trustee of a revocable trust established for her benefit.
This option to purchase 111,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 111,000 Old STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
2019-08-08