0001209191-19-021015.txt : 20190322
0001209191-19-021015.hdr.sgml : 20190322
20190322170158
ACCESSION NUMBER: 0001209191-19-021015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190321
FILED AS OF DATE: 20190322
DATE AS OF CHANGE: 20190322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosebrough Walter M Jr
CENTRAL INDEX KEY: 0001413087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37614
FILM NUMBER: 19700521
MAIL ADDRESS:
STREET 1: 5960 HEISLEY ROAD
CITY: MENTOR
STATE: OH
ZIP: 44060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STERIS plc
CENTRAL INDEX KEY: 0001624899
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 981203539
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: RUTHERFORD HOUSE
STREET 2: STEPHENSONS WAY
CITY: DERBY
STATE: X0
ZIP: DE21 6LY
BUSINESS PHONE: (440) 354-2600
MAIL ADDRESS:
STREET 1: RUTHERFORD HOUSE
STREET 2: STEPHENSONS WAY
CITY: DERBY
STATE: X0
ZIP: DE21 6LY
FORMER COMPANY:
FORMER CONFORMED NAME: Steris plc
DATE OF NAME CHANGE: 20151102
FORMER COMPANY:
FORMER CONFORMED NAME: New STERIS Ltd
DATE OF NAME CHANGE: 20141125
FORMER COMPANY:
FORMER CONFORMED NAME: Solar New HoldCo Ltd
DATE OF NAME CHANGE: 20141112
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-21
0
0001624899
STERIS plc
STE
0001413087
Rosebrough Walter M Jr
C/O RUTHERFORD HOUSE, STEPHENSONS WAY
CHADDESDEN
DERBY
X0
DE21 6LY
UNITED KINGDOM
1
1
0
0
President & CEO
Ordinary Shares, 10 pence par value
2019-03-21
4
M
0
50000
45.34
A
98895
D
Ordinary Shares, 10 pence par value
2019-03-21
4
S
0
50000
125.00
D
48895
D
Ordinary Shares, 10 pence par value
13000
I
See Footnote Below.
Employee Stock Option (right to buy)
45.34
2019-03-21
4
M
0
50000
0.00
D
2023-05-31
Ordinary Shares
50000
0
D
This exercise and sale of a total of 50,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 28, 2018.
This option to purchase 100,000 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 100,000 STERIS Corporation common shares for $45.34 per share, subject to the same terms and conditions as the original STERIS stock option.
These 48,895 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 37,375 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 3,625 on May 28, 2019; 4,000 on May 30, 2019; 3,097 on May 31, 2019; 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021 and 3,097 on May 31, 2022.
These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
2019-03-22