0001209191-18-042649.txt : 20180716 0001209191-18-042649.hdr.sgml : 20180716 20180716165242 ACCESSION NUMBER: 0001209191-18-042649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180713 FILED AS OF DATE: 20180716 DATE AS OF CHANGE: 20180716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosebrough Walter M Jr CENTRAL INDEX KEY: 0001413087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37614 FILM NUMBER: 18954859 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001624899 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 981203539 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY BUSINESS PHONE: (440) 354-2600 MAIL ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY FORMER COMPANY: FORMER CONFORMED NAME: Steris plc DATE OF NAME CHANGE: 20151102 FORMER COMPANY: FORMER CONFORMED NAME: New STERIS Ltd DATE OF NAME CHANGE: 20141125 FORMER COMPANY: FORMER CONFORMED NAME: Solar New HoldCo Ltd DATE OF NAME CHANGE: 20141112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-13 0 0001624899 STERIS plc STE 0001413087 Rosebrough Walter M Jr C/O RUTHERFORD HOUSE, STEPHENSONS WAY CHADDESDEN DERBY X0 DE21 6LY UNITED KINGDOM 1 1 0 0 President & CEO Ordinary Shares, 10 pence par value 48895 D Ordinary Shares, 10 pence par value 2018-07-13 4 S 0 10000 110.50 D 28000 I See Footnote Below. These 48,895 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 37,375 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 3,625 on May 28, 2019; 4,000 on May 30, 2019; 3,097 on May 31, 2019; 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021 and 3,097 on May 31, 2022. The number of shares has been adjusted to reflect the correct number of shares beneficially owned following the Reporting Person's reported transaction on June 4, 2018. The Form 4/A and Form 4 filed with the SEC on 6/01/2018 and 6/04/2018, respectively, inadvertently overstated the number of shares beneficially owned following the reported transactions. This sale of a total of 10,000 shares, held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit, was pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person's Spouse, as Trustee, effective on May 21, 2018. These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2018-07-16