0001209191-18-035166.txt : 20180604 0001209191-18-035166.hdr.sgml : 20180604 20180604164658 ACCESSION NUMBER: 0001209191-18-035166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180604 DATE AS OF CHANGE: 20180604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosebrough Walter M Jr CENTRAL INDEX KEY: 0001413087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37614 FILM NUMBER: 18878744 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS plc CENTRAL INDEX KEY: 0001624899 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 981203539 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY BUSINESS PHONE: (440) 354-2600 MAIL ADDRESS: STREET 1: RUTHERFORD HOUSE STREET 2: STEPHENSONS WAY CITY: DERBY STATE: X0 ZIP: DE21 6LY FORMER COMPANY: FORMER CONFORMED NAME: Steris plc DATE OF NAME CHANGE: 20151102 FORMER COMPANY: FORMER CONFORMED NAME: New STERIS Ltd DATE OF NAME CHANGE: 20141125 FORMER COMPANY: FORMER CONFORMED NAME: Solar New HoldCo Ltd DATE OF NAME CHANGE: 20141112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-31 0 0001624899 STERIS plc STE 0001413087 Rosebrough Walter M Jr C/O RUTHERFORD HOUSE, STEPHENSONS WAY CHADDESDEN DERBY X0 DE21 6LY UNITED KINGDOM 1 1 0 0 President & CEO Ordinary Shares, 10 pence par value 2018-05-31 4 A 0 12388 0.00 A 61192 D Ordinary Shares, 10 pence par value 2018-06-01 4 S 0 8571 104.46 D 52621 D Ordinary Shares, 10 pence par value 2018-06-01 4 F 0 2100 104.57 D 50521 D Ordinary Shares, 10 pence par value 2018-05-31 5 G 0 E 5806 0.00 D 38000 I See Footnote Below. Employee Stock Option (right to buy) 114.22 2018-05-31 4 A 0 136268 0.00 A 2028-05-31 Ordinary Shares 136268 136268 D All 12,388 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 3,097 on May 31, 2019; 3,097 on June 1, 2020; 3,097 on June 1, 2021 and 3,097 on May 31, 2022. This represents the average sales price of the 8,571 shares sold in the open market. The actual sales prices ranged from $104.16 per share to $104.77 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices 2,100 shares were withheld from the 4,681 restricted shares that vested on June 1, 2018. These 2,100 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,681 ordinary shares were awarded to Mr. Rosebrough on June 1, 2016 as part of an award of 18,724 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2018. The remaining restrictions on these ordinary shares lapse as follows: 4,681 on June 3, 2019; and 4,681 on June 1, 2020. These 50,521 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 37,375 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 3,625 on May 28, 2019; 4,000 on May 30, 2019; 3,097 on May 31, 2019; 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021 and 3,097 on May 31, 2022. These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit. This option becomes exercisable as follows: 34,067 on May 31, 2019; 34,067 on June 1, 2020; 34,067 on June 1, 2021 and 34,067 on May 31, 2022. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2018-06-04