0001209191-16-137777.txt : 20160818 0001209191-16-137777.hdr.sgml : 20160818 20160818163837 ACCESSION NUMBER: 0001209191-16-137777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160816 FILED AS OF DATE: 20160818 DATE AS OF CHANGE: 20160818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steris plc CENTRAL INDEX KEY: 0001624899 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 981203539 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: CHANCERY HOUSE, 190 WATERSIDE ROAD STREET 2: HAMILTON INDUSTRIAL PARK CITY: LEICESTER STATE: X0 ZIP: LE5 1QZ BUSINESS PHONE: (440) 354-2600 MAIL ADDRESS: STREET 1: CHANCERY HOUSE, 190 WATERSIDE ROAD STREET 2: HAMILTON INDUSTRIAL PARK CITY: LEICESTER STATE: X0 ZIP: LE5 1QZ FORMER COMPANY: FORMER CONFORMED NAME: New STERIS Ltd DATE OF NAME CHANGE: 20141125 FORMER COMPANY: FORMER CONFORMED NAME: Solar New HoldCo Ltd DATE OF NAME CHANGE: 20141112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosebrough Walter M Jr CENTRAL INDEX KEY: 0001413087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37614 FILM NUMBER: 161841293 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-16 0 0001624899 Steris plc STE 0001413087 Rosebrough Walter M Jr C/O CHANCERY HOUSE, 190 WATERSIDE ROAD HAMILTON INDUSTRIAL PARK LEISCESTER X0 LE5 1QZ UNITED KINGDOM 1 1 0 0 President & CEO Ordinary Shares, 0.10 Nominal Value 2016-08-16 4 S 0 5000 71.3809 D 115924 D Ordinary Shares, 0.10 Nominal Value 2016-08-16 4 S 0 5000 71.3844 D 5000 I See Footnote Below Ordinary Shares, 0.10 Nominal Value 2016-08-17 4 S 0 5000 70.4779 D 0 I See Footnote Below Ordinary Shares, 0.10 Nominal Value 68806 I See Footnote Below. This transaction involved the open market sale on August 16, 2016 of a total of 5,000 shares, held by the Reporting Person as Trustee of a revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, effective on September 1, 2015. This represents the average sales price of the 5,000 shares sold. The actual 27 sales prices ranged from $71.07 per share to $71.70 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 27 sales prices. These 115,924 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,349 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 6,250 on May 31, 2017; 4,250 on May 30, 2017; 4,250 on May 30, 2018; 3,625 on May 29, 2017; 3,625 on May 28, 2018; 3,625 on May 28, 2019; 4,681 on June 1, 2017; 4,681 on June 1, 2018; 4,681 on June 3, 2019; and 4,681 on June 1, 2020. This transaction involved the open market sale on August 16, 2016 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, effective on September 1, 2015. This represents the average sales price of the 5,000 shares sold. The actual 30 sales prices ranged from $71.07 per share to $71.70 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 30 sales prices. These ordinary shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse. This transaction involved the open market sale on August 17, 2016 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, effective on September 1, 2015. This represents the average sales price of the 5,000 shares sold. The actual 26 sales prices ranged from $70.31 per share to $70.99 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 26 sales prices. These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit. /s/ Ronald E. Snyder, Authorized Representative under Power of Attorney 2016-08-18